Stock Transactions — FLAHERTY & CRUMRINE DYNAMIC

Total Bought
445,545
35 transactions
Total Sold
482,421
38 transactions
Net
-36,876
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Focus Partners Wealth0148,586+148,5860.000.00+0.00buy
SIT INVESTMENT ASSOCIATES INC358,344445,325+86,9810.160.18+0.02buy
Fiera Capital Corp53,931101,601+47,6700.000.01+0.00buy
Hennion & Walsh Asset Management, Inc.122,011158,315+36,3040.100.11+0.02buy
1607 Capital Partners, LLC79,500107,017+27,5170.130.15+0.02buy
Capital Investment Advisors, LLC025,690+25,6900.000.01+0.01buy
Farther Finance Advisors, LLC6,57317,845+11,2720.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP010,782+10,7820.000.01+0.01buy
Kestra Advisory Services, LLC07,589+7,5890.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC06,763+6,7630.000.01+0.01buy
Pinnacle Wealth Planning Services, Inc.05,307+5,3070.000.01+0.01buy
ROYAL BANK OF CANADA33,89238,261+4,3690.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.89,79294,061+4,2690.010.01-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC44,67148,567+3,8960.000.00+0.00buy
Capital Analysts, LLC31,12134,401+3,2800.020.02+0.00buy
&PARTNERS34,02936,927+2,8980.000.00-0.00buy
Mathes Company, Inc.15,50018,000+2,5000.120.13+0.01buy
STIFEL FINANCIAL CORP21,23123,280+2,0490.000.00+0.00buy
Janney Montgomery Scott LLC33,39635,435+2,0390.000.00-0.00buy
PRINCIPAL SECURITIES, INC.37,77739,248+1,4710.010.01-0.00buy
Camelot Portfolios, LLC01,000+1,0000.000.01+0.01buy
MGB Wealth Management, LLC10,00010,846+8460.060.06+0.00buy
WOLVERINE ASSET MANAGEMENT LLC0812+8120.000.00+0.00buy
Private Advisor Group, LLC38,37538,862+4870.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,3491,800+4510.000.00+0.00buy
Triumph Capital Management4,2504,450+2000.010.02+0.01buy
Merit Financial Group, LLC22,62822,776+1480.000.00-0.00buy
North Star Investment Management Corp.2,2002,300+1000.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC0100+1000.000.00+0.00buy
Golden State Wealth Management, LLC4,1314,208+770.010.01-0.00buy
Catalina Capital Group, LLC13,94613,985+390.190.18-0.01buy
MCF Advisors LLC1,2081,229+210.000.00-0.00buy
HARBOUR INVESTMENTS, INC.896911+150.000.00-0.00buy
J.W. COLE ADVISORS, INC.10,26010,270+100.000.01+0.00buy
SEAMOUNT FINANCIAL GROUP INC47,07347,080+70.480.44-0.04buy
COHEN & STEERS, INC.461,489461,48900.020.02-0.00hold
AdvisorNet Financial, Inc4,2504,25000.010.00-0.00hold
Palogic Value Management, L.P.20,50020,50000.190.18-0.00hold
Westside Investment Management, Inc.1,6671,66700.010.01-0.00hold
Cerity Partners LLC14,30014,30000.000.00-0.00hold
LEVEL FOUR ADVISORY SERVICES, LLC11,50011,50000.010.01-0.00hold
Sound Income Strategies, LLC23623600.000.00-0.00hold
Geneos Wealth Management Inc.85585500.000.00-0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC10,95010,95000.080.07-0.01hold
CoreCap Advisors, LLC35035000.000.00-0.00hold
Fiduciary Alliance LLC10,35010,35000.020.01-0.00hold
Abel Hall, LLC10,50010,50000.090.05-0.04hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.3,3453,34500.000.00-0.00hold
Atlantic Union Bankshares Corp4,5004,50000.000.00-0.00hold
CENTAURUS FINANCIAL, INC.15,58315,58300.020.01-0.00hold
Rockefeller Capital Management L.P.7473-10.000.00-0.00sell
Steward Partners Investment Advisory, LLC2,8092,800-90.000.00-0.00sell
Concurrent Investment Advisors, LLC30,24730,224-230.010.01-0.00sell
WEDBUSH SECURITIES INC12,80012,700-1000.010.01-0.00sell
Allworth Financial LP1,4801,380-1000.000.00-0.00sell
Russell Investments Group, Ltd.1500-1500.000.00-0.00sell
Baird Financial Group, Inc.19,62219,468-1540.000.00-0.00sell
CWM, LLC2,0531,837-2160.000.00-0.00sell
Advisory Services Network, LLC3650-3650.000.00-0.00sell
Newbridge Financial Services Group, Inc.5000-5000.000.00-0.00sell
1776 Wealth LLC52,74152,132-6090.440.41-0.03sell
Whipplewood Advisors, LLC96,08994,845-1,2441.371.27-0.10sell
NewEdge Advisors, LLC34,71333,337-1,3760.000.00-0.00sell
Revisor Wealth Management LLC63,61862,076-1,5420.480.36-0.12sell
MORGAN STANLEY130,735129,167-1,5680.000.00-0.00sell
Cetera Investment Advisers23,08321,489-1,5940.000.00-0.00sell
OSAIC HOLDINGS, INC.50,15048,329-1,8210.000.00-0.00sell
COMERICA BANK2,2000-2,2000.000.00-0.00sell
AlphaCore Capital LLC39,50437,149-2,3550.030.02-0.01sell
Samalin Investment Counsel, LLC45,67542,833-2,8420.340.32-0.03sell
CARY STREET PARTNERS FINANCIAL LLC13,57010,246-3,3240.010.01-0.00sell
Strategic Advocates LLC25,47821,928-3,5500.140.12-0.03sell
SOUTH PLAINS FINANCIAL, INC.4,0220-4,0220.050.00-0.05sell
Smith Asset Management Co., LLC101,04396,884-4,1591.861.66-0.20sell
AMERIPRISE FINANCIAL INC93,61987,695-5,9240.000.00-0.00sell
STANCE CAPITAL LLC8,4060-8,4060.070.00-0.07sell
HighTower Advisors, LLC21,45410,172-11,2820.000.00-0.00sell
HRT FINANCIAL LP11,9260-11,9260.000.00-0.00sell
Shaker Financial Services, LLC69,44057,012-12,4280.520.38-0.14sell
Walleye Capital LLC12,4370-12,4370.000.00-0.00sell
Pathstone Holdings, LLC13,5950-13,5950.000.00-0.00sell
Invesco Ltd.324,801308,922-15,8790.000.00-0.00sell
LPL Financial LLC221,770196,022-25,7480.000.00-0.00sell
WELLS FARGO & COMPANY/MN305,509279,231-26,2780.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC72,23140,641-31,5900.000.00-0.00sell
GUGGENHEIM CAPITAL LLC356,889301,249-55,6400.060.05-0.01sell
RAYMOND JAMES FINANCIAL INC1,281,5101,218,104-63,4060.010.01-0.00sell
Kovitz Investment Group Partners, LLC154,0580-154,0580.010.00-0.01sell
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