Stock Transactions — FLAHERTY & CRUMRINE DYNAMIC

Total Bought
433,436
39 transactions
Total Sold
534,301
23 transactions
Net
-100,865
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
GUGGENHEIM CAPITAL LLC192,463275,471+83,0080.030.05+0.02buy
Pathstone Holdings, LLC043,204+43,2040.000.00+0.00buy
COHEN & STEERS, INC.409,762451,762+42,0000.020.02+0.00buy
SIT INVESTMENT ASSOCIATES INC037,875+37,8750.000.02+0.02buy
Shaker Financial Services, LLC44,31575,240+30,9250.360.57+0.22buy
Hennion & Walsh Asset Management, Inc.19,22445,825+26,6010.020.04+0.02buy
Janney Montgomery Scott LLC023,352+23,3520.000.00+0.00buy
WELLS FARGO & COMPANY/MN169,532191,409+21,8770.000.00+0.00buy
Independent Advisor Alliance018,275+18,2750.000.00+0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC017,475+17,4750.000.14+0.14buy
Walleye Capital LLC014,825+14,8250.000.00+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC013,522+13,5220.000.01+0.01buy
Fiduciary Alliance LLC010,350+10,3500.000.02+0.02buy
Invesco Ltd.302,804311,497+8,6930.000.00-0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.07,704+7,7040.000.03+0.03buy
OSAIC HOLDINGS, INC.37,01844,154+7,1360.000.00+0.00buy
MORGAN STANLEY175,754182,552+6,7980.000.00-0.00buy
Capital Analysts, LLC32,33735,493+3,1560.030.03+0.00buy
Concurrent Investment Advisors, LLC16,33218,250+1,9180.010.01-0.00buy
PRINCIPAL SECURITIES, INC.32,70334,478+1,7750.020.02-0.00buy
Samalin Investment Counsel, LLC39,05140,789+1,7380.370.35-0.02buy
Westside Investment Management, Inc.01,667+1,6670.000.01+0.01buy
Cambridge Investment Research Advisors, Inc.87,22788,759+1,5320.010.01-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5,5656,669+1,1040.000.00+0.00buy
Steward Partners Investment Advisory, LLC1,8002,800+1,0000.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC0861+8610.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC59,34160,108+7670.000.00-0.00buy
CWM, LLC2,1232,884+7610.000.00+0.00buy
Allworth Financial LP100780+6800.000.00+0.00buy
ROYAL BANK OF CANADA28,78829,447+6590.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP0653+6530.000.00+0.00buy
MeadowBrook Investment Advisors LLC1,2201,770+5500.020.03+0.01buy
Private Advisor Group, LLC36,44236,893+4510.000.00-0.00buy
Cetera Investment Advisers19,61319,878+2650.000.00-0.00buy
Merit Financial Group, LLC21,66021,793+1330.010.01-0.00buy
Coppell Advisory Solutions LLC0108+1080.000.00+0.00buy
MCF Advisors LLC1,1291,148+190.000.00-0.00buy
HARBOUR INVESTMENTS, INC.837851+140.000.00-0.00buy
BESSEMER GROUP INC685690+50.000.00-0.00buy
MILLENNIUM MANAGEMENT LLC17,89017,89000.000.00-0.00hold
North Star Investment Management Corp.2,2002,20000.000.00-0.00hold
Mathes Company, Inc.16,50016,50000.130.12-0.01hold
Palogic Value Management, L.P.20,50020,50000.180.16-0.01hold
Investors Research Corp1,2001,20000.010.01-0.00hold
Sound Income Strategies, LLC23623600.000.00-0.00hold
Geneos Wealth Management Inc.85585500.000.00-0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC10,95010,95000.090.08-0.01hold
Provenance Wealth Advisors, LLC28028000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.5,4455,44500.000.00-0.00hold
COMERICA BANK2,5002,50000.000.00-0.00hold
CoreCap Advisors, LLC863803-600.000.00-0.00sell
Atria Wealth Solutions, Inc.11,40410,711-6930.000.00-0.00sell
WEDBUSH SECURITIES INC17,40016,500-9000.010.01-0.00sell
1776 Wealth LLC63,93062,864-1,0660.620.58-0.04sell
CENTAURUS FINANCIAL, INC.22,70721,116-1,5910.030.03-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC56,16454,323-1,8410.000.00-0.00sell
Cerity Partners LLC18,40116,529-1,8720.000.00-0.00sell
Pathway Financial Advisers, LLC2,9680-2,9680.030.00-0.03sell
HighTower Advisors, LLC29,54226,249-3,2930.000.00-0.00sell
NewEdge Advisors, LLC38,47934,942-3,5370.010.00-0.00sell
Gilliland Jeter Wealth Management LLC5,3710-5,3710.040.00-0.04sell
Aviance Capital Partners, LLC9,4250-9,4250.030.00-0.03sell
SEAMOUNT FINANCIAL GROUP INC58,65749,104-9,5530.950.68-0.27sell
LPL Financial LLC274,615264,693-9,9220.000.00-0.00sell
UBS Group AG12,9010-12,9010.000.00-0.00sell
AMERIPRISE FINANCIAL INC200,207187,235-12,9720.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.13,9430-13,9430.030.00-0.03sell
Kovitz Investment Group Partners, LLC229,387208,989-20,3980.030.02-0.01sell
Kestra Advisory Services, LLC22,2010-22,2010.000.00-0.00sell
Revisor Wealth Management LLC47,24224,339-22,9030.630.45-0.19sell
CARY STREET PARTNERS INVESTMENT ADVISORY LLC26,3960-26,3960.020.00-0.02sell
MANGROVE PARTNERS IM, LLC459,627288,184-171,4430.850.63-0.21sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC179,0520-179,0520.020.00-0.02sell
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