| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 519,158 | 764,403 | +245,245 | 0.02 | 0.04 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 721,123 | 865,594 | +144,471 | 0.36 | 0.49 | +0.13 | buy |
| WHITEBOX ADVISORS LLC | 225,910 | 325,910 | +100,000 | 0.09 | 0.11 | +0.03 | buy |
| Almitas Capital LLC | 63,654 | 103,475 | +39,821 | 0.14 | 0.36 | +0.22 | buy |
| AMERIPRISE FINANCIAL INC | 218,128 | 250,121 | +31,993 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 130,783 | 161,528 | +30,745 | 0.02 | 0.03 | +0.01 | buy |
| Verition Fund Management LLC | 0 | 27,915 | +27,915 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 1,225,212 | 1,243,391 | +18,179 | 0.32 | 0.36 | +0.04 | buy |
| BANK OF AMERICA CORP /DE/ | 63,528 | 77,585 | +14,057 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 30,994 | 39,651 | +8,657 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 30,050 | 34,946 | +4,896 | 0.00 | 0.00 | +0.00 | buy |
| Ackerman Capital Advisors, LLC | 161,892 | 165,932 | +4,040 | 0.44 | 0.46 | +0.02 | buy |
| LPL Financial LLC | 127,457 | 131,351 | +3,894 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 7,009 | 10,735 | +3,726 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 26,208 | 29,421 | +3,213 | 0.00 | 0.00 | +0.00 | buy |
| Samalin Investment Counsel, LLC | 47,203 | 49,783 | +2,580 | 0.21 | 0.21 | +0.00 | buy |
| ProVise Management Group, LLC | 44,801 | 46,276 | +1,475 | 0.04 | 0.04 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 30,699 | 31,265 | +566 | 0.00 | 0.00 | +0.00 | buy |
| Ashton Thomas Private Wealth, LLC | 26,788 | 26,889 | +101 | 0.01 | 0.01 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 3,699 | 3,731 | +32 | 0.00 | 0.00 | +0.00 | buy |
| Stonebrook Private Inc. | 49,692 | 49,701 | +9 | 0.13 | 0.14 | +0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 12,075 | 12,075 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MAI Capital Management | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5,811 | 5,811 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 3,800 | 3,800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Curi Capital, LLC | 50,177 | 50,177 | 0 | 0.01 | 0.01 | +0.00 | hold |
| 1607 Capital Partners, LLC | 76,177 | 76,177 | 0 | 0.06 | 0.06 | +0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 22,260 | 22,260 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Palogic Value Management, L.P. | 40,250 | 40,250 | 0 | 0.17 | 0.19 | +0.02 | hold |
| Cetera Investment Advisers | 16,763 | 16,763 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 314,245 | 314,245 | 0 | 1.65 | 1.75 | +0.10 | hold |
| Bogart Wealth, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 400 | 400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allspring Global Investments Holdings, LLC | 858,941 | 858,941 | 0 | 0.01 | 0.02 | +0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 33,972 | 33,972 | 0 | 0.24 | 0.24 | +0.01 | hold |
| VISTA INVESTMENT PARTNERS LLC | 17,500 | 17,500 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Bank of New York Mellon Corp | 24,821 | 24,791 | -30 | 0.00 | 0.00 | +0.00 | sell |
| Janney Montgomery Scott LLC | 22,942 | 22,500 | -442 | 0.00 | 0.00 | +0.00 | sell |
| Farther Finance Advisors, LLC | 550 | 0 | -550 | 0.00 | 0.00 | -0.00 | sell |
| BESSEMER GROUP INC | 564 | 0 | -564 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 56,332 | 54,902 | -1,430 | 0.11 | 0.11 | -0.00 | sell |
| Capital Investment Advisors, LLC | 33,787 | 32,037 | -1,750 | 0.01 | 0.01 | -0.00 | sell |
| Invesco Ltd. | 57,190 | 55,254 | -1,936 | 0.00 | 0.00 | +0.00 | sell |
| MORGAN STANLEY | 268,245 | 265,972 | -2,273 | 0.00 | 0.00 | +0.00 | sell |
| Elequin Capital, LP | 2,441 | 0 | -2,441 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 407,752 | 404,197 | -3,555 | 0.19 | 0.19 | -0.00 | sell |
| ROYAL BANK OF CANADA | 54,865 | 51,246 | -3,619 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 81,660 | 76,044 | -5,616 | 0.00 | 0.00 | -0.00 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 6,245 | 0 | -6,245 | 0.00 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 10,092 | 0 | -10,092 | 0.04 | 0.00 | -0.04 | sell |
| TWO SIGMA SECURITIES, LLC | 12,747 | 0 | -12,747 | 0.02 | 0.00 | -0.02 | sell |
| WELLS FARGO & COMPANY/MN | 108,716 | 94,427 | -14,289 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 338,372 | 319,638 | -18,734 | 1.17 | 1.57 | +0.40 | sell |
| READYSTATE ASSET MANAGEMENT LP | 22,067 | 0 | -22,067 | 0.01 | 0.00 | -0.01 | sell |
| Arlington Capital Management, Inc. | 24,089 | 0 | -24,089 | 0.17 | 0.00 | -0.17 | sell |
| NOMURA HOLDINGS INC | 27,900 | 0 | -27,900 | 0.00 | 0.00 | -0.00 | sell |
| VAN ECK ASSOCIATES CORP | 156,478 | 123,475 | -33,003 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 84,945 | 0 | -84,945 | 0.02 | 0.00 | -0.02 | sell |
| GUGGENHEIM CAPITAL LLC | 228,451 | 129,319 | -99,132 | 0.02 | 0.01 | -0.01 | sell |