| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 4,961,943 | 4,681,047 | -280,896 | 1.28 | 1.19 | -0.09 | sell |
| MORGAN STANLEY | 1,326,419 | 1,364,595 | +38,176 | 0.00 | 0.00 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,763,718 | 1,218,113 | -545,605 | 1.09 | 0.76 | -0.33 | sell |
| TORONTO DOMINION BANK | 0 | 949,291 | +949,291 | 0.00 | 0.02 | +0.02 | buy |
| Cyndeo Wealth Partners, LLC | 837,581 | 879,881 | +42,300 | 0.59 | 0.58 | -0.01 | buy |
| WELLS FARGO & COMPANY/MN | 474,153 | 786,073 | +311,920 | 0.00 | 0.00 | +0.00 | buy |
| Penserra Capital Management LLC | 510,480 | 612,101 | +101,621 | 0.08 | 0.09 | +0.01 | buy |
| ROYAL BANK OF CANADA | 681,655 | 584,866 | -96,789 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 524,168 | 580,664 | +56,496 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 468,849 | 574,774 | +105,925 | 0.04 | 0.06 | +0.01 | buy |
| Invesco Ltd. | 673,510 | 545,345 | -128,165 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 533,113 | 521,928 | -11,185 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 165,877 | 437,691 | +271,814 | 0.15 | 0.39 | +0.25 | buy |
| Allspring Global Investments Holdings, LLC | 0 | 372,532 | +372,532 | 0.00 | 0.01 | +0.01 | buy |
| RAYMOND JAMES FINANCIAL INC | 350,530 | 369,422 | +18,892 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 259,313 | 301,296 | +41,983 | 0.00 | 0.00 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 261,481 | 276,864 | +15,383 | 0.00 | 0.00 | -0.00 | buy |
| THRIVENT FINANCIAL FOR LUTHERANS | 203,724 | 211,679 | +7,955 | 0.00 | 0.01 | +0.00 | buy |
| Yakira Capital Management, Inc. | 304,507 | 172,428 | -132,079 | 1.34 | 0.63 | -0.71 | sell |
| Cetera Investment Advisers | 157,657 | 171,663 | +14,006 | 0.00 | 0.00 | +0.00 | buy |
| Capital Investment Advisory Services, LLC | 111,879 | 160,663 | +48,784 | 0.10 | 0.15 | +0.04 | buy |
| Rareview Capital LLC | 122,325 | 147,763 | +25,438 | 1.16 | 1.26 | +0.11 | buy |
| Janney Montgomery Scott LLC | 119,506 | 139,618 | +20,112 | 0.00 | 0.00 | +0.00 | buy |
| Shaker Financial Services, LLC | 166,958 | 137,454 | -29,504 | 0.69 | 0.60 | -0.09 | sell |
| BANK OF AMERICA CORP /DE/ | 175,984 | 128,804 | -47,180 | 0.00 | 0.00 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 84,868 | 104,586 | +19,718 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 111,897 | 103,641 | -8,256 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 70,561 | 96,217 | +25,656 | 0.01 | 0.02 | +0.01 | buy |
| Steward Partners Investment Advisory, LLC | 95,490 | 93,641 | -1,849 | 0.01 | 0.01 | -0.00 | sell |
| NewEdge Advisors, LLC | 86,474 | 90,957 | +4,483 | 0.00 | 0.00 | +0.00 | buy |
| TRUIST FINANCIAL CORP | 88,080 | 84,289 | -3,791 | 0.00 | 0.00 | -0.00 | sell |
| COHEN & STEERS, INC. | 80,000 | 80,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 74,709 | 78,163 | +3,454 | 0.00 | 0.00 | -0.00 | buy |
| E&G Advisors, LP | 73,800 | 71,500 | -2,300 | 0.22 | 0.20 | -0.02 | sell |
| Pekin Hardy Strauss, Inc. | 55,850 | 58,450 | +2,600 | 0.07 | 0.08 | +0.01 | buy |
| Advisors Asset Management, Inc. | 0 | 56,687 | +56,687 | 0.00 | 0.01 | +0.01 | buy |
| Significant Wealth Partners LLC | 0 | 52,516 | +52,516 | 0.00 | 0.81 | +0.81 | buy |
| Rockefeller Capital Management L.P. | 49,727 | 46,653 | -3,074 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 46,524 | 46,524 | 0 | 0.25 | 0.27 | +0.01 | hold |
| Calamos Advisors LLC | 30,095 | 34,160 | +4,065 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 31,412 | 30,240 | -1,172 | 0.00 | 0.00 | -0.00 | sell |
| WCG Wealth Advisors LLC | 29,375 | 29,375 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RIVERBRIDGE PARTNERS LLC | 48,670 | 26,326 | -22,344 | 0.01 | 0.01 | -0.00 | sell |
| Advisory Services Network, LLC | 28,140 | 25,872 | -2,268 | 0.01 | 0.00 | -0.00 | sell |
| EVOKE WEALTH, LLC | 27,691 | 25,491 | -2,200 | 0.01 | 0.01 | -0.00 | sell |
| TrueMark Investments, LLC | 41,953 | 23,174 | -18,779 | 0.10 | 0.06 | -0.05 | sell |
| Snowden Capital Advisors LLC | 24,767 | 22,767 | -2,000 | 0.01 | 0.01 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 19,121 | 22,049 | +2,928 | 0.00 | 0.00 | +0.00 | buy |
