Stock Transactions — FIRST TR INTER DURATN PFD &

Total Bought
1,816,601
50 transactions
Total Sold
3,237,887
49 transactions
Net
-1,421,286
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SIT INVESTMENT ASSOCIATES INC574,5401,215,664+641,1240.220.45+0.22buy
MORGAN STANLEY8,673,5459,196,102+522,5570.010.01+0.00buy
WELLS FARGO & COMPANY/MN1,013,3781,154,534+141,1560.000.00+0.00buy
Invesco Ltd.628,269746,621+118,3520.000.00-0.00buy
LPL Financial LLC833,596949,342+115,7460.000.00+0.00buy
JANE STREET GROUP, LLC046,965+46,9650.000.00+0.00buy
Shaker Financial Services, LLC73,260104,274+31,0140.480.62+0.14buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.027,316+27,3160.000.03+0.03buy
Rareview Capital LLC55,12876,094+20,9660.630.93+0.30buy
Kovack Advisors, Inc.019,081+19,0810.000.02+0.02buy
CONSOLIDATED CAPITAL MANAGEMENT, LLC012,571+12,5710.000.07+0.07buy
XTX Topco Ltd011,692+11,6920.000.01+0.01buy
D.A. DAVIDSON & CO.224,545235,642+11,0970.030.03-0.00buy
UBS Group AG141,561152,638+11,0770.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC40,71751,226+10,5090.000.00+0.00buy
CHOREO, LLC010,238+10,2380.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT07,900+7,9000.000.01+0.01buy
Global Retirement Partners, LLC7,00514,068+7,0630.000.00+0.00buy
STIFEL FINANCIAL CORP161,628167,943+6,3150.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC17,23123,515+6,2840.030.03+0.00buy
Cetera Investment Advisers61,70367,493+5,7900.000.00+0.00buy
PFG Investments, LLC35,31440,018+4,7040.040.04+0.00buy
Magnus Financial Group LLC49,16052,873+3,7130.070.08+0.00buy
Pinnacle Wealth Planning Services, Inc.02,877+2,8770.000.01+0.01buy
CIBC Private Wealth Group LLC02,635+2,6350.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC16,34418,922+2,5780.000.00+0.00buy
SeaCrest Wealth Management, LLC16,92619,376+2,4500.030.04+0.00buy
Janney Montgomery Scott LLC47,55649,651+2,0950.000.00-0.00buy
Kestra Advisory Services, LLC31,24832,790+1,5420.000.00-0.00buy
Rockefeller Capital Management L.P.18,78220,316+1,5340.000.00-0.00buy
CENTRAL TRUST Co01,132+1,1320.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.13,80514,935+1,1300.000.00+0.00buy
Farther Finance Advisors, LLC1851,308+1,1230.000.00+0.00buy
Mathes Company, Inc.17,50018,250+7500.120.12+0.00buy
Onyx Bridge Wealth Group LLC63,20763,788+5810.130.13-0.01buy
COMERICA BANK32,58032,971+3910.000.00+0.00buy
PRINCIPAL SECURITIES, INC.69,72670,073+3470.020.02-0.00buy
Intellectus Partners, LLC25,52125,868+3470.090.09-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0303+3030.000.00+0.00buy
SageView Advisory Group, LLC0285+2850.000.00+0.00buy
Aspect Partners, LLC500750+2500.000.01+0.00buy
UHLMANN PRICE SECURITIES, LLC11,00111,243+2420.130.12-0.00buy
WPG Advisers, LLC9111,153+2420.010.02+0.00buy
SILVER OAK SECURITIES, INCORPORATED13,31213,475+1630.020.02-0.00buy
Steward Partners Investment Advisory, LLC21,79821,914+1160.000.00-0.00buy
Cooper Financial Group11,90912,020+1110.030.02-0.00buy
