Stock Transactions — WHITEHORSE FIN INC

Total Bought
162,720
23 transactions
Total Sold
142,039
19 transactions
Net
+20,681
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Sound Income Strategies, LLC753,932812,395+58,4630.770.75-0.02buy
ROYAL BANK OF CANADA36,41968,251+31,8320.000.00+0.00buy
VIRTUS ADVISERS, LLC45,21460,597+15,3830.350.40+0.05buy
MORGAN STANLEY146,593159,295+12,7020.000.00-0.00buy
Blue Trust, Inc.23,00533,000+9,9950.000.01+0.00buy
WELLS FARGO & COMPANY/MN06,010+6,0100.000.00+0.00buy
TWO SIGMA ADVISERS, LP85,35291,352+6,0000.000.00+0.00buy
Legal & General Group Plc173,754179,085+5,3310.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO03,398+3,3980.000.00+0.00buy
EntryPoint Capital, LLC03,114+3,1140.000.03+0.03buy
CANADA LIFE ASSURANCE Co15,27918,292+3,0130.000.00+0.00buy
UBS Group AG180,949183,110+2,1610.000.00-0.00buy
Qube Research & Technologies Ltd311,930+1,8990.000.00+0.00buy
GABLES CAPITAL MANAGEMENT INC.88,40689,506+1,1000.680.61-0.06buy
COMMONWEALTH EQUITY SERVICES, LLC13,94514,791+8460.000.00-0.00buy
NewEdge Wealth, LLC11,70212,439+7370.000.00-0.00buy
Mariner, LLC11,52511,883+3580.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.24,74624,973+2270.000.00-0.00buy
GOLDMAN SACHS GROUP INC15,21415,317+1030.000.00+0.00buy
PRINCIPAL SECURITIES, INC.023+230.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS6782+150.000.00-0.00buy
AVANTAX ADVISORY SERVICES, INC.21,19821,207+90.000.00-0.00buy
SANDERS MORRIS HARRIS LLC31,28731,288+10.200.07-0.13buy
DIMENSION CAPITAL MANAGEMENT LLC31,81231,81200.080.08-0.00hold
LSV ASSET MANAGEMENT9,9009,90000.000.00-0.00hold
BARD ASSOCIATES INC34,12034,12000.160.16-0.01hold
NATIXIS17,33317,33300.000.00-0.00hold
BASSO CAPITAL MANAGEMENT, L.P.122,138122,13801.561.43-0.13hold
Ancora Advisors LLC3,0003,00000.000.00-0.00hold
TOWNSQUARE CAPITAL LLC11,00011,00000.000.00-0.00hold
Powell Investment Advisors, LLC11,06011,06000.080.07-0.00hold
BAKER TILLY WEALTH MANAGEMENT, LLC11,00011,00000.020.02+0.00hold
BANK OF AMERICA CORP /DE/32,65032,65000.000.00-0.00hold
MERCER GLOBAL ADVISORS INC /ADV26,24826,24800.000.00-0.00hold
DELTA ASSET MANAGEMENT LLC/TN11511500.000.00-0.00hold
DAVENPORT & Co LLC10,97310,97300.000.00-0.00hold
Advisory Services Network, LLC880-880.000.00-0.00sell
SIMPLEX TRADING, LLC21626-1900.000.00-0.00sell
IFP Advisors, Inc25,42525,185-2400.010.01-0.00sell
Tower Research Capital LLC (TRC)955241-7140.000.00-0.00sell
JPMORGAN CHASE & CO12,02711,210-8170.000.00-0.00sell
CITADEL ADVISORS LLC18,37816,956-1,4220.000.00-0.00sell
OSAIC HOLDINGS, INC.20,23818,047-2,1910.000.00+0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2,4600-2,4600.000.00-0.00sell
Advisors Asset Management, Inc.211,373208,658-2,7150.050.05-0.00sell
Atria Wealth Solutions, Inc.58,54855,409-3,1390.010.01-0.00sell
TWO SIGMA INVESTMENTS, LP97,64392,065-5,5780.000.00-0.00sell
LPL Financial LLC53,04446,432-6,6120.000.00-0.00sell
Cape Investment Advisory, Inc.7,2060-7,2060.040.00-0.04sell
Connor, Clark & Lunn Investment Management Ltd.77,88968,152-9,7370.000.00-0.00sell
D. E. Shaw & Co., Inc.11,2060-11,2060.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC14,1070-14,1070.000.00-0.00sell
Tidal Investments LLC57,74241,086-16,6560.020.01-0.01sell
MILLENNIUM MANAGEMENT LLC65,10943,906-21,2030.000.00-0.00sell
Quadrature Capital Ltd62,64326,885-35,7580.010.01-0.01sell
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