Stock Transactions — FIRST TR INTER DURATN PFD &

Total Bought
1,015,988
43 transactions
Total Sold
560,577
43 transactions
Net
+455,411
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MORGAN STANLEY8,059,5638,346,319+286,7560.010.01-0.00buy
SIT INVESTMENT ASSOCIATES INC335,240590,629+255,3890.140.24+0.09buy
Invesco Ltd.659,511773,685+114,1740.000.00+0.00buy
STIFEL FINANCIAL CORP79,369143,216+63,8470.000.00+0.00buy
Gateway Wealth Partners, LLC047,256+47,2560.000.17+0.17buy
Cooper Financial Group10,34748,252+37,9050.030.10+0.08buy
NewEdge Advisors, LLC59,03694,040+35,0040.010.01+0.00buy
LPL Financial LLC746,943769,888+22,9450.010.00-0.00buy
Integrated Wealth Concepts LLC022,637+22,6370.000.00+0.00buy
MGO ONE SEVEN LLC388,512406,961+18,4490.280.25-0.03buy
Kovack Advisors, Inc.018,356+18,3560.000.03+0.03buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC017,231+17,2310.000.03+0.03buy
SeaCrest Wealth Management, LLC013,684+13,6840.000.03+0.03buy
SILVER OAK SECURITIES, INCORPORATED012,461+12,4610.000.02+0.02buy
OPPENHEIMER & CO INC67,50479,965+12,4610.020.02+0.00buy
D.A. DAVIDSON & CO.134,751144,811+10,0600.020.02-0.00buy
Shaker Financial Services, LLC69,92577,756+7,8310.500.53+0.03buy
MassMutual Private Wealth & Trust, FSB03,809+3,8090.000.00+0.00buy
Allworth Financial LP02,560+2,5600.000.00+0.00buy
OSAIC HOLDINGS, INC.139,585141,668+2,0830.010.00-0.00buy
&PARTNERS14,73416,627+1,8930.000.00-0.00buy
Onyx Bridge Wealth Group LLC64,26966,077+1,8080.170.16-0.01buy
Prospera Financial Services Inc40,25341,580+1,3270.020.01-0.00buy
Geneos Wealth Management Inc.5,8636,928+1,0650.000.00-0.00buy
AVANTAX ADVISORY SERVICES, INC.18,62319,482+8590.000.00-0.00buy
COMERICA BANK32,37233,014+6420.000.00-0.00buy
UBS Group AG143,859144,404+5450.000.00-0.00buy
PRINCIPAL SECURITIES, INC.69,20369,718+5150.030.02-0.00buy
Intellectus Partners, LLC25,34225,690+3480.110.10-0.01buy
IHT Wealth Management, LLC81,91682,256+3400.050.04-0.00buy
Global Retirement Partners, LLC6,5696,861+2920.000.00-0.00buy
Ameritas Advisory Services, LLC0276+2760.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC10,52710,769+2420.140.14+0.00buy
HARBOUR INVESTMENTS, INC.0236+2360.000.00+0.00buy
Financial Gravity Companies, Inc.0164+1640.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC0159+1590.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0142+1420.000.00+0.00buy
Steward Partners Investment Advisory, LLC23,54123,650+1090.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.13,33113,425+940.000.00-0.00buy
SOA Wealth Advisors, LLC.690706+160.000.00-0.00buy
GUGGENHEIM CAPITAL LLC158,368158,380+120.030.02-0.00buy
Blue Trust, Inc.543547+40.000.00-0.00buy
Rockefeller Capital Management L.P.20,53020,532+20.000.00-0.00buy
COHEN & STEERS, INC.361,198361,19800.010.01+0.00hold
North Star Investment Management Corp.95095000.000.00-0.00hold
ASSETMARK, INC9900.000.00-0.00hold
Mathes Company, Inc.18,50018,50000.140.13-0.01hold
