Stock TransactionsFLAHERTY & CRUMRINE DYNAMIC

Total Bought
387,445
38 transactions
Total Sold
239,861
26 transactions
Net
+147,584
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
SIT INVESTMENT ASSOCIATES INC581,566657,212+75,6460.240.26+0.02buy
RAYMOND JAMES FINANCIAL INC1,241,2701,294,453+53,1830.010.01-0.00buy
Hennion & Walsh Asset Management, Inc.175,333218,689+43,3560.120.13+0.01buy
OSAIC HOLDINGS, INC.47,54980,665+33,1160.000.00+0.00buy
Shaker Financial Services, LLC020,669+20,6690.000.13+0.13buy
COHEN & STEERS, INC.476,489496,489+20,0000.020.02-0.00buy
MORGAN STANLEY118,598136,282+17,6840.000.00+0.00buy
AMERIPRISE FINANCIAL INC89,386104,750+15,3640.000.00+0.00buy
RITHOLTZ WEALTH MANAGEMENT012,274+12,2740.000.00+0.00buy
XTX Topco Ltd011,132+11,1320.000.00+0.00buy
Beacon Pointe Advisors, LLC010,846+10,8460.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC010,802+10,8020.000.00+0.00buy
J.W. COLE ADVISORS, INC.09,724+9,7240.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC42,58650,450+7,8640.000.00+0.00buy
Invesco Ltd.301,703309,183+7,4800.000.00-0.00buy
PRINCIPAL SECURITIES, INC.41,19247,982+6,7900.010.01-0.00buy
LPL Financial LLC188,728193,623+4,8950.000.00-0.00buy
WOLVERINE ASSET MANAGEMENT LLC8,19312,531+4,3380.000.00+0.00buy
&PARTNERS40,00843,474+3,4660.000.00-0.00buy
Fiera Capital Corp97,034100,203+3,1690.010.01+0.00buy
Janney Montgomery Scott LLC42,19245,343+3,1510.000.00-0.00buy
Capital Analysts, LLC34,19436,343+2,1490.020.02-0.00buy
CENTAURUS FINANCIAL, INC.15,48317,483+2,0000.010.01-0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.01,734+1,7340.000.01+0.01buy
Golden State Wealth Management, LLC4,2835,611+1,3280.010.01+0.00buy
Triumph Capital Management5,2756,375+1,1000.020.02+0.00buy
Spire Wealth Management0900+9000.000.00+0.00buy
Integrated Wealth Concepts LLC0796+7960.000.00+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC11,50012,056+5560.010.01-0.00buy
ROYAL BANK OF CANADA31,24031,743+5030.000.00-0.00buy
Farmers & Merchants Trust Co of Chambersburg PA0500+5000.000.00+0.00buy
Concurrent Investment Advisors, LLC30,26930,649+3800.010.01-0.00buy
AlphaCore Capital LLC36,14236,478+3360.020.01-0.00buy
STANCE CAPITAL LLC8,7088,771+630.080.06-0.03buy
JFS WEALTH ADVISORS, LLC062+620.000.00+0.00buy
1776 Wealth LLC52,03852,097+590.410.38-0.03buy
Rockefeller Capital Management L.P.814829+150.000.00-0.00buy
HARBOUR INVESTMENTS, INC.3,9613,976+150.000.00-0.00buy
WEDBUSH SECURITIES INC12,70012,70000.010.01-0.00hold
North Star Investment Management Corp.2,3002,30000.000.00-0.00hold
Mathes Company, Inc.18,00018,00000.130.12-0.02hold
AdvisorNet Financial, Inc5,2725,27200.010.00-0.00hold
CARY STREET PARTNERS FINANCIAL LLC10,24610,24600.010.00-0.00hold
Westside Investment Management, Inc.1,6671,66700.010.00-0.00hold
Allworth Financial LP1,3801,38000.000.00+0.00hold
Cerity Partners LLC14,30014,30000.000.00-0.00hold
MCF Advisors LLC1,2291,22900.000.00-0.00hold
Steward Partners Investment Advisory, LLC2,9002,90000.000.00+0.00hold
Geneos Wealth Management Inc.85585500.000.00-0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC10,95010,95000.060.06-0.01hold
CoreCap Advisors, LLC39839800.000.00-0.00hold
Fiduciary Alliance LLC10,35010,35000.010.01+0.00hold
Strategic Advocates LLC818100.010.01-0.00hold
Abel Hall, LLC10,50010,50000.040.04-0.01hold
HIGHLINE WEALTH PARTNERS LLC14014000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.3,3453,34500.000.00-0.00hold
Atlantic Union Bankshares Corp4,5004,50000.000.00-0.00hold
Farther Finance Advisors, LLC17,93717,839-980.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,0101,816-1940.000.00-0.00sell
HighTower Advisors, LLC10,77610,543-2330.000.00-0.00sell
Sound Income Strategies, LLC2360-2360.000.00-0.00sell
Baird Financial Group, Inc.19,32519,057-2680.000.00-0.00sell
Advisory Services Network, LLC3650-3650.000.00-0.00sell
Cetera Investment Advisers22,87122,373-4980.000.00-0.00sell
Private Advisor Group, LLC39,93139,226-7050.000.00-0.00sell
STIFEL FINANCIAL CORP22,60221,824-7780.000.00-0.00sell
Palogic Value Management, L.P.20,50019,500-1,0000.180.14-0.04sell
SEAMOUNT FINANCIAL GROUP INC44,99243,904-1,0880.410.37-0.04sell
Smith Asset Management Co., LLC95,06793,742-1,3251.641.52-0.11sell
Whipplewood Advisors, LLC94,77993,297-1,4820.991.30+0.31sell
Capital Investment Advisors, LLC25,69923,916-1,7830.010.01-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC6,7634,952-1,8110.010.01-0.00sell
NewEdge Advisors, LLC33,54131,366-2,1750.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.90,71487,704-3,0100.000.00-0.00sell
Merit Financial Group, LLC22,08617,880-4,2060.000.00-0.00sell
Revisor Wealth Management LLC61,02152,586-8,4350.340.26-0.08sell
Samalin Investment Counsel, LLC37,47127,311-10,1600.270.18-0.09sell
Focus Partners Wealth142,893132,309-10,5840.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC51,04638,791-12,2550.000.00-0.00sell
WELLS FARGO & COMPANY/MN237,078211,865-25,2130.000.00-0.00sell
HRT FINANCIAL LP27,0490-27,0490.000.00-0.00sell
1607 Capital Partners, LLC107,61762,441-45,1760.160.11-0.04sell
GUGGENHEIM CAPITAL LLC242,799163,065-79,7340.040.02-0.02sell
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