| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,249,045 | 1,565,016 | +315,971 | 0.44 | 0.58 | +0.14 | buy |
| SIT INVESTMENT ASSOCIATES INC | 0 | 253,324 | +253,324 | 0.00 | 0.05 | +0.05 | buy |
| RIVERBRIDGE PARTNERS LLC | 172,347 | 284,913 | +112,566 | 0.03 | 0.06 | +0.03 | buy |
| Hennion & Walsh Asset Management, Inc. | 79,004 | 150,878 | +71,874 | 0.03 | 0.06 | +0.03 | buy |
| Bulldog Investors, LLP | 331,979 | 400,303 | +68,324 | 0.82 | 0.98 | +0.16 | buy |
| Almitas Capital LLC | 119,431 | 182,924 | +63,493 | 0.29 | 0.44 | +0.15 | buy |
| GUGGENHEIM CAPITAL LLC | 371,608 | 434,666 | +63,058 | 0.03 | 0.04 | +0.01 | buy |
| VAN ECK ASSOCIATES CORP | 133,404 | 150,348 | +16,944 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 0 | 14,547 | +14,547 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 0 | 6,594 | +6,594 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 5,000 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 70,929 | 74,718 | +3,789 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 33,972 | 37,722 | +3,750 | 0.21 | 0.24 | +0.03 | buy |
| HighTower Advisors, LLC | 44,296 | 46,364 | +2,068 | 0.00 | 0.00 | +0.00 | buy |
| Triumph Capital Management | 7,285 | 8,375 | +1,090 | 0.01 | 0.02 | +0.01 | buy |
| RAYMOND JAMES FINANCIAL INC | 58,457 | 58,775 | +318 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 23,321 | 23,503 | +182 | 0.09 | 0.09 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 3,809 | 3,851 | +42 | 0.00 | 0.00 | +0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 12,075 | 12,075 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Janney Montgomery Scott LLC | 22,500 | 22,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 53,093 | 53,093 | 0 | 0.09 | 0.09 | -0.00 | hold |
| 1607 Capital Partners, LLC | 73,129 | 73,129 | 0 | 0.06 | 0.05 | -0.00 | hold |
| Palogic Value Management, L.P. | 40,250 | 40,250 | 0 | 0.18 | 0.19 | +0.01 | hold |
| Allworth Financial LP | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Plancorp, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bogart Wealth, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FNY Investment Advisers, LLC | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 958,161 | 958,161 | 0 | 0.02 | 0.02 | +0.00 | hold |
| VISTA INVESTMENT PARTNERS LLC | 17,500 | 17,500 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Bank of New York Mellon Corp | 23,106 | 23,078 | -28 | 0.00 | 0.00 | +0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,497 | 1,396 | -101 | 0.00 | 0.00 | -0.00 | sell |
| Samalin Investment Counsel, LLC | 53,059 | 52,411 | -648 | 0.20 | 0.20 | +0.01 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 23,926 | 22,974 | -952 | 0.00 | 0.00 | +0.00 | sell |
| Capital Investment Advisors, LLC | 35,786 | 34,788 | -998 | 0.01 | 0.01 | -0.00 | sell |
| ProVise Management Group, LLC | 45,248 | 44,100 | -1,148 | 0.04 | 0.03 | -0.00 | sell |
| CoreCap Advisors, LLC | 1,200 | 0 | -1,200 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 37,118 | 32,962 | -4,156 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 26,163 | 20,549 | -5,614 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 55,227 | 46,980 | -8,247 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 1,331,675 | 1,322,834 | -8,841 | 0.05 | 0.06 | +0.00 | sell |
| Stonebrook Private Inc. | 49,695 | 40,206 | -9,489 | 0.11 | 0.09 | -0.02 | sell |
| MORGAN STANLEY | 265,091 | 253,914 | -11,177 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 129,674 | 117,978 | -11,696 | 0.00 | 0.00 | -0.00 | sell |
| Ashton Thomas Private Wealth, LLC | 12,048 | 0 | -12,048 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 160,058 | 145,230 | -14,828 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 53,561 | 32,196 | -21,365 | 0.00 | 0.00 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 22,260 | 0 | -22,260 | 0.01 | 0.00 | -0.01 | sell |
| Verition Fund Management LLC | 78,066 | 55,121 | -22,945 | 0.00 | 0.00 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 121,246 | 82,167 | -39,079 | 0.27 | 0.18 | -0.09 | sell |
| Curi Capital, LLC | 50,316 | 0 | -50,316 | 0.01 | 0.00 | -0.01 | sell |
| ROYAL BANK OF CANADA | 50,679 | 0 | -50,679 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 119,784 | 0 | -119,784 | 0.58 | 0.00 | -0.58 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 522,524 | 384,441 | -138,083 | 0.32 | 0.20 | -0.12 | sell |
| Matisse Capital | 278,812 | 0 | -278,812 | 1.34 | 0.00 | -1.34 | sell |
| WHITEBOX ADVISORS LLC | 310,458 | 0 | -310,458 | 0.06 | 0.00 | -0.06 | sell |