CWM, LLC28,18228,18200.000.00-0.00hold
Saxony Capital Management, LLC26,85026,85000.430.39-0.05hold
Capital Investment Advisors, LLC42,65342,65300.020.01-0.00hold
AllSquare Wealth Management LLC3,5003,50000.040.04-0.00hold
Sowell Financial Services LLC36,38836,38800.030.03-0.00hold
Anchor Investment Management, LLC1,3751,37500.000.00-0.00hold
IFP Advisors, Inc5,1795,17900.000.00-0.00hold
Larson Financial Group LLC1,5001,50000.000.00-0.00hold
Inlight Wealth Management, LLC25325300.000.00-0.00hold
RVW Wealth, LLC17,84917,84900.030.03-0.00hold
Salomon & Ludwin, LLC45045000.000.00-0.00hold
Golden State Wealth Management, LLC1,5001,50000.000.00-0.00hold
Citizens National Bank Trust Department36536500.000.00-0.00hold
Concord Wealth Partners808000.000.00-0.00hold
CoreCap Advisors, LLC18518500.000.00-0.00hold
OLIVER LAGORE VANVALIN INVESTMENT GROUP1100.000.00+0.00hold
Gridiron Partners, LLC26,55826,55800.310.31-0.00hold
ARMSTRONG ADVISORY GROUP, INC46146100.000.00-0.00hold
Colonial Trust Co / SC3,1753,17500.010.01-0.00hold
Ethos Financial Group, LLC32,82832,82800.060.05-0.00hold
Main Street Group, LTD2,8752,87500.020.02-0.00hold
Aspect Partners, LLC50050000.010.00-0.00hold
Farther Finance Advisors, LLC18518500.000.00-0.00hold
Comprehensive Financial Planning, Inc./PA464600.000.00-0.00hold
BIRCHBROOK, INC.404000.000.00-0.00hold
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.22022000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00+0.00hold
CALDWELL SUTTER CAPITAL, INC.1,6001,60000.010.01-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV2200.000.00-0.00hold
DELTA CAPITAL MANAGEMENT LLC27,34027,34000.290.29-0.00hold
Wilmington Savings Fund Society, FSB1,1751,17500.000.00-0.00hold
INTEGRITY ALLIANCE, LLC.15,59615,586-100.010.02+0.00sell
Luminist Capital LLC397386-110.010.01-0.00sell
FIRST FINANCIAL CORP /IN/8,6528,581-710.080.07-0.00sell
JONES FINANCIAL COMPANIES LLLP1000-1000.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.1,013906-1070.010.01-0.00sell
Cetera Investment Advisers33,10032,899-2010.000.00-0.00sell
COLDSTREAM CAPITAL MANAGEMENT INC2330-2330.000.00-0.00sell
WPG Advisers, LLC1,061821-2400.020.01-0.01sell
PNC FINANCIAL SERVICES GROUP, INC.1,2751,000-2750.000.00-0.00sell
Private Wealth Asset Management, LLC3500-3500.000.00-0.00sell
WELLS FARGO & COMPANY/MN1,003,4741,003,074-4000.000.00-0.00sell
CX Institutional5000-5000.000.00-0.00sell
PFG Investments, LLC34,90634,381-5250.040.04-0.00sell
Lido Advisors, LLC24,58323,883-7000.000.00-0.00sell
Morey & Quinn Wealth Partners, LLC15,54214,792-7500.240.22-0.01sell
TRUIST FINANCIAL CORP17,57916,729-8500.000.00-0.00sell
RDA Financial Network30,16829,168-1,0000.170.15-0.02sell
US BANCORP \DE\1,0000-1,0000.000.00-0.00sell
Icon Wealth Advisors, LLC11,68810,588-1,1000.020.01-0.00sell
Sterneck Capital Management, LLC16,28915,155-1,1340.160.14-0.02sell
CENTAURUS FINANCIAL, INC.60,17458,864-1,3100.070.06-0.00sell
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