Stock Transactions — WHITEHORSE FIN INC

Total Bought
366,593
27 transactions
Total Sold
290,769
16 transactions
Net
+75,824
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
BANK OF MONTREAL /CAN/0114,842+114,8420.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP181,247231,140+49,8930.000.00-0.00buy
BlackRock, Inc.105,439139,141+33,7020.000.00-0.00buy
LPL Financial LLC22,55046,597+24,0470.000.00+0.00buy
MARSHALL WACE, LLP42,24065,850+23,6100.000.00+0.00buy
Marex Group plc021,500+21,5000.000.00+0.00buy
HRT FINANCIAL LP017,107+17,1070.000.00+0.00buy
Ethos Financial Group, LLC205,673222,454+16,7810.150.12-0.03buy
HUB Investment Partners, LLC010,810+10,8100.000.00+0.00buy
UBS Group AG58,82267,159+8,3370.000.00-0.00buy
Blue Trust, Inc.67,43775,437+8,0000.010.01-0.00buy
Virtus Investment Advisers, LLC58,25665,196+6,9400.170.13-0.04buy
CANADA LIFE ASSURANCE Co17,99724,457+6,4600.000.00-0.00buy
TWO SIGMA ADVISERS, LP310,852315,852+5,0000.010.00-0.00buy
Snowden Capital Advisors LLC20,80024,733+3,9330.010.00-0.00buy
Tidal Investments LLC50,57054,455+3,8850.000.00-0.00buy
Advisory Services Network, LLC03,728+3,7280.000.00+0.00buy
FNY Investment Advisers, LLC01,800+1,8000.000.00+0.00buy
Farther Finance Advisors, LLC01,235+1,2350.000.00+0.00buy
Rockefeller Capital Management L.P.01,100+1,1000.000.00+0.00buy
NewEdge Wealth, LLC15,29216,157+8650.000.00-0.00buy
OSAIC HOLDINGS, INC.12,31212,969+6570.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.47,23747,861+6240.000.00-0.00buy
Mariner, LLC12,44112,977+5360.000.00-0.00buy
BANK OF AMERICA CORP /DE/185,004185,504+5000.000.00-0.00buy
Northstar Advisory Group, LLC10,01710,440+4230.040.03-0.01buy
Qube Research & Technologies Ltd31,75332,031+2780.000.00-0.00buy
DIMENSION CAPITAL MANAGEMENT LLC28,33728,33700.040.03-0.01hold
LSV ASSET MANAGEMENT9,9009,90000.000.00-0.00hold
CIBC Private Wealth Group LLC727200.000.00-0.00hold
Ancora Advisors LLC3,0003,00000.000.00-0.00hold
BI Asset Management Fondsmaeglerselskab A/S48,48748,48700.000.00-0.00hold
Powell Investment Advisors, LLC11,06011,06000.040.03-0.01hold
DELTA ASSET MANAGEMENT LLC/TN151500.000.00-0.00hold
Newbridge Financial Services Group, Inc.1,1000-1,1000.000.00-0.00sell
Advisors Asset Management, Inc.69,85868,637-1,2210.010.01-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC19,88618,492-1,3940.000.00-0.00sell
NORTHERN TRUST CORP19,94317,983-1,9600.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,3980-3,3980.000.00-0.00sell
BASSO CAPITAL MANAGEMENT, L.P.120,138115,138-5,0000.780.53-0.24sell
BARD ASSOCIATES INC24,07017,741-6,3290.070.03-0.04sell
GABLES CAPITAL MANAGEMENT INC.64,08255,912-8,1700.260.17-0.10sell
RAYMOND JAMES FINANCIAL INC31,47720,790-10,6870.000.00-0.00sell
NORDEN GROUP LLC11,0000-11,0000.010.00-0.01sell
OXFORD ASSET MANAGEMENT LLP12,0580-12,0580.030.00-0.03sell
Legal & General Group Plc156,602140,250-16,3520.000.00-0.00sell
ROYAL BANK OF CANADA38,90118,588-20,3130.000.00-0.00sell
Trexquant Investment LP47,6190-47,6190.000.00-0.00sell
Squarepoint Ops LLC60,0780-60,0780.000.00-0.00sell
Sound Income Strategies, LLC942,066857,976-84,0900.470.31-0.16sell
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