Stock Transactions — FIRST TR INTER DURATN PFD &

Total Bought
895,577
51 transactions
Total Sold
379,600
33 transactions
Net
+515,977
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY9,196,1029,745,769+549,6670.010.01+0.00buy
WELLS FARGO & COMPANY/MN1,154,5341,218,651+64,1170.000.00+0.00buy
ROYAL BANK OF CANADA695,053739,258+44,2050.000.00+0.00buy
WEDBUSH SECURITIES INC042,555+42,5550.000.02+0.02buy
FIFTH THIRD BANCORP031,622+31,6220.000.00+0.00buy
Rareview Capital LLC76,09491,917+15,8230.931.01+0.09buy
Gateway Wealth Partners, LLC014,176+14,1760.000.01+0.01buy
STIFEL FINANCIAL CORP167,943179,609+11,6660.000.00+0.00buy
Independent Advisor Alliance011,177+11,1770.000.00+0.00buy
Rockefeller Capital Management L.P.20,31630,266+9,9500.000.00+0.00buy
BANK OF AMERICA CORP /DE/86,60096,239+9,6390.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC87,63194,738+7,1070.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP15,65922,749+7,0900.000.00+0.00buy
SeaCrest Wealth Management, LLC19,37625,379+6,0030.040.05+0.01buy
UBS Group AG152,638158,615+5,9770.000.00-0.00buy
CWM, LLC23,18929,160+5,9710.000.00+0.00buy
GILL CAPITAL PARTNERS, LLC05,923+5,9230.000.03+0.03buy
ENVESTNET ASSET MANAGEMENT INC51,22657,026+5,8000.000.00-0.00buy
Western Wealth Management, LLC05,035+5,0350.000.00+0.00buy
Cetera Investment Advisers67,49372,161+4,6680.000.00-0.00buy
Onyx Bridge Wealth Group LLC63,78867,940+4,1520.130.13+0.00buy
WOLVERINE ASSET MANAGEMENT LLC02,955+2,9550.000.00+0.00buy
Integrated Wealth Concepts LLC17,78420,570+2,7860.000.00-0.00buy
Advisory Services Network, LLC02,765+2,7650.000.00+0.00buy
CHOREO, LLC10,23812,922+2,6840.000.00+0.00buy
Steward Partners Investment Advisory, LLC21,91424,086+2,1720.000.00-0.00buy
ROTHSCHILD INVESTMENT LLC4002,400+2,0000.000.00+0.00buy
Golden State Equity Partners01,925+1,9250.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC23,51525,223+1,7080.030.03+0.00buy
TRUIST FINANCIAL CORP10,11511,802+1,6870.000.00+0.00buy
SILVER OAK SECURITIES, INCORPORATED13,47515,152+1,6770.020.02+0.00buy
Main Street Group, LTD01,450+1,4500.000.01+0.01buy
Prospera Financial Services Inc45,13346,464+1,3310.010.01-0.00buy
PFG Investments, LLC40,01841,112+1,0940.040.03-0.00buy
CONSOLIDATED CAPITAL MANAGEMENT, LLC12,57113,661+1,0900.070.08+0.01buy
Spire Wealth Management7,4588,458+1,0000.000.01+0.00buy
MGO ONE SEVEN LLC390,376391,175+7990.150.14-0.01buy
D.A. DAVIDSON & CO.235,642236,254+6120.030.03-0.00buy
Pinnacle Wealth Planning Services, Inc.2,8773,473+5960.010.01+0.00buy
NewEdge Advisors, LLC82,24182,770+5290.010.01-0.00buy
RDA Financial Network27,84928,269+4200.120.12-0.00buy
WPG Advisers, LLC1,1531,533+3800.020.02+0.00buy
Intellectus Partners, LLC25,86826,221+3530.090.09+0.00buy
&PARTNERS13,75914,036+2770.000.00-0.00buy
PRINCIPAL SECURITIES, INC.70,07370,333+2600.020.02-0.00buy
UHLMANN PRICE SECURITIES, LLC11,24311,488+2450.120.01-0.11buy
