Stock Transactions — FIRST TR INTER DURATN PFD &

Total Bought
1,054,070
44 transactions
Total Sold
614,562
45 transactions
Net
+439,508
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MORGAN STANLEY7,629,1297,985,936+356,8070.010.01-0.00buy
Invesco Ltd.659,810830,895+171,0850.000.00+0.00buy
Polar Asset Management Partners Inc.0108,593+108,5930.000.03+0.03buy
WELLS FARGO & COMPANY/MN953,3901,008,899+55,5090.000.00-0.00buy
ROYAL BANK OF CANADA703,888754,823+50,9350.000.00-0.00buy
Marex Group plc037,855+37,8550.000.01+0.01buy
Walleye Capital LLC035,242+35,2420.000.01+0.01buy
LPL Financial LLC659,842693,772+33,9300.010.01-0.00buy
READYSTATE ASSET MANAGEMENT LP026,365+26,3650.000.02+0.02buy
GUGGENHEIM CAPITAL LLC112,294133,727+21,4330.020.02+0.00buy
OSAIC HOLDINGS, INC.95,126113,213+18,0870.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.016,334+16,3340.000.03+0.03buy
Independent Advisor Alliance014,781+14,7810.000.00+0.00buy
Cetera Investment Advisers21,89435,304+13,4100.000.00+0.00buy
Kestra Advisory Services, LLC19,70532,695+12,9900.000.00+0.00buy
Ballentine Partners, LLC011,041+11,0410.000.00+0.00buy
WEDBUSH SECURITIES INC010,013+10,0130.000.01+0.01buy
AMERIPRISE FINANCIAL INC224,595234,243+9,6480.000.00-0.00buy
CWM, LLC21,83128,182+6,3510.000.00+0.00buy
RVW Wealth, LLC12,70017,849+5,1490.020.03+0.01buy
PRINCIPAL SECURITIES, INC.64,08569,203+5,1180.030.03-0.00buy
STIFEL FINANCIAL CORP57,79861,811+4,0130.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC42,06645,855+3,7890.000.00-0.00buy
NewEdge Advisors, LLC28,83032,509+3,6790.000.00-0.00buy
COMERICA BANK32,43336,006+3,5730.000.00+0.00buy
PFG Investments, LLC34,40937,861+3,4520.040.04-0.00buy
Consolidated Portfolio Review Corp111,991115,172+3,1810.490.33-0.16buy
Magnus Financial Group LLC128,646131,773+3,1270.260.23-0.03buy
Elequin Capital, LP02,692+2,6920.000.01+0.01buy
Cambridge Investment Research Advisors, Inc.13,09514,818+1,7230.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.01,055+1,0550.000.01+0.01buy
AVANTAX ADVISORY SERVICES, INC.17,41418,334+9200.000.00-0.00buy
Lido Advisors, LLC23,85524,555+7000.000.00-0.00buy
&PARTNERS14,17014,599+4290.010.00-0.00buy
UHLMANN PRICE SECURITIES, LLC10,07510,298+2230.160.14-0.02buy
WOLVERINE ASSET MANAGEMENT LLC0215+2150.000.00+0.00buy
Intellectus Partners, LLC17,13017,276+1460.090.07-0.02buy
Global Retirement Partners, LLC6,4336,569+1360.000.00-0.00buy
Geneos Wealth Management Inc.1,6301,738+1080.000.00-0.00buy
Aspect Partners, LLC400500+1000.000.01+0.00buy
FIRST FINANCIAL CORP /IN/9,4329,488+560.090.08-0.01buy
BIRCHBROOK, INC.040+400.000.00+0.00buy
Blue Trust, Inc.508531+230.000.00+0.00buy
SOA Wealth Advisors, LLC.660674+140.000.00-0.00buy
COHEN & STEERS, INC.417,019417,01900.010.01-0.00hold
North Star Investment Management Corp.95095000.000.00-0.00hold
ASSETMARK, INC9900.000.00-0.00hold
Mathes Company, Inc.18,50018,50000.130.12-0.01hold
AllSquare Wealth Management LLC3,5003,50000.040.04-0.00hold
Sowell Financial Services LLC36,38836,38800.030.03+0.00hold
