| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Focus Partners Wealth | 61,887 | 4,720,000 | +4,658,113 | 0.00 | 0.00 | +0.00 | buy |
| Warberg Asset Management LLC | 0 | 430,407 | +430,407 | 0.00 | 0.04 | +0.04 | buy |
| ARMISTICE CAPITAL, LLC | 0 | 172,105 | +172,105 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 84,605 | +84,605 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 18,048 | 31,043 | +12,995 | 0.00 | 0.00 | -0.00 | buy |
| SBI Securities Co., Ltd. | 39,722 | 39,725 | +3 | 0.00 | 0.00 | -0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 140,236 | 140,236 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR CAPITAL MANAGEMENT LLC | 131,000 | 131,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARMISTICE CAPITAL, LLC | 22,250 | 22,250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Spectrum Asset Management, Inc. (NB/CA) | 679,420 | 679,420 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Spectrum Asset Management, Inc. (NB/CA) | 10,650 | 10,650 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 24 | 0 | -24 | 0.00 | 0.00 | -0.00 | sell |
| GTS SECURITIES LLC | 21,144 | 21,044 | -100 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 916 | 0 | -916 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 9,857 | 1,730 | -8,127 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 10,078 | 0 | -10,078 | 0.00 | 0.00 | 0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 167,486 | 80,566 | -86,920 | 0.00 | 0.00 | -0.00 | sell |