| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 764,403 | 994,381 | +229,978 | 0.04 | 0.04 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 173,211 | +173,211 | 0.00 | 0.45 | +0.45 | buy |
| Verition Fund Management LLC | 27,915 | 78,066 | +50,151 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 1,243,391 | 1,287,011 | +43,620 | 0.36 | 0.36 | -0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 129,319 | 157,883 | +28,564 | 0.01 | 0.01 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 23,321 | +23,321 | 0.00 | 0.08 | +0.08 | buy |
| NOMURA HOLDINGS INC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Plancorp, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 131,351 | 139,359 | +8,008 | 0.00 | 0.00 | -0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 161,528 | 167,977 | +6,449 | 0.03 | 0.03 | +0.00 | buy |
| Allworth Financial LP | 0 | 4,000 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 51,246 | 53,951 | +2,705 | 0.00 | 0.00 | -0.00 | buy |
| VAN ECK ASSOCIATES CORP | 123,475 | 126,020 | +2,545 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 39,651 | 41,996 | +2,345 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 31,265 | 33,279 | +2,014 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 29,421 | 31,309 | +1,888 | 0.00 | 0.00 | -0.00 | buy |
| Decker Retirement Planning Inc. | 0 | 150 | +150 | 0.00 | 0.00 | +0.00 | buy |
| Curi Capital, LLC | 50,177 | 50,316 | +139 | 0.01 | 0.01 | -0.00 | buy |
| Cetera Investment Advisers | 16,763 | 16,876 | +113 | 0.00 | 0.00 | -0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 3,731 | 3,766 | +35 | 0.00 | 0.00 | -0.00 | buy |
| Stonebrook Private Inc. | 49,701 | 49,710 | +9 | 0.14 | 0.12 | -0.02 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 12,075 | 12,075 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Janney Montgomery Scott LLC | 22,500 | 22,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| 1607 Capital Partners, LLC | 76,177 | 76,177 | 0 | 0.06 | 0.06 | -0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 22,260 | 22,260 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Palogic Value Management, L.P. | 40,250 | 40,250 | 0 | 0.19 | 0.17 | -0.01 | hold |
| Capital Investment Advisors, LLC | 32,037 | 32,037 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Bogart Wealth, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 858,941 | 858,941 | 0 | 0.02 | 0.01 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 33,972 | 33,972 | 0 | 0.24 | 0.22 | -0.02 | hold |
| VISTA INVESTMENT PARTNERS LLC | 17,500 | 17,500 | 0 | 0.06 | 0.05 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Samalin Investment Counsel, LLC | 49,783 | 49,738 | -45 | 0.21 | 0.20 | -0.02 | sell |
| ProVise Management Group, LLC | 46,276 | 45,998 | -278 | 0.04 | 0.04 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 54,902 | 54,592 | -310 | 0.11 | 0.09 | -0.02 | sell |
| Invesco Ltd. | 55,254 | 54,896 | -358 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 265,972 | 265,127 | -845 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 76,044 | 74,810 | -1,234 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 24,791 | 23,132 | -1,659 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 2,000 | 0 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| Matisse Capital | 314,245 | 310,998 | -3,247 | 1.75 | 1.50 | -0.25 | sell |
| Almitas Capital LLC | 103,475 | 99,948 | -3,527 | 0.36 | 0.26 | -0.11 | sell |
| HOLLENCREST CAPITAL MANAGEMENT | 3,800 | 0 | -3,800 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5,811 | 1,497 | -4,314 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 325,910 | 320,896 | -5,014 | 0.11 | 0.09 | -0.02 | sell |
| OSAIC HOLDINGS, INC. | 34,946 | 29,383 | -5,563 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 77,585 | 71,447 | -6,138 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 10,735 | 0 | -10,735 | 0.00 | 0.00 | -0.00 | sell |
| Ashton Thomas Private Wealth, LLC | 26,889 | 11,912 | -14,977 | 0.01 | 0.00 | -0.01 | sell |
| Rockefeller Capital Management L.P. | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 165,932 | 139,299 | -26,633 | 0.46 | 0.33 | -0.13 | sell |
| WELLS FARGO & COMPANY/MN | 94,427 | 67,060 | -27,367 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 319,638 | 266,375 | -53,263 | 1.57 | 1.28 | -0.29 | sell |
| Hennion & Walsh Asset Management, Inc. | 404,197 | 345,290 | -58,907 | 0.19 | 0.14 | -0.05 | sell |
| AMERIPRISE FINANCIAL INC | 250,121 | 186,076 | -64,045 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 865,594 | 794,869 | -70,725 | 0.49 | 0.45 | -0.04 | sell |