| Founders Financial Alliance, LLC | 11,171 | 21,053 | +9,882 | 0.03 | 0.05 | +0.02 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 19,506 | 19,911 | +405 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 19,856 | 19,878 | +22 | 0.00 | 0.00 | -0.00 | buy |
| Almitas Capital LLC | 19,543 | 19,543 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Elm3 Financial Group, LLC | 22,156 | 17,576 | -4,580 | 0.24 | 0.19 | -0.05 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 16,887 | 16,887 | 0 | 0.13 | 0.12 | -0.01 | hold |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 15,844 | 15,844 | 0 | 0.02 | 0.01 | -0.00 | hold |
| NOMURA HOLDINGS INC | 19,625 | 15,540 | -4,085 | 0.00 | 0.00 | +0.00 | sell |
| &PARTNERS | 14,594 | 14,862 | +268 | 0.00 | 0.00 | -0.00 | buy |
| WEDBUSH SECURITIES INC | 14,779 | 14,832 | +53 | 0.01 | 0.01 | -0.00 | buy |
| GWN SECURITIES INC. | 14,620 | 14,620 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Semus Wealth Partners LLC | 14,241 | 14,469 | +228 | 0.10 | 0.10 | +0.00 | buy |
| Walkner Condon Financial Advisors LLC | 14,243 | 14,243 | 0 | 0.03 | 0.02 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 14,218 | +14,218 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 10,663 | 13,600 | +2,937 | 0.00 | 0.00 | -0.00 | buy |
| SMH CAPITAL ADVISORS INC | 12,685 | 12,908 | +223 | 0.34 | 0.46 | +0.12 | buy |
| DAVENPORT & Co LLC | 17,054 | 12,364 | -4,690 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 11,880 | 12,189 | +309 | 0.00 | 0.00 | -0.00 | buy |
| World Investment Advisors | 12,660 | 11,718 | -942 | 0.00 | 0.00 | -0.00 | sell |
| HOLLENCREST CAPITAL MANAGEMENT | 11,361 | 11,361 | 0 | 0.01 | 0.01 | +0.00 | hold |
| LaSalle St. Investment Advisors, LLC | 11,105 | 11,105 | 0 | 0.02 | 0.02 | -0.00 | hold |
| FIFTH THIRD BANCORP | 1,515 | 10,349 | +8,834 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 0 | 10,100 | +10,100 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 9,980 | 9,980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Western Wealth Management, LLC | 0 | 8,790 | +8,790 | 0.00 | 0.00 | +0.00 | buy |
| Anfield Capital Management, LLC | 7,407 | 7,407 | 0 | 0.03 | 0.03 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 7,227 | 7,227 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRIVATE TRUST CO NA | 5,242 | 5,242 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CoreCap Advisors, LLC | 4,400 | 3,900 | -500 | 0.00 | 0.00 | -0.00 | sell |
| ORG Wealth Partners, LLC | 2,993 | 2,993 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Allworth Financial LP | 103 | 2,853 | +2,750 | 0.00 | 0.00 | +0.00 | buy |
| WEBSTER BANK, N. A. | 2,255 | 2,255 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sunbelt Securities, Inc. | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Golden State Wealth Management, LLC | 1,168 | 1,195 | +27 | 0.00 | 0.00 | +0.00 | buy |
| HIGHLINE WEALTH PARTNERS LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fourth Dimension Wealth, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AdvisorNet Financial, Inc | 1,062 | 738 | -324 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 806 | 627 | -179 | 0.00 | 0.00 | -0.00 | sell |
| Geneos Wealth Management Inc. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 391 | 391 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MAI Capital Management | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HANTZ FINANCIAL SERVICES, INC. | 66 | 0 | -66 | 0.00 | 0.00 | -0.00 | sell |
| ASSETMARK, INC | 161 | 0 | -161 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 14,669 | 0 | -14,669 | 0.03 | 0.00 | -0.03 | sell |
| EP Wealth Advisors, LLC | 11,138 | 0 | -11,138 | 0.00 | 0.00 | -0.00 | sell |
| Cerity Partners LLC | 53,209 | 0 | -53,209 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 11,153 | 0 | -11,153 | 0.00 | 0.00 | -0.00 | sell |
| Beta Wealth Group, Inc. | 142,579 | 0 | -142,579 | 0.75 | 0.00 | -0.75 | sell |
| JANE STREET GROUP, LLC | 51,358 | 0 | -51,358 | 0.00 | 0.00 | -0.00 | sell |
| Stratos Wealth Partners, LTD. | 10,653 | 0 | -10,653 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 11,281 | 0 | -11,281 | 0.00 | 0.00 | -0.00 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 1,534 | 0 | -1,534 | 0.00 | 0.00 | -0.00 | sell |