| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 549,606 | 858,941 | +309,335 | 0.01 | 0.01 | +0.00 | buy |
| Pathstone Holdings, LLC | 388,899 | 519,158 | +130,259 | 0.02 | 0.02 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 125,910 | 225,910 | +100,000 | 0.06 | 0.09 | +0.03 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 630,470 | 721,123 | +90,653 | 0.34 | 0.36 | +0.02 | buy |
| Saba Capital Management, L.P. | 1,135,060 | 1,225,212 | +90,152 | 0.28 | 0.32 | +0.04 | buy |
| Invesco Ltd. | 0 | 57,190 | +57,190 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 305,313 | 338,372 | +33,059 | 0.85 | 1.17 | +0.32 | buy |
| Janney Montgomery Scott LLC | 0 | 22,942 | +22,942 | 0.00 | 0.00 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 22,067 | +22,067 | 0.00 | 0.01 | +0.01 | buy |
| Almitas Capital LLC | 43,847 | 63,654 | +19,807 | 0.17 | 0.14 | -0.03 | buy |
| NOMURA HOLDINGS INC | 11,452 | 27,900 | +16,448 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 40,547 | 56,332 | +15,785 | 0.09 | 0.11 | +0.02 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 18,972 | 33,972 | +15,000 | 0.14 | 0.24 | +0.10 | buy |
| OSAIC HOLDINGS, INC. | 15,572 | 30,050 | +14,478 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 12,747 | +12,747 | 0.00 | 0.02 | +0.02 | buy |
| AMERIPRISE FINANCIAL INC | 205,742 | 218,128 | +12,386 | 0.00 | 0.00 | -0.00 | buy |
| Shaker Financial Services, LLC | 0 | 10,092 | +10,092 | 0.00 | 0.04 | +0.04 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 74,891 | 84,945 | +10,054 | 0.02 | 0.02 | +0.00 | buy |
| Ackerman Capital Advisors, LLC | 153,597 | 161,892 | +8,295 | 0.44 | 0.44 | -0.00 | buy |
| VAN ECK ASSOCIATES CORP | 148,971 | 156,478 | +7,507 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 56,878 | 63,528 | +6,650 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 25,971 | 30,994 | +5,023 | 0.00 | 0.00 | +0.00 | buy |
| Samalin Investment Counsel, LLC | 42,953 | 47,203 | +4,250 | 0.21 | 0.21 | +0.00 | buy |
| Arlington Capital Management, Inc. | 20,958 | 24,089 | +3,131 | 0.19 | 0.17 | -0.02 | buy |
| Elequin Capital, LP | 0 | 2,441 | +2,441 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 5,878 | 7,009 | +1,131 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,746 | 5,811 | +1,065 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 338 | 564 | +226 | 0.00 | 0.00 | +0.00 | buy |
| Ashton Thomas Private Wealth, LLC | 26,693 | 26,788 | +95 | 0.02 | 0.01 | -0.01 | buy |
| JFS WEALTH ADVISORS, LLC | 3,669 | 3,699 | +30 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 24,810 | 24,821 | +11 | 0.00 | 0.00 | -0.00 | buy |
| Stonebrook Private Inc. | 49,684 | 49,692 | +8 | 0.15 | 0.13 | -0.01 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 12,075 | 12,075 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 3,800 | 3,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Curi Capital, LLC | 50,177 | 50,177 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Palogic Value Management, L.P. | 40,250 | 40,250 | 0 | 0.18 | 0.17 | -0.01 | hold |
| Cetera Investment Advisers | 16,763 | 16,763 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 314,245 | 314,245 | 0 | 1.71 | 1.65 | -0.05 | hold |
| Bogart Wealth, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 400 | 400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| VISTA INVESTMENT PARTNERS LLC | 17,500 | 17,500 | 0 | 0.06 | 0.06 | -0.01 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 6,245 | 6,245 | 0 | 0.00 | 0.00 | -0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 22,760 | 22,260 | -500 | 0.01 | 0.01 | +0.00 | sell |
| RIVERBRIDGE PARTNERS LLC | 132,226 | 130,783 | -1,443 | 0.02 | 0.02 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 32,494 | 30,699 | -1,795 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 56,932 | 54,865 | -2,067 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 36,287 | 33,787 | -2,500 | 0.01 | 0.01 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 411,118 | 407,752 | -3,366 | 0.21 | 0.19 | -0.02 | sell |
| Farther Finance Advisors, LLC | 7,327 | 550 | -6,777 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 34,068 | 26,208 | -7,860 | 0.00 | 0.00 | -0.00 | sell |
| ProVise Management Group, LLC | 53,894 | 44,801 | -9,093 | 0.05 | 0.04 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 238,707 | 228,451 | -10,256 | 0.02 | 0.02 | +0.00 | sell |
| 1607 Capital Partners, LLC | 87,064 | 76,177 | -10,887 | 0.09 | 0.06 | -0.03 | sell |
| Private Advisor Group, LLC | 11,490 | 0 | -11,490 | 0.00 | 0.00 | -0.00 | sell |
| Element Wealth, LLC | 16,101 | 0 | -16,101 | 0.10 | 0.00 | -0.10 | sell |
| Innova Wealth Partners | 20,958 | 0 | -20,958 | 0.19 | 0.00 | -0.19 | sell |
| MORGAN STANLEY | 296,433 | 268,245 | -28,188 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 28,668 | 0 | -28,668 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 156,411 | 127,457 | -28,954 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 141,249 | 108,716 | -32,533 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 56,115 | 0 | -56,115 | 0.00 | 0.00 | -0.00 | sell |