| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,565,016 | 1,565,216 | +200 | 0.58 | 0.53 | -0.05 | buy |
| Pathstone Holdings, LLC | 1,322,834 | 1,283,877 | -38,957 | 0.06 | 0.05 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 958,161 | 959,254 | +1,093 | 0.02 | 0.02 | -0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 253,324 | 645,093 | +391,769 | 0.05 | 0.14 | +0.08 | buy |
| Bulldog Investors, LLP | 400,303 | 520,749 | +120,446 | 0.98 | 1.23 | +0.25 | buy |
| GUGGENHEIM CAPITAL LLC | 434,666 | 429,202 | -5,464 | 0.04 | 0.04 | +0.00 | sell |
| MORGAN STANLEY | 253,914 | 247,306 | -6,608 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 150,878 | 215,798 | +64,920 | 0.06 | 0.08 | +0.02 | buy |
| Almitas Capital LLC | 182,924 | 182,924 | 0 | 0.44 | 0.44 | -0.01 | hold |
| VAN ECK ASSOCIATES CORP | 150,348 | 156,963 | +6,615 | 0.00 | 0.00 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 145,230 | 124,596 | -20,634 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 384,441 | 122,649 | -261,792 | 0.20 | 0.06 | -0.14 | sell |
| LPL Financial LLC | 117,978 | 117,669 | -309 | 0.00 | 0.00 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 82,167 | 94,165 | +11,998 | 0.18 | 0.20 | +0.02 | buy |
| RAYMOND JAMES FINANCIAL INC | 58,775 | 83,828 | +25,053 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 284,913 | 83,758 | -201,155 | 0.06 | 0.02 | -0.04 | sell |
| BANK OF AMERICA CORP /DE/ | 74,718 | 74,135 | -583 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 73,129 | 73,129 | 0 | 0.05 | 0.06 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 68,229 | +68,229 | 0.00 | 0.36 | +0.36 | buy |
| OSAIC HOLDINGS, INC. | 20,549 | 59,806 | +39,257 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 53,093 | 51,602 | -1,491 | 0.09 | 0.08 | -0.01 | sell |
| Samalin Investment Counsel, LLC | 52,411 | 44,897 | -7,514 | 0.20 | 0.17 | -0.04 | sell |
| ProVise Management Group, LLC | 44,100 | 43,100 | -1,000 | 0.03 | 0.03 | -0.00 | sell |
| Fiera Capital Corp | 0 | 42,762 | +42,762 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 46,364 | 40,785 | -5,579 | 0.00 | 0.00 | -0.00 | sell |
| Palogic Value Management, L.P. | 40,250 | 40,250 | 0 | 0.19 | 0.19 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 37,722 | 37,729 | +7 | 0.24 | 0.23 | -0.01 | buy |
| Stonebrook Private Inc. | 40,206 | 37,000 | -3,206 | 0.09 | 0.08 | -0.01 | sell |
| Invesco Ltd. | 46,980 | 35,043 | -11,937 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 34,788 | 34,788 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 32,962 | 33,700 | +738 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 32,196 | 25,592 | -6,604 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 22,500 | 24,925 | +2,425 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 22,974 | 21,520 | -1,454 | 0.00 | 0.00 | -0.00 | sell |
| Summit Trail Advisors, LLC | 0 | 21,170 | +21,170 | 0.00 | 0.00 | +0.00 | buy |
| VISTA INVESTMENT PARTNERS LLC | 17,500 | 17,500 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Focus Partners Wealth | 14,547 | 14,547 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BAR HARBOR WEALTH MANAGEMENT | 12,075 | 12,075 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Patriot Financial Group Insurance Agency, LLC | 0 | 11,816 | +11,816 | 0.00 | 0.01 | +0.01 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 10,155 | +10,155 | 0.00 | 0.00 | +0.00 | buy |
| Plancorp, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Triumph Capital Management | 8,375 | 7,175 | -1,200 | 0.02 | 0.02 | -0.00 | sell |
| Farther Finance Advisors, LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JFS WEALTH ADVISORS, LLC | 3,851 | 3,895 | +44 | 0.00 | 0.00 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,396 | 1,396 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bogart Wealth, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 0 | 811 | +811 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 400 | 400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bank of New York Mellon Corp | 23,078 | 0 | -23,078 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 55,121 | 0 | -55,121 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 23,503 | 0 | -23,503 | 0.09 | 0.00 | -0.09 | sell |
| Kestra Advisory Services, LLC | 6,594 | 0 | -6,594 | 0.00 | 0.00 | -0.00 | sell |