| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 14,536 | 630,470 | +615,934 | 0.01 | 0.34 | +0.33 | buy |
| Pathstone Holdings, LLC | 166,785 | 388,899 | +222,114 | 0.01 | 0.02 | +0.01 | buy |
| 1607 Capital Partners, LLC | 0 | 87,064 | +87,064 | 0.00 | 0.09 | +0.09 | buy |
| RIVERBRIDGE PARTNERS LLC | 49,956 | 132,226 | +82,270 | 0.01 | 0.02 | +0.01 | buy |
| Allspring Global Investments Holdings, LLC | 521,108 | 549,606 | +28,498 | 0.01 | 0.01 | +0.00 | buy |
| HighTower Advisors, LLC | 0 | 25,971 | +25,971 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 0 | 24,810 | +24,810 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 184,705 | 205,742 | +21,037 | 0.00 | 0.00 | +0.00 | buy |
| Innova Wealth Partners | 0 | 20,958 | +20,958 | 0.00 | 0.19 | +0.19 | buy |
| Rockefeller Capital Management L.P. | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 23,573 | 40,547 | +16,974 | 0.05 | 0.09 | +0.03 | buy |
| Ackerman Capital Advisors, LLC | 136,762 | 153,597 | +16,835 | 0.38 | 0.44 | +0.06 | buy |
| BANK OF AMERICA CORP /DE/ | 43,642 | 56,878 | +13,236 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 145,742 | 156,411 | +10,669 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 119,641 | 125,910 | +6,269 | 0.05 | 0.06 | +0.01 | buy |
| Avior Wealth Management, LLC | 2,871 | 5,878 | +3,007 | 0.00 | 0.00 | +0.00 | buy |
| Samalin Investment Counsel, LLC | 41,276 | 42,953 | +1,677 | 0.20 | 0.21 | +0.00 | buy |
| ROYAL BANK OF CANADA | 56,390 | 56,932 | +542 | 0.00 | 0.00 | -0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 0 | 338 | +338 | 0.00 | 0.00 | +0.00 | buy |
| Arlington Capital Management, Inc. | 20,798 | 20,958 | +160 | 0.19 | 0.19 | +0.00 | buy |
| Ashton Thomas Private Wealth, LLC | 26,596 | 26,693 | +97 | 0.02 | 0.02 | +0.00 | buy |
| Stonebrook Private Inc. | 49,676 | 49,684 | +8 | 0.15 | 0.15 | -0.00 | buy |
| Private Advisor Group, LLC | 11,486 | 11,490 | +4 | 0.00 | 0.00 | -0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 12,075 | 12,075 | 0 | 0.01 | 0.01 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,746 | 4,746 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 3,800 | 3,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Curi Capital, LLC | 50,177 | 50,177 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Saba Capital Management, L.P. | 1,135,060 | 1,135,060 | 0 | 0.26 | 0.28 | +0.01 | hold |
| Palogic Value Management, L.P. | 40,250 | 40,250 | 0 | 0.18 | 0.18 | -0.00 | hold |
| Almitas Capital LLC | 43,847 | 43,847 | 0 | 0.19 | 0.17 | -0.02 | hold |
| Bogart Wealth, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Element Wealth, LLC | 16,101 | 16,101 | 0 | 0.10 | 0.10 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 18,972 | 18,972 | 0 | 0.14 | 0.14 | -0.00 | hold |
| VISTA INVESTMENT PARTNERS LLC | 17,500 | 17,500 | 0 | 0.06 | 0.06 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 6,245 | 6,245 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 34,584 | 34,068 | -516 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 29,444 | 28,668 | -776 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 37,092 | 36,287 | -805 | 0.01 | 0.01 | -0.00 | sell |
| Cetera Investment Advisers | 17,938 | 16,763 | -1,175 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 58,109 | 56,115 | -1,994 | 0.00 | 0.00 | +0.00 | sell |
| ProVise Management Group, LLC | 55,894 | 53,894 | -2,000 | 0.05 | 0.05 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 35,117 | 32,494 | -2,623 | 0.00 | 0.00 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 25,460 | 22,760 | -2,700 | 0.01 | 0.01 | +0.00 | sell |
| Farther Finance Advisors, LLC | 10,046 | 7,327 | -2,719 | 0.01 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 18,732 | 15,572 | -3,160 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 414,454 | 411,118 | -3,336 | 0.23 | 0.21 | -0.01 | sell |
| VAN ECK ASSOCIATES CORP | 152,533 | 148,971 | -3,562 | 0.00 | 0.00 | -0.00 | sell |
| JFS WEALTH ADVISORS, LLC | 7,826 | 3,669 | -4,157 | 0.01 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 301,180 | 296,433 | -4,747 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 23,489 | 11,452 | -12,037 | 0.00 | 0.00 | -0.00 | sell |
| FLC Capital Advisors | 13,550 | 0 | -13,550 | 0.04 | 0.00 | -0.04 | sell |
| AQR Arbitrage LLC | 19,648 | 0 | -19,648 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 98,585 | 74,891 | -23,694 | 0.02 | 0.02 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 177,648 | 141,249 | -36,399 | 0.00 | 0.00 | -0.00 | sell |
| Matisse Capital | 371,400 | 314,245 | -57,155 | 1.94 | 1.71 | -0.24 | sell |
| GUGGENHEIM CAPITAL LLC | 299,932 | 238,707 | -61,225 | 0.02 | 0.02 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 102,188 | 0 | -102,188 | 0.09 | 0.00 | -0.09 | sell |
| Fort Point Capital Partners LLC | 133,936 | 0 | -133,936 | 0.18 | 0.00 | -0.18 | sell |
| Logan Stone Capital, LLC | 481,220 | 305,313 | -175,907 | 1.31 | 0.85 | -0.47 | sell |