WHITTIER TRUST CO OF NEVADA INC0141+1410.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0136+1360.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC099+990.000.00+0.00buy
Plante Moran Financial Advisors, LLC067+670.000.00+0.00buy
SOA Wealth Advisors, LLC.737753+160.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO30330300.000.00-0.00hold
HOLLENCREST CAPITAL MANAGEMENT7,9007,90000.010.01+0.00hold
COHEN & STEERS, INC.361,198361,19800.010.01-0.00hold
North Star Investment Management Corp.1,0501,05000.000.00-0.00hold
ASSETMARK, INC9900.000.00-0.00hold
INTEGRITY ALLIANCE, LLC.14,38614,38600.010.01-0.00hold
Mathes Company, Inc.18,25018,25000.120.12-0.00hold
Sterneck Capital Management, LLC10,87810,87800.090.09-0.01hold
SIGNATUREFD, LLC767600.000.00-0.00hold
Allworth Financial LP2,5602,56000.000.00-0.00hold
Saxony Capital Management, LLC27,70027,70000.320.28-0.03hold
Arax Advisory Partners50050000.000.00-0.00hold
Sowell Financial Services LLC36,38836,38800.020.02-0.00hold
Anchor Investment Management, LLC1,3751,37500.000.00-0.00hold
IFP Advisors, Inc5,1795,17900.000.00-0.00hold
Lido Advisors, LLC33,85533,85500.000.00-0.00hold
IHT Wealth Management, LLC73,64373,64300.030.03-0.00hold
Larson Financial Group LLC1,5001,50000.000.00-0.00hold
RVW Wealth, LLC17,84917,84900.030.02-0.00hold
Geneos Wealth Management Inc.3,7943,79400.000.00-0.00hold
Salomon & Ludwin, LLC45045000.000.00-0.00hold
Golden State Wealth Management, LLC1,5001,50000.000.00-0.00hold
Citizens National Bank Trust Department36536500.000.00-0.00hold
Blue Trust, Inc.54754700.000.00-0.00hold
ARMSTRONG ADVISORY GROUP, INC46146100.000.00-0.00hold
Colonial Trust Co / SC3,1753,17500.010.01-0.00hold
Ethos Financial Group, LLC35,46435,46400.050.05-0.00hold
Icon Wealth Advisors, LLC10,58810,58800.010.01-0.00hold
Aspect Partners, LLC75075000.010.01-0.00hold
Farther Finance Advisors, LLC1,3081,30800.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC15015000.000.00-0.00hold
Comprehensive Financial Planning, Inc./PA464600.000.00-0.00hold
Morey & Quinn Wealth Partners, LLC14,79214,79200.200.19-0.01hold
AMERIFLEX GROUP, INC.2,6002,60000.030.02-0.00hold
BIRCHBROOK, INC.404000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.2,0502,05000.020.01-0.00hold
NBC SECURITIES, INC.62562500.000.00-0.00hold
Wilmington Savings Fund Society, FSB1,1751,17500.000.00-0.00hold
Tower Research Capital LLC (TRC)150-150.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.1,7921,762-300.010.01-0.00sell
Inlight Wealth Management, LLC2530-2530.000.00-0.00sell
SageView Advisory Group, LLC2850-2850.000.00-0.00sell
Luminist Capital LLC3860-3860.010.00-0.01sell
CENTAURUS FINANCIAL, INC.56,87756,428-4490.050.05-0.00sell
Capital Investment Advisors, LLC40,14439,666-4780.010.01-0.00sell
OPPENHEIMER & CO INC67,77667,262-5140.020.01-0.00sell
Baird Financial Group, Inc.100,13999,580-5590.000.00-0.00sell
LPL Financial LLC949,342948,767-5750.000.00-0.00sell
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