| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 725,903 | 770,903 | +45,000 | 0.69 | 0.72 | +0.03 | buy |
| Elequin Capital, LP | 3,500 | 15,591 | +12,091 | 0.01 | 0.05 | +0.05 | buy |
| SIT INVESTMENT ASSOCIATES INC | 956,591 | 959,905 | +3,314 | 0.28 | 0.27 | -0.02 | buy |
| Gator Capital Management, LLC | 16,800 | 19,000 | +2,200 | 0.13 | 0.12 | -0.01 | buy |
| Stolper Co | 33,904 | 35,799 | +1,895 | 0.16 | 0.16 | +0.01 | buy |
| SeaCrest Wealth Management, LLC | 23,990 | 24,263 | +273 | 0.03 | 0.03 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 39,395 | 39,599 | +204 | 0.46 | 0.42 | -0.04 | buy |
| SOA Wealth Advisors, LLC. | 609 | 627 | +18 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 992 | 892 | -100 | 0.00 | 0.00 | -0.00 | sell |
| RFG Advisory, LLC | 175,975 | 175,797 | -178 | 0.08 | 0.08 | -0.01 | sell |
| NWF Advisory Services Inc. | 12,800 | 12,500 | -300 | 0.03 | 0.03 | -0.00 | sell |
| Summit X, LLC | 65,577 | 65,040 | -537 | 0.22 | 0.21 | -0.01 | sell |
| MGO ONE SEVEN LLC | 10,915 | 10,215 | -700 | 0.01 | 0.01 | -0.00 | sell |
| Ironsides Asset Advisors, LLC | 21,880 | 20,360 | -1,520 | 0.11 | 0.10 | -0.01 | sell |
| METEORA CAPITAL, LLC | 14,638 | 12,638 | -2,000 | 0.03 | 0.02 | -0.00 | sell |
| Capital Investment Advisors, LLC | 57,254 | 54,248 | -3,006 | 0.02 | 0.02 | -0.00 | sell |
| FWL INVESTMENT MANAGEMENT, LLC | 4,100 | 0 | -4,100 | 0.03 | 0.00 | -0.03 | sell |
| AQR Arbitrage LLC | 23,531 | 16,883 | -6,648 | 0.01 | 0.01 | -0.00 | sell |
| COHEN & STEERS, INC. | 746,411 | 736,411 | -10,000 | 0.02 | 0.02 | -0.00 | sell |
| Shaker Financial Services, LLC | 97,857 | 53,687 | -44,170 | 0.49 | 0.25 | -0.24 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 627,948 | 556,989 | -70,959 | 0.35 | 0.30 | -0.05 | sell |