Anchor Investment Management, LLC1,3751,37500.000.00-0.00hold
IFP Advisors, Inc5,1795,17900.000.00-0.00hold
Salomon & Ludwin, LLC45045000.000.00-0.00hold
Citizens National Bank Trust Department36536500.000.00-0.00hold
CoreCap Advisors, LLC18518500.000.00-0.00hold
OLIVER LAGORE VANVALIN INVESTMENT GROUP1100.000.00-0.00hold
Gridiron Partners, LLC26,55826,55800.310.30-0.01hold
ARMSTRONG ADVISORY GROUP, INC46146100.000.00-0.00hold
Colonial Trust Co / SC3,1753,17500.010.01-0.00hold
Icon Wealth Advisors, LLC11,68811,68800.020.02-0.00hold
Farther Finance Advisors, LLC737300.000.00-0.00hold
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.22022000.000.00-0.00hold
US BANCORP \DE\1,0001,00000.000.00-0.00hold
HUNTINGTON NATIONAL BANK40040000.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.2,1002,10000.020.02-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.1,0001,00000.000.00-0.00hold
SIT INVESTMENT ASSOCIATES INC89,05889,05800.040.04-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV2200.000.00-0.00hold
ASHTON THOMAS SECURITIES, LLC2000-2000.000.00-0.00sell
Cooper Financial Group10,84110,508-3330.030.02-0.00sell
HARMONY ASSET MANAGEMENT LLC11,29110,917-3740.080.08-0.00sell
Larson Financial Group LLC2,1801,800-3800.000.00-0.00sell
Fiera Capital Corp90,83790,402-4350.010.01-0.00sell
Baird Financial Group, Inc.64,16863,722-4460.000.00-0.00sell
Wilmington Savings Fund Society, FSB1,7751,175-6000.000.00-0.00sell
DELTA CAPITAL MANAGEMENT LLC30,54029,840-7000.340.31-0.04sell
Steward Partners Investment Advisory, LLC24,11923,416-7030.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7060-7060.000.00-0.00sell
Hobbs Group Advisors, LLC9000-9000.010.00-0.01sell
D.A. DAVIDSON & CO.137,507136,563-9440.020.02-0.00sell
Sterneck Capital Management, LLC17,27416,289-9850.180.16-0.02sell
Spire Wealth Management9,4258,400-1,0250.010.00-0.00sell
Tower Research Capital LLC (TRC)1,0530-1,0530.000.00-0.00sell
RDA Financial Network31,56230,253-1,3090.190.16-0.03sell
Main Street Group, LTD2,8751,450-1,4250.020.01-0.01sell
BANK OF AMERICA CORP /DE/138,549136,310-2,2390.000.00-0.00sell
Prospera Financial Services Inc42,82340,292-2,5310.020.02-0.00sell
MGO ONE SEVEN LLC317,086314,519-2,5670.270.22-0.05sell
Rockefeller Capital Management L.P.24,54121,525-3,0160.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC78,02974,741-3,2880.000.00-0.00sell
Capital Investment Advisors, LLC47,63144,142-3,4890.020.02-0.00sell
Saxony Capital Management, LLC32,10128,600-3,5010.570.45-0.12sell
Onyx Bridge Wealth Group LLC65,39161,393-3,9980.190.16-0.03sell
Sage Capital Management, LLC15,50010,500-5,0000.150.10-0.05sell
ROTHSCHILD INVESTMENT LLC199,198193,198-6,0000.250.23-0.03sell
UBS Group AG147,457138,326-9,1310.000.00-0.00sell
Janney Montgomery Scott LLC20,83610,866-9,9700.000.00-0.00sell
Ameritas Advisory Services, LLC10,1760-10,1760.010.00-0.01sell
OPPENHEIMER & CO INC73,75362,619-11,1340.020.02-0.01sell
Kingsview Wealth Management, LLC11,7950-11,7950.000.00-0.00sell
Page 1 of 2