Stock Transactions — FLAHERTY & CRUMRINE DYNAMIC

Total Bought
267,777
25 transactions
Total Sold
345,754
26 transactions
Net
-77,977
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
WELLS FARGO & COMPANY/MN53,267103,368+50,1010.000.00+0.00buy
Revisor Wealth Management LLC46,12583,515+37,3900.940.70-0.24buy
Shaker Financial Services, LLC48,43278,379+29,9470.350.58+0.23buy
LPL Financial LLC288,759313,681+24,9220.000.00+0.00buy
Invesco Ltd.277,362300,033+22,6710.000.00+0.00buy
GUGGENHEIM CAPITAL LLC77,35797,819+20,4620.010.01+0.00buy
Cetera Investment Advisers019,202+19,2020.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC31,81549,042+17,2270.010.02+0.01buy
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC010,950+10,9500.000.09+0.09buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.41,98452,512+10,5280.070.09+0.02buy
Capital Analysts, LLC36,17142,384+6,2130.030.04+0.01buy
Gilliland Jeter Wealth Management LLC05,371+5,3710.000.04+0.04buy
Cambridge Investment Research Advisors, Inc.82,16586,851+4,6860.010.01+0.00buy
Samalin Investment Counsel, LLC34,84036,263+1,4230.310.33+0.02buy
Kestra Advisory Services, LLC14,76315,969+1,2060.000.00-0.00buy
PRINCIPAL SECURITIES, INC.24,75525,876+1,1210.020.02-0.00buy
Private Advisor Group, LLC42,73143,746+1,0150.010.01+0.00buy
CoreCap Advisors, LLC0865+8650.000.00+0.00buy
ROYAL BANK OF CANADA18,25219,102+8500.000.00+0.00buy
HARBOUR INVESTMENTS, INC.0809+8090.000.00+0.00buy
UBS Group AG9,0599,673+6140.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5,2885,378+900.000.00+0.00buy
Merit Financial Group, LLC21,90621,959+530.010.01-0.00buy
CWM, LLC1,8811,918+370.000.00+0.00buy
MCF Advisors LLC1,0671,091+240.000.00+0.00buy
COHEN & STEERS, INC.278,500278,50000.010.01+0.00hold
North Star Investment Management Corp.2,2002,20000.000.00+0.00hold
Mathes Company, Inc.21,50021,50000.160.15-0.00hold
Palogic Value Management, L.P.20,50020,50000.160.17+0.01hold
MANGROVE PARTNERS IM, LLC459,627459,62700.550.62+0.06hold
Allworth Financial LP10010000.000.00-0.00hold
Cerity Partners LLC17,30017,30000.000.00-0.00hold
Steward Partners Investment Advisory, LLC1,8001,80000.000.00-0.00hold
Investors Research Corp1,2001,20000.010.01+0.00hold
Sound Income Strategies, LLC23623600.000.00-0.00hold
Integrated Wealth Concepts LLC15,00015,00000.000.00-0.00hold
Geneos Wealth Management Inc.85585500.000.00+0.00hold
Kozak & Associates, Inc.0000.000.000.00hold
CARY STREET PARTNERS INVESTMENT ADVISORY LLC26,39626,39600.020.02-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
COMERICA BANK2,5002,50000.000.00+0.00hold
SEAMOUNT FINANCIAL GROUP INC59,25059,141-1091.010.99-0.01sell
Pathway Financial Advisers, LLC3,3103,108-2020.020.02-0.00sell
Advisory Services Network, LLC3650-3650.000.00-0.00sell
MeadowBrook Investment Advisors LLC2,0151,585-4300.030.03-0.01sell
1776 Wealth LLC66,73766,241-4960.590.60+0.01sell
COMMONWEALTH EQUITY SERVICES, LLC56,72455,907-8170.000.00-0.00sell
MORGAN STANLEY205,639204,682-9570.000.00-0.00sell
CENTAURUS FINANCIAL, INC.28,18227,145-1,0370.040.04-0.00sell
Concurrent Investment Advisors, LLC11,71710,060-1,6570.010.01-0.00sell
Tradition Wealth Management, LLC1,9020-1,9020.000.00-0.00sell
Atria Wealth Solutions, Inc.15,97113,638-2,3330.000.00-0.00sell
NewEdge Advisors, LLC44,55141,404-3,1470.010.01-0.00sell
Truvestments Capital LLC3,5000-3,5000.030.00-0.03sell
McGlone Suttner Wealth Management, Inc.3,5280-3,5280.010.00-0.01sell
WEDBUSH SECURITIES INC20,25616,350-3,9060.020.01-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.14,4459,445-5,0000.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC41,99636,630-5,3660.000.00-0.00sell
Elequin Capital, LP8,7620-8,7620.050.00-0.05sell
MILLENNIUM MANAGEMENT LLC31,62822,362-9,2660.000.00-0.00sell
OSAIC HOLDINGS, INC.69,94860,017-9,9310.000.00+0.00sell
ROBINSON CAPITAL MANAGEMENT, LLC26,12416,025-10,0990.170.11-0.06sell
Logan Stone Capital, LLC21,0300-21,0300.080.00-0.08sell
AMERIPRISE FINANCIAL INC232,145211,039-21,1060.000.00-0.00sell
BOOTHBAY FUND MANAGEMENT, LLC100,47774,723-25,7540.060.04-0.02sell
RPO LLC223,283166,051-57,2326.254.67-1.58sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC147,8220-147,8220.000.00-0.00sell
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