| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,565,216 | 1,565,216 | 0 | 0.53 | 0.53 | -0.00 | hold |
| Pathstone Holdings, LLC | 1,283,877 | 1,188,486 | -95,391 | 0.05 | 0.04 | -0.02 | sell |
| Allspring Global Investments Holdings, LLC | 959,254 | 959,254 | 0 | 0.02 | 0.02 | -0.00 | hold |
| SIT INVESTMENT ASSOCIATES INC | 645,093 | 873,968 | +228,875 | 0.14 | 0.18 | +0.04 | buy |
| GUGGENHEIM CAPITAL LLC | 429,202 | 414,412 | -14,790 | 0.04 | 0.03 | -0.01 | sell |
| Bulldog Investors, LLP | 520,749 | 400,343 | -120,406 | 1.23 | 0.97 | -0.26 | sell |
| Hennion & Walsh Asset Management, Inc. | 215,798 | 247,088 | +31,290 | 0.08 | 0.08 | +0.00 | buy |
| MORGAN STANLEY | 247,306 | 210,392 | -36,914 | 0.00 | 0.00 | -0.00 | sell |
| VAN ECK ASSOCIATES CORP | 156,963 | 157,883 | +920 | 0.00 | 0.00 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 124,596 | 128,416 | +3,820 | 0.00 | 0.00 | -0.00 | buy |
| Almitas Capital LLC | 182,924 | 121,339 | -61,585 | 0.44 | 0.32 | -0.11 | sell |
| LPL Financial LLC | 117,669 | 113,968 | -3,701 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 42,762 | 91,099 | +48,337 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 83,758 | 80,654 | -3,104 | 0.02 | 0.02 | +0.00 | sell |
| Invesco Ltd. | 35,043 | 79,987 | +44,944 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 83,828 | 79,941 | -3,887 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 73,129 | 73,129 | 0 | 0.06 | 0.07 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 122,649 | 69,118 | -53,531 | 0.06 | 0.04 | -0.03 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 68,229 | 68,229 | 0 | 0.36 | 0.36 | +0.00 | hold |
| Ackerman Capital Advisors, LLC | 94,165 | 62,077 | -32,088 | 0.20 | 0.14 | -0.07 | sell |
| Kestra Advisory Services, LLC | 0 | 52,072 | +52,072 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 74,135 | 46,785 | -27,350 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 51,602 | 46,512 | -5,090 | 0.08 | 0.06 | -0.01 | sell |
| ProVise Management Group, LLC | 43,100 | 45,362 | +2,262 | 0.03 | 0.03 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 59,806 | 43,892 | -15,914 | 0.00 | 0.00 | -0.00 | sell |
| Palogic Value Management, L.P. | 40,250 | 40,250 | 0 | 0.19 | 0.16 | -0.03 | hold |
| Summit Trail Advisors, LLC | 21,170 | 39,306 | +18,136 | 0.00 | 0.01 | +0.00 | buy |
| HighTower Advisors, LLC | 40,785 | 38,448 | -2,337 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 0 | 38,103 | +38,103 | 0.00 | 0.01 | +0.01 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 37,729 | 37,745 | +16 | 0.23 | 0.22 | -0.00 | buy |
| Stonebrook Private Inc. | 37,000 | 37,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Capital Investment Advisors, LLC | 34,788 | 34,788 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 33,700 | 32,884 | -816 | 0.00 | 0.00 | -0.00 | sell |
| Samalin Investment Counsel, LLC | 44,897 | 31,414 | -13,483 | 0.17 | 0.11 | -0.06 | sell |
| ROTHSCHILD INVESTMENT LLC | 0 | 30,000 | +30,000 | 0.00 | 0.01 | +0.01 | buy |
| Grant Street Asset Management, Inc. | 0 | 28,105 | +28,105 | 0.00 | 0.05 | +0.05 | buy |
| Janney Montgomery Scott LLC | 24,925 | 27,260 | +2,335 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 25,592 | 25,593 | +1 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 21,520 | 20,489 | -1,031 | 0.00 | 0.00 | -0.00 | sell |
| VISTA INVESTMENT PARTNERS LLC | 17,500 | 17,500 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Focus Partners Wealth | 14,547 | 15,396 | +849 | 0.00 | 0.00 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 14,767 | +14,767 | 0.00 | 0.01 | +0.01 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 12,075 | 12,075 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 10,155 | 10,155 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Plancorp, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Triumph Capital Management | 7,175 | 8,450 | +1,275 | 0.02 | 0.02 | +0.00 | buy |
| Farther Finance Advisors, LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 4,000 | 4,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JFS WEALTH ADVISORS, LLC | 3,895 | 3,944 | +49 | 0.00 | 0.00 | -0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 1,771 | +1,771 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,396 | 1,396 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bogart Wealth, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Integrated Wealth Concepts LLC | 0 | 745 | +745 | 0.00 | 0.00 | +0.00 | buy |
| Cape Investment Advisory, Inc. | 0 | 666 | +666 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Patriot Financial Group Insurance Agency, LLC | 11,816 | 0 | -11,816 | 0.01 | 0.00 | -0.01 | sell |
| Spire Wealth Management | 811 | 0 | -811 | 0.00 | 0.00 | -0.00 | sell |