Stock Transactions — STELLUS CAP INVT CORP

Total Bought
564,426
25 transactions
Total Sold
244,820
26 transactions
Net
+319,606
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
LPL Financial LLC38,846309,045+270,1990.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP225,264284,104+58,8400.000.01+0.00buy
Muzinich & Co., Inc.206,893253,534+46,6411.051.01-0.04buy
Advisors Asset Management, Inc.144,322183,055+38,7330.030.04+0.01buy
Legal & General Group Plc171,632204,285+32,6530.000.00+0.00buy
TrueMark Investments, LLC024,827+24,8270.000.06+0.06buy
Brevan Howard Capital Management LP12,66333,050+20,3870.000.01+0.01buy
BNP PARIBAS FINANCIAL MARKETS3,29318,362+15,0690.000.00+0.00buy
CONDOR CAPITAL MANAGEMENT202,846214,438+11,5920.220.22+0.00buy
JANE STREET GROUP, LLC25,03334,929+9,8960.000.00+0.00buy
Sunbelt Securities, Inc.146,133154,573+8,4400.130.13-0.00buy
Corient Private Wealth LLC274,100281,166+7,0660.010.00-0.00buy
SIMPLEX TRADING, LLC11,33517,222+5,8870.000.01+0.00buy
Kestra Advisory Services, LLC04,851+4,8510.000.00+0.00buy
Concurrent Investment Advisors, LLC12,98915,459+2,4700.000.00-0.00buy
Laurel Wealth Advisors LLC02,083+2,0830.000.00+0.00buy
Virtus Investment Advisers, LLC58,29460,048+1,7540.220.21-0.01buy
Inspire Advisors, LLC106,262107,787+1,5250.130.13-0.01buy
Empowered Funds, LLC0619+6190.000.00+0.00buy
PFG Investments, LLC69,24169,645+4040.050.04-0.01buy
Icon Wealth Advisors, LLC135,328135,467+1390.120.11-0.01buy
Smithfield Trust Co0119+1190.000.00+0.00buy
Rockefeller Capital Management L.P.3,0313,130+990.000.00-0.00buy
CANADA LIFE ASSURANCE Co36,05636,126+700.000.00+0.00buy
Crewe Advisors LLC770833+630.000.00-0.00buy
CHILTON CAPITAL MANAGEMENT LLC7,6007,60000.000.00-0.00hold
PRIVATE TRUST CO NA1,0971,09700.000.00-0.00hold
ASSETMARK, INC1,2001,20000.000.00-0.00hold
State of Alaska, Department of Revenue1,1661,16600.000.00-0.00hold
Sumitomo Mitsui Trust Group, Inc.156,050156,05000.000.00-0.00hold
CWM, LLC40040000.000.00-0.00hold
Private Advisor Group, LLC10,00010,00000.000.00-0.00hold
Parallel Advisors, LLC8800.000.00-0.00hold
Key FInancial Inc50050000.000.00-0.00hold
U.S. Capital Wealth Advisors, LLC11,03311,03300.000.00-0.00hold
Blue Trust, Inc.12512500.000.00-0.00hold
ORG Partners LLC2,1102,11000.010.00-0.00hold
Harbor Asset Planning, Inc.30030000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.13,00013,00000.000.00-0.00hold
VALLEY NATIONAL ADVISERS INC20020000.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP50050000.000.00-0.00hold
Roble, Belko & Company, Inc140-140.000.000.00sell
WELLS FARGO & COMPANY/MN13,48013,381-990.000.00-0.00sell
Quantbot Technologies LP2390-2390.000.00-0.00sell
GABLES CAPITAL MANAGEMENT INC.67,61867,118-5000.380.36-0.02sell
Advisory Services Network, LLC6630-6630.000.00-0.00sell
OPPENHEIMER & CO INC17,26316,039-1,2240.000.00+0.00sell
NORTHERN TRUST CORP23,48921,932-1,5570.000.00-0.00sell
Geneos Wealth Management Inc.1,7980-1,7980.000.00-0.00sell
OSAIC HOLDINGS, INC.34,07031,841-2,2290.000.00-0.00sell
Ameritas Advisory Services, LLC2,4380-2,4380.000.00-0.00sell
Farther Finance Advisors, LLC13,10610,244-2,8620.000.00-0.00sell
ROYAL BANK OF CANADA23,20920,117-3,0920.000.00-0.00sell
GROUP ONE TRADING LLC4,195902-3,2930.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC231,240226,165-5,0750.000.00-0.00sell
Aquatic Capital Management LLC18,16811,889-6,2790.000.00-0.00sell
BlackRock, Inc.202,461195,545-6,9160.000.00-0.00sell
Ethos Financial Group, LLC205,166197,790-7,3760.210.19-0.02sell
HRT FINANCIAL LP10,9100-10,9100.000.00-0.00sell
Quadrature Capital Ltd11,3830-11,3830.000.00-0.00sell
Trexquant Investment LP52,44939,340-13,1090.010.00-0.00sell
HighTower Advisors, LLC13,5290-13,5290.000.00-0.00sell
TWO SIGMA ADVISERS, LP285,772265,200-20,5720.010.01-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP25,3650-25,3650.000.00-0.00sell
CITADEL ADVISORS LLC49,98123,841-26,1400.000.00-0.00sell
Gallagher Capital Advisors, LLC34,0000-34,0000.230.00-0.23sell
Janney Montgomery Scott LLC44,1580-44,1580.000.00-0.00sell
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