Stock Transactions — FIRST TR INTER DURATN PFD &

Total Bought
708,638
38 transactions
Total Sold
930,421
41 transactions
Net
-221,783
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY6,937,9047,216,195+278,2910.010.01+0.00buy
ROYAL BANK OF CANADA533,790678,135+144,3450.000.00+0.00buy
LPL Financial LLC570,314637,551+67,2370.010.01+0.00buy
GUGGENHEIM CAPITAL LLC61,33696,884+35,5480.010.01+0.00buy
Invesco Ltd.703,389731,423+28,0340.000.00+0.00buy
B. Riley Wealth Advisors, Inc.20,23540,326+20,0910.010.02+0.01buy
AVANTAX ADVISORY SERVICES, INC.017,570+17,5700.000.00+0.00buy
Penserra Capital Management LLC772,857790,426+17,5690.170.18+0.01buy
Hennion & Walsh Asset Management, Inc.192,017208,971+16,9540.180.20+0.01buy
NOMURA HOLDINGS INC010,970+10,9700.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC145,346156,151+10,8050.000.00+0.00buy
Concurrent Investment Advisors, LLC14,83324,575+9,7420.010.01+0.00buy
D.A. DAVIDSON & CO.138,764148,020+9,2560.020.02+0.00buy
Kestra Advisory Services, LLC15,88623,161+7,2750.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC42,91749,813+6,8960.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.13,94618,096+4,1500.200.27+0.06buy
PARK AVENUE SECURITIES LLC94,24997,555+3,3060.020.02+0.00buy
STIFEL FINANCIAL CORP68,99872,077+3,0790.000.00+0.00buy
WETZEL INVESTMENT ADVISORS, INC.02,570+2,5700.000.03+0.03buy
Sage Capital Management, LLC13,00015,500+2,5000.130.15+0.02buy
Magnus Financial Group LLC149,662151,467+1,8050.320.31-0.01buy
PRINCIPAL SECURITIES, INC.59,86261,594+1,7320.030.03-0.00buy
Prospera Financial Services Inc39,80041,242+1,4420.020.02-0.00buy
Onyx Bridge Wealth Group LLC61,14362,492+1,3490.190.19+0.00buy
Capital Investment Advisors, LLC46,38447,620+1,2360.020.02+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO01,098+1,0980.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.12,59513,649+1,0540.000.00+0.00buy
NewEdge Advisors, LLC24,68425,718+1,0340.000.00-0.00buy
MARYLAND CAPITAL ADVISORS INC.01,000+1,0000.000.01+0.01buy
Intellectus Partners, LLC14,83414,984+1500.070.08+0.01buy
Aspect Partners, LLC200350+1500.000.00+0.00buy
Global Retirement Partners, LLC5,0925,206+1140.000.00-0.00buy
Register Financial Advisors LLC6,5976,703+1060.060.06+0.00buy
OLIVER LAGORE VANVALIN INVESTMENT GROUP184+830.000.00+0.00buy
Farther Finance Advisors, LLC073+730.000.00+0.00buy
SOA Wealth Advisors, LLC.630645+150.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC13,59913,607+80.030.02-0.00buy
Balefire, LLC01+10.000.00+0.00buy
COHEN & STEERS, INC.417,019417,01900.020.02+0.00hold
North Star Investment Management Corp.95095000.000.00+0.00hold
ASSETMARK, INC9900.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC2,7502,75000.010.01+0.00hold
Fiera Capital Corp84,24584,24500.000.00+0.00hold
AllSquare Wealth Management LLC3,5003,50000.040.04+0.00hold
Sowell Financial Services LLC36,38836,38800.030.03+0.00hold
Anchor Investment Management, LLC1,3751,37500.000.00+0.00hold
IFP Advisors, Inc5,1795,17900.000.00-0.00hold
Lido Advisors, LLC23,85523,85500.000.00-0.00hold
