Stock Transactions — WHITEHORSE FIN INC

Total Bought
862,414
38 transactions
Total Sold
217,442
11 transactions
Net
+644,972
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
TWO SIGMA ADVISERS, LP91,352299,752+208,4000.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP92,065205,605+113,5400.000.01+0.00buy
CITADEL ADVISORS LLC16,95698,191+81,2350.000.00+0.00buy
MARSHALL WACE, LLP052,715+52,7150.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC43,90688,901+44,9950.000.00+0.00buy
Qube Research & Technologies Ltd1,93045,953+44,0230.000.00+0.00buy
Sound Income Strategies, LLC812,395855,223+42,8280.750.66-0.10buy
BI Asset Management Fondsmaeglerselskab A/S039,303+39,3030.000.01+0.01buy
Squarepoint Ops LLC029,081+29,0810.000.00+0.00buy
HRT FINANCIAL LP026,244+26,2440.000.00+0.00buy
Quadrature Capital Ltd26,88546,560+19,6750.010.01+0.00buy
WELLS FARGO & COMPANY/MN6,01022,698+16,6880.000.00+0.00buy
VIRTUS ADVISERS, LLC60,59776,383+15,7860.400.46+0.06buy
D. E. Shaw & Co., Inc.014,062+14,0620.000.00+0.00buy
Virtu Financial LLC012,802+12,8020.000.01+0.01buy
Trexquant Investment LP012,470+12,4700.000.00+0.00buy
Jump Financial, LLC012,171+12,1710.000.00+0.00buy
AVANTAX ADVISORY SERVICES, INC.21,20730,116+8,9090.000.00+0.00buy
Atria Wealth Solutions, Inc.55,40964,275+8,8660.010.01+0.00buy
Cambridge Investment Research Advisors, Inc.24,97333,083+8,1100.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC14,79121,986+7,1950.000.00+0.00buy
Tower Research Capital LLC (TRC)2417,036+6,7950.000.00+0.00buy
MORGAN STANLEY159,295165,092+5,7970.000.00-0.00buy
Legal & General Group Plc179,085184,683+5,5980.000.00+0.00buy
LPL Financial LLC46,43251,182+4,7500.000.00+0.00buy
Tidal Investments LLC41,08645,020+3,9340.010.01-0.00buy
ROYAL BANK OF CANADA68,25172,170+3,9190.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.68,15271,471+3,3190.000.00+0.00buy
SIMPLEX TRADING, LLC262,737+2,7110.000.00+0.00buy
Triad Wealth Partners, LLC01,200+1,2000.000.01+0.01buy
CIBC Private Wealth Group LLC01,000+1,0000.000.00+0.00buy
SANDERS MORRIS HARRIS LLC31,28832,244+9560.070.06-0.01buy
GROUP ONE TRADING LLC0890+8900.000.00+0.00buy
CANADA LIFE ASSURANCE Co18,29219,165+8730.000.00-0.00buy
OSAIC HOLDINGS, INC.18,04718,844+7970.000.00+0.00buy
Mariner, LLC11,88312,252+3690.000.00-0.00buy
BANK OF AMERICA CORP /DE/32,65032,858+2080.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC0200+2000.000.00+0.00buy
DIMENSION CAPITAL MANAGEMENT LLC31,81231,81200.080.08+0.00hold
LSV ASSET MANAGEMENT9,9009,90000.000.00+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,3983,39800.000.00-0.00hold
NATIXIS17,33317,33300.000.00+0.00hold
BASSO CAPITAL MANAGEMENT, L.P.122,138122,13801.431.35-0.08hold
Ancora Advisors LLC3,0003,00000.000.00+0.00hold
GABLES CAPITAL MANAGEMENT INC.89,50689,50600.610.57-0.04hold
TOWNSQUARE CAPITAL LLC11,00011,00000.000.00-0.00hold
Powell Investment Advisors, LLC11,06011,06000.070.07-0.00hold
Blue Trust, Inc.33,00033,00000.010.01-0.00hold
NewEdge Wealth, LLC12,43912,43900.000.00-0.00hold
MERCER GLOBAL ADVISORS INC /ADV26,24826,24800.000.00-0.00hold
DELTA ASSET MANAGEMENT LLC/TN11511500.000.00+0.00hold
PRINCIPAL SECURITIES, INC.2311-120.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS8263-190.000.00-0.00sell
BARD ASSOCIATES INC34,12032,720-1,4000.160.16+0.00sell
EntryPoint Capital, LLC3,1140-3,1140.030.00-0.03sell
IFP Advisors, Inc25,18521,961-3,2240.010.01-0.00sell
DAVENPORT & Co LLC10,9730-10,9730.000.00-0.00sell
BAKER TILLY WEALTH MANAGEMENT, LLC11,0000-11,0000.020.00-0.02sell
JPMORGAN CHASE & CO11,2100-11,2100.000.00-0.00sell
GOLDMAN SACHS GROUP INC15,3170-15,3170.000.00-0.00sell
Advisors Asset Management, Inc.208,658171,292-37,3660.050.04-0.01sell
UBS Group AG183,11059,303-123,8070.000.00-0.00sell
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