| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 994,381 | 1,331,675 | +337,294 | 0.04 | 0.05 | +0.01 | buy |
| GUGGENHEIM CAPITAL LLC | 157,883 | 371,608 | +213,725 | 0.01 | 0.03 | +0.02 | buy |
| Bulldog Investors, LLP | 173,211 | 331,979 | +158,768 | 0.45 | 0.82 | +0.37 | buy |
| Allspring Global Investments Holdings, LLC | 858,941 | 958,161 | +99,220 | 0.01 | 0.02 | +0.00 | buy |
| Almitas Capital LLC | 99,948 | 119,431 | +19,483 | 0.26 | 0.29 | +0.03 | buy |
| VAN ECK ASSOCIATES CORP | 126,020 | 133,404 | +7,384 | 0.00 | 0.00 | -0.00 | buy |
| Triumph Capital Management | 0 | 7,285 | +7,285 | 0.00 | 0.01 | +0.01 | buy |
| RIVERBRIDGE PARTNERS LLC | 167,977 | 172,347 | +4,370 | 0.03 | 0.03 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 33,279 | 37,118 | +3,839 | 0.00 | 0.00 | +0.00 | buy |
| Capital Investment Advisors, LLC | 32,037 | 35,786 | +3,749 | 0.01 | 0.01 | +0.00 | buy |
| Samalin Investment Counsel, LLC | 49,738 | 53,059 | +3,321 | 0.20 | 0.20 | +0.00 | buy |
| HighTower Advisors, LLC | 41,996 | 44,296 | +2,300 | 0.00 | 0.00 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 1,200 | +1,200 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 54,896 | 55,227 | +331 | 0.00 | 0.00 | -0.00 | buy |
| Ashton Thomas Private Wealth, LLC | 11,912 | 12,048 | +136 | 0.00 | 0.00 | -0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 3,766 | 3,809 | +43 | 0.00 | 0.00 | -0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 12,075 | 12,075 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,497 | 1,497 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Janney Montgomery Scott LLC | 22,500 | 22,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Curi Capital, LLC | 50,316 | 50,316 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Verition Fund Management LLC | 78,066 | 78,066 | 0 | 0.00 | 0.00 | +0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 22,260 | 22,260 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 23,321 | 23,321 | 0 | 0.08 | 0.09 | +0.00 | hold |
| Palogic Value Management, L.P. | 40,250 | 40,250 | 0 | 0.17 | 0.18 | +0.01 | hold |
| Allworth Financial LP | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Plancorp, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bogart Wealth, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 33,972 | 33,972 | 0 | 0.22 | 0.21 | -0.01 | hold |
| VISTA INVESTMENT PARTNERS LLC | 17,500 | 17,500 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Stonebrook Private Inc. | 49,710 | 49,695 | -15 | 0.12 | 0.11 | -0.00 | sell |
| Bank of New York Mellon Corp | 23,132 | 23,106 | -26 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 265,127 | 265,091 | -36 | 0.00 | 0.00 | -0.00 | sell |
| Decker Retirement Planning Inc. | 150 | 0 | -150 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 71,447 | 70,929 | -518 | 0.00 | 0.00 | -0.00 | sell |
| ProVise Management Group, LLC | 45,998 | 45,248 | -750 | 0.04 | 0.04 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 54,592 | 53,093 | -1,499 | 0.09 | 0.09 | -0.01 | sell |
| 1607 Capital Partners, LLC | 76,177 | 73,129 | -3,048 | 0.06 | 0.06 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 29,383 | 26,163 | -3,220 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 53,951 | 50,679 | -3,272 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 31,309 | 23,926 | -7,383 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 139,359 | 129,674 | -9,685 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 320,896 | 310,458 | -10,438 | 0.09 | 0.06 | -0.03 | sell |
| WELLS FARGO & COMPANY/MN | 67,060 | 53,561 | -13,499 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 74,810 | 58,457 | -16,353 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 16,876 | 0 | -16,876 | 0.00 | 0.00 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 139,299 | 121,246 | -18,053 | 0.33 | 0.27 | -0.06 | sell |
| AMERIPRISE FINANCIAL INC | 186,076 | 160,058 | -26,018 | 0.00 | 0.00 | -0.00 | sell |
| Matisse Capital | 310,998 | 278,812 | -32,186 | 1.50 | 1.34 | -0.16 | sell |
| Saba Capital Management, L.P. | 1,287,011 | 1,249,045 | -37,966 | 0.36 | 0.44 | +0.08 | sell |
| Logan Stone Capital, LLC | 266,375 | 119,784 | -146,591 | 1.28 | 0.58 | -0.70 | sell |
| Hennion & Walsh Asset Management, Inc. | 345,290 | 79,004 | -266,286 | 0.14 | 0.03 | -0.11 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 794,869 | 522,524 | -272,345 | 0.45 | 0.32 | -0.13 | sell |