| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP | 189,186 | 301,126 | +111,940 | 0.59 | 0.93 | +0.34 | buy |
| SIT INVESTMENT ASSOCIATES INC | 0 | 64,797 | +64,797 | 0.00 | 0.02 | +0.02 | buy |
| CAPTRUST FINANCIAL ADVISORS | 21,271 | 32,713 | +11,442 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 10,125 | +10,125 | 0.00 | 0.01 | +0.01 | buy |
| Advisory Services Network, LLC | 0 | 7,415 | +7,415 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 5,800 | +5,800 | 0.00 | 0.01 | +0.01 | buy |
| SeaCrest Wealth Management, LLC | 14,076 | 17,416 | +3,340 | 0.02 | 0.02 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 151,898 | 153,425 | +1,527 | 0.02 | 0.02 | -0.00 | buy |
| Intellectus Partners, LLC | 17,135 | 17,420 | +285 | 0.05 | 0.05 | -0.00 | buy |
| Glass Jacobson Investment Advisors llc | 1,380 | 1,405 | +25 | 0.01 | 0.01 | -0.00 | buy |
| Saba Capital Management, L.P. | 568,008 | 568,008 | 0 | 0.16 | 0.13 | -0.03 | hold |
| Private Advisor Group, LLC | 23,890 | 23,890 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Investors Research Corp | 2,500 | 2,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GREAT VALLEY ADVISOR GROUP, INC. | 16,000 | 16,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NWF Advisory Services Inc. | 38,300 | 36,500 | -1,800 | 0.08 | 0.07 | -0.01 | sell |
| BANK OF MONTREAL /CAN/ | 22,000 | 20,000 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 15,100 | 12,056 | -3,044 | 0.02 | 0.01 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 80,199 | 75,303 | -4,896 | 0.00 | 0.00 | -0.00 | sell |
| HOLLENCREST CAPITAL MANAGEMENT | 6,140 | 0 | -6,140 | 0.01 | 0.00 | -0.01 | sell |
| Quarry LP | 19,500 | 0 | -19,500 | 0.11 | 0.00 | -0.11 | sell |
| MORGAN STANLEY | 460,004 | 430,979 | -29,025 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 51,756 | 3,601 | -48,155 | 0.00 | 0.00 | -0.00 | sell |
| CLOUGH CAPITAL PARTNERS L P | 52,029 | 0 | -52,029 | 0.05 | 0.00 | -0.05 | sell |
| OSAIC HOLDINGS, INC. | 202,201 | 97,844 | -104,357 | 0.00 | 0.00 | -0.00 | sell |