North Star Investment Management Corp.9501,050+1000.000.00+0.00buy
SOA Wealth Advisors, LLC.721737+160.000.00-0.00buy
Strategic Advocates LLC943959+160.000.00-0.00buy
Tower Research Capital LLC (TRC)015+150.000.00+0.00buy
COHEN & STEERS, INC.361,198361,19800.010.01-0.00hold
ASSETMARK, INC9900.000.00-0.00hold
SIGNATUREFD, LLC767600.000.00-0.00hold
Allworth Financial LP2,5602,56000.000.00-0.00hold
Arax Advisory Partners50050000.000.00+0.00hold
Sowell Financial Services LLC36,38836,38800.030.02-0.00hold
Anchor Investment Management, LLC1,3751,37500.000.00-0.00hold
IFP Advisors, Inc5,1795,17900.000.00-0.00hold
Lido Advisors, LLC33,85533,85500.000.00-0.00hold
Larson Financial Group LLC1,5001,50000.000.00-0.00hold
Inlight Wealth Management, LLC25325300.000.00-0.00hold
RVW Wealth, LLC17,84917,84900.030.03-0.00hold
Geneos Wealth Management Inc.3,7943,79400.000.00-0.00hold
Salomon & Ludwin, LLC45045000.000.00-0.00hold
Golden State Wealth Management, LLC1,5001,50000.000.00-0.00hold
Citizens National Bank Trust Department36536500.000.00-0.00hold
Luminist Capital LLC38638600.010.01+0.00hold
Blue Trust, Inc.54754700.000.00-0.00hold
ARMSTRONG ADVISORY GROUP, INC46146100.000.00-0.00hold
Colonial Trust Co / SC3,1753,17500.010.01-0.00hold
Icon Wealth Advisors, LLC10,58810,58800.010.01-0.00hold
HIGHLINE WEALTH PARTNERS LLC15015000.000.00+0.00hold
Comprehensive Financial Planning, Inc./PA464600.000.00-0.00hold
Morey & Quinn Wealth Partners, LLC14,79214,79200.210.20-0.01hold
BIRCHBROOK, INC.404000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00+0.00hold
CALDWELL SUTTER CAPITAL, INC.2,0502,05000.020.02-0.00hold
NBC SECURITIES, INC.62562500.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC40040000.000.00-0.00hold
Wilmington Savings Fund Society, FSB1,1751,17500.000.00-0.00hold
Sterneck Capital Management, LLC10,87910,878-10.100.09-0.01sell
CREATIVE FINANCIAL DESIGNS INC /ADV20-20.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.1,8571,792-650.010.01-0.00sell
JONES FINANCIAL COMPANIES LLLP880-880.000.00-0.00sell
Spire Wealth Management7,6037,458-1450.000.00-0.00sell
CoreCap Advisors, LLC1850-1850.000.00-0.00sell
Concord Wealth Partners2110-2110.000.00-0.00sell
Saxony Capital Management, LLC27,95027,700-2500.350.32-0.04sell
Ameritas Advisory Services, LLC2760-2760.000.00-0.00sell
RDA Financial Network28,15427,849-3050.130.12-0.01sell
MATHER GROUP, LLC.6700-6700.000.00-0.00sell
INTEGRITY ALLIANCE, LLC.15,08614,386-7000.010.01-0.00sell
FIRST FINANCIAL CORP /IN/8,5817,844-7370.060.06-0.01sell
CENTAURUS FINANCIAL, INC.57,80256,877-9250.050.05-0.00sell
Main Street Group, LTD1,4500-1,4500.010.00-0.01sell
DELTA CAPITAL MANAGEMENT LLC27,34025,340-2,0000.270.27-0.01sell
Prospera Financial Services Inc47,62545,133-2,4920.020.01-0.00sell
Ethos Financial Group, LLC37,97135,464-2,5070.060.05-0.01sell
Capital Investment Advisors, LLC42,65340,144-2,5090.010.01-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP18,20015,659-2,5410.000.00-0.00sell
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