Stock Transactions — WHITEHORSE FIN INC

Total Bought
459,609
19 transactions
Total Sold
739,932
25 transactions
Net
-280,323
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
TWO SIGMA INVESTMENTS, LP257,519435,572+178,0530.000.00+0.00buy
MARSHALL WACE, LLP076,266+76,2660.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC063,291+63,2910.000.00+0.00buy
Trexquant Investment LP15,54167,486+51,9450.000.00+0.00buy
Campbell & CO Investment Adviser LLC025,836+25,8360.000.01+0.01buy
Vident Advisory, LLC023,243+23,2430.000.00+0.00buy
TWO SIGMA SECURITIES, LLC017,337+17,3370.000.01+0.01buy
Legal & General Group Plc162,730169,074+6,3440.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC12,66216,898+4,2360.000.00+0.00buy
Advisory Services Network, LLC03,728+3,7280.000.00+0.00buy
Virtus Investment Advisers, LLC57,82560,566+2,7410.110.12+0.01buy
Snowden Capital Advisors LLC26,51729,217+2,7000.000.01+0.00buy
RAYMOND JAMES FINANCIAL INC20,08622,426+2,3400.000.00+0.00buy
NewEdge Wealth, LLC16,23016,811+5810.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.46,78247,169+3870.000.00+0.00buy
Northstar Advisory Group, LLC11,01111,397+3860.030.03+0.00buy
LPL Financial LLC69,64469,765+1210.000.00+0.00buy
SIMPLEX TRADING, LLC1,5091,579+700.000.00+0.00buy
PMV Capital Advisers, LLC04+40.000.00+0.00buy
DIMENSION CAPITAL MANAGEMENT LLC28,33728,33700.030.03+0.00hold
LSV ASSET MANAGEMENT9,9009,90000.000.00+0.00hold
Ancora Advisors LLC3,0003,00000.000.00+0.00hold
Rockefeller Capital Management L.P.1,1001,10000.000.00+0.00hold
BI Asset Management Fondsmaeglerselskab A/S48,48748,48700.000.00+0.00hold
Powell Investment Advisors, LLC12,03312,03300.030.03+0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC20020000.000.00+0.00hold
CastleKnight Management LP292,456292,45600.120.10-0.01hold
Blue Trust, Inc.95,60195,60100.010.01+0.00hold
Ethos Financial Group, LLC243,940243,94000.130.12-0.00hold
NORDEN GROUP LLC11,00011,00000.010.01+0.00hold
BANK OF AMERICA CORP /DE/185,004185,00400.000.00+0.00hold
BANK OF MONTREAL /CAN/114,842114,84200.000.00+0.00hold
DELTA ASSET MANAGEMENT LLC/TN150-150.000.00-0.00sell
CANADA LIFE ASSURANCE Co24,45724,410-470.000.00+0.00sell
Farther Finance Advisors, LLC1,1731,106-670.000.00-0.00sell
GROUP ONE TRADING LLC1,1000-1,1000.000.00-0.00sell
ROYAL BANK OF CANADA13,83112,644-1,1870.000.00+0.00sell
Advisors Asset Management, Inc.63,53460,824-2,7100.010.01+0.00sell
GABLES CAPITAL MANAGEMENT INC.54,09550,974-3,1210.160.16+0.00sell
BNP PARIBAS FINANCIAL MARKETS3,4800-3,4800.000.00-0.00sell
OSAIC HOLDINGS, INC.18,63414,923-3,7110.000.00-0.00sell
Sound Income Strategies, LLC76,92272,811-4,1110.030.03-0.00sell
Kestra Advisory Services, LLC6,3890-6,3890.000.00-0.00sell
Mariner, LLC13,6590-13,6590.000.00-0.00sell
NORTHERN TRUST CORP16,9080-16,9080.000.00-0.00sell
Dynamic Technology Lab Private Ltd17,9550-17,9550.030.00-0.03sell
GatePass Capital, LLC19,1000-19,1000.070.00-0.07sell
HRT FINANCIAL LP19,9220-19,9220.000.00-0.00sell
BASSO CAPITAL MANAGEMENT, L.P.80,00060,000-20,0000.330.27-0.06sell
Qube Research & Technologies Ltd23,9520-23,9520.000.00-0.00sell
XTX Topco Ltd29,7850-29,7850.010.00-0.01sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP43,0370-43,0370.000.00-0.00sell
Quadrature Capital Ltd48,8400-48,8400.000.00-0.00sell
BlackRock, Inc.128,00872,946-55,0620.000.00-0.00sell
CITADEL ADVISORS LLC65,7980-65,7980.000.00-0.00sell
JANE STREET GROUP, LLC133,7240-133,7240.000.00-0.00sell
TWO SIGMA ADVISERS, LP206,2520-206,2520.000.00-0.00sell
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