Larson Financial Group LLC2,1802,18000.000.00-0.00hold
RVW Wealth, LLC12,70012,70000.020.02-0.00hold
Geneos Wealth Management Inc.1,1501,15000.000.00-0.00hold
Salomon & Ludwin, LLC45045000.000.00+0.00hold
Kingsview Wealth Management, LLC11,79511,79500.010.01-0.00hold
Citizens National Bank Trust Department36536500.000.00-0.00hold
Allspring Global Investments Holdings, LLC195,993195,99300.010.01+0.00hold
Ameritas Advisory Services, LLC10,17610,17600.010.01-0.00hold
CoreCap Advisors, LLC18518500.000.00+0.00hold
ARMSTRONG ADVISORY GROUP, INC46146100.000.00+0.00hold
Icon Wealth Advisors, LLC11,68811,68800.020.02-0.00hold
Main Street Group, LTD2,8752,87500.020.02-0.00hold
US BANCORP \DE\1,0001,00000.000.00+0.00hold
HUNTINGTON NATIONAL BANK40040000.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.2,1002,10000.020.02+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.1,0001,00000.000.00-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV2200.000.00-0.00hold
DELTA CAPITAL MANAGEMENT LLC30,61030,61000.360.34-0.02hold
Abound Wealth Management1600-1600.000.00-0.00sell
RDA Financial Network31,71631,369-3470.190.19-0.01sell
SIT INVESTMENT ASSOCIATES INC89,45889,058-4000.040.04+0.00sell
Rareview Capital LLC155,246154,787-4592.742.72-0.02sell
Baird Financial Group, Inc.64,25763,715-5420.000.00+0.00sell
CITY HOLDING CO5950-5950.000.00-0.00sell
Hobbs Group Advisors, LLC1,500900-6000.010.01-0.00sell
Spire Wealth Management9,2618,425-8360.000.01+0.00sell
OPPENHEIMER & CO INC44,40643,473-9330.010.01-0.00sell
Gridiron Partners, LLC27,52626,558-9680.310.31-0.00sell
Tower Research Capital LLC (TRC)1,1700-1,1700.000.00-0.00sell
Atria Wealth Solutions, Inc.31,59030,335-1,2550.010.01-0.00sell
Sterneck Capital Management, LLC211,411210,145-1,2662.262.19-0.07sell
COMERICA BANK33,96532,595-1,3700.000.00-0.00sell
IHT Wealth Management, LLC83,37181,916-1,4550.060.06-0.00sell
FIRST FINANCIAL CORP /IN/11,2879,809-1,4780.100.09-0.01sell
Glass Jacobson Investment Advisors llc1,5750-1,5750.010.00-0.01sell
Steward Partners Investment Advisory, LLC23,86921,970-1,8990.000.00-0.00sell
UBS Group AG141,557139,467-2,0900.000.00-0.00sell
ROTHSCHILD INVESTMENT LLC207,898205,398-2,5000.270.26-0.01sell
PETRA FINANCIAL ADVISORS INC100,98298,407-2,5751.331.30-0.03sell
Cetera Investment Advisers25,19422,411-2,7830.000.00-0.00sell
Rockefeller Capital Management L.P.31,11427,741-3,3730.000.00-0.00sell
Janney Montgomery Scott LLC24,13620,436-3,7000.000.00-0.00sell
Mathes Company, Inc.26,50019,500-7,0000.180.13-0.05sell
CWM, LLC30,11821,651-8,4670.000.00-0.00sell
TRUIST FINANCIAL CORP61,88451,003-10,8810.000.00-0.00sell
LexAurum Advisors, LLC11,0680-11,0680.050.00-0.05sell
Cooper Financial Group26,70414,462-12,2420.080.04-0.04sell
CENTAURUS FINANCIAL, INC.101,75285,662-16,0900.130.10-0.02sell
WELLS FARGO & COMPANY/MN910,852893,205-17,6470.000.00-0.00sell
OSAIC HOLDINGS, INC.121,010100,103-20,9070.000.00-0.00sell
Legacy Capital Wealth Partners, LLC26,9840-26,9840.290.00-0.29sell
Shaker Financial Services, LLC123,49495,142-28,3520.860.71-0.15sell
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