| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| NWF Advisory Services Inc. | 0 | 44,500 | +44,500 | 0.00 | 0.07 | +0.07 | buy |
| Saba Capital Management, L.P. | 401,763 | 424,224 | +22,461 | 0.10 | 0.12 | +0.02 | buy |
| J.W. COLE ADVISORS, INC. | 74,955 | 95,292 | +20,337 | 0.03 | 0.03 | +0.00 | buy |
| Clear Creek Financial Management, LLC | 0 | 16,875 | +16,875 | 0.00 | 0.02 | +0.02 | buy |
| RFG Advisory, LLC | 0 | 15,474 | +15,474 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 123,577 | 136,058 | +12,481 | 0.02 | 0.02 | +0.01 | buy |
| Cetera Investment Advisers | 19,849 | 23,102 | +3,253 | 0.00 | 0.00 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 1,200 | +1,200 | 0.00 | 0.00 | +0.00 | buy |
| S.A. Mason LLC | 0 | 1,010 | +1,010 | 0.00 | 0.01 | +0.01 | buy |
| UHLMANN PRICE SECURITIES, LLC | 13,420 | 13,827 | +407 | 0.10 | 0.11 | +0.01 | buy |
| Marshall & Sterling Wealth Advisors Inc. | 108 | 111 | +3 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 369,396 | 369,396 | 0 | 0.95 | 1.05 | +0.10 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 46,008 | 46,008 | 0 | 0.18 | 0.20 | +0.01 | hold |
| Investors Research Corp | 2,500 | 2,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GREAT VALLEY ADVISOR GROUP, INC. | 16,000 | 16,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Glass Jacobson Investment Advisors llc | 1,415 | 1,415 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,144 | 6,044 | -100 | 0.01 | 0.01 | +0.00 | sell |
| Private Advisor Group, LLC | 16,940 | 15,240 | -1,700 | 0.00 | 0.00 | +0.00 | sell |
| OSAIC HOLDINGS, INC. | 60,940 | 58,895 | -2,045 | 0.00 | 0.00 | +0.00 | sell |
| FIRST TRUST ADVISORS LP | 38,321 | 34,856 | -3,465 | 0.00 | 0.00 | -0.00 | sell |
| SeaCrest Wealth Management, LLC | 23,945 | 19,606 | -4,339 | 0.02 | 0.02 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 34,055 | 24,702 | -9,353 | 0.00 | 0.00 | -0.00 | sell |
| Intellectus Partners, LLC | 10,234 | 0 | -10,234 | 0.02 | 0.00 | -0.02 | sell |
| BANK OF MONTREAL /CAN/ | 15,000 | 0 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 442,757 | 422,881 | -19,876 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 56,338 | 7,649 | -48,689 | 0.01 | 0.00 | -0.01 | sell |
| Shaker Financial Services, LLC | 52,041 | 0 | -52,041 | 0.20 | 0.00 | -0.20 | sell |