| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Altium Capital Management LLC | 0 | 355,000 | +355,000 | 0.00 | 1.71 | +1.71 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 152,941 | 418,576 | +265,635 | 0.00 | 0.00 | +0.00 | buy |
| Ikarian Capital, LLC | 0 | 258,279 | +258,279 | 0.00 | 1.30 | +1.30 | buy |
| Walleye Capital LLC | 0 | 212,209 | +212,209 | 0.00 | 0.04 | +0.04 | buy |
| VANGUARD GROUP INC | 2,985,215 | 3,195,331 | +210,116 | 0.00 | 0.00 | +0.00 | buy |
| LORD, ABBETT & CO. LLC | 806,764 | 995,449 | +188,685 | 0.03 | 0.05 | +0.02 | buy |
| GILDER GAGNON HOWE & CO LLC | 0 | 181,380 | +181,380 | 0.00 | 0.04 | +0.04 | buy |
| GOLDMAN SACHS GROUP INC | 154,158 | 310,582 | +156,424 | 0.00 | 0.00 | +0.00 | buy |
| Alyeska Investment Group, L.P. | 173,586 | 325,000 | +151,414 | 0.01 | 0.03 | +0.02 | buy |
| Soviero Asset Management, LP | 0 | 150,000 | +150,000 | 0.00 | 2.45 | +2.45 | buy |
| FORMULA GROWTH LTD | 0 | 138,000 | +138,000 | 0.00 | 0.77 | +0.77 | buy |
| MILLENNIUM MANAGEMENT LLC | 899,377 | 1,029,670 | +130,293 | 0.01 | 0.01 | +0.01 | buy |
| Trexquant Investment LP | 142,403 | 247,560 | +105,157 | 0.02 | 0.05 | +0.03 | buy |
| NORTHERN TRUST CORP | 382,423 | 485,783 | +103,360 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 871,098 | 970,270 | +99,172 | 0.01 | 0.02 | +0.01 | buy |
| GSA CAPITAL PARTNERS LLP | 27,788 | 120,964 | +93,176 | 0.02 | 0.15 | +0.13 | buy |
| CITADEL ADVISORS LLC | 64,116 | 151,049 | +86,933 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 17,278 | 101,398 | +84,120 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 70,853 | 149,231 | +78,378 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 72,007 | 149,562 | +77,555 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 25,449 | 93,662 | +68,213 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 58,046 | +58,046 | 0.00 | 0.00 | +0.00 | buy |
| Semanteon Capital Management, LP | 0 | 56,313 | +56,313 | 0.00 | 0.62 | +0.62 | buy |
| RICE HALL JAMES & ASSOCIATES, LLC | 851,295 | 904,900 | +53,605 | 0.55 | 0.79 | +0.24 | buy |
| Allianz Asset Management GmbH | 0 | 51,100 | +51,100 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 43,815 | +43,815 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 134,324 | 175,039 | +40,715 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 526,617 | 567,048 | +40,431 | 0.01 | 0.02 | +0.01 | buy |
| SG Americas Securities, LLC | 0 | 38,447 | +38,447 | 0.00 | 0.00 | +0.00 | buy |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 977,629 | 1,014,960 | +37,331 | 0.01 | 0.02 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 36,537 | +36,537 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,868 | 49,829 | +33,961 | 0.00 | 0.00 | +0.00 | buy |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 25,780 | 59,485 | +33,705 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 47,872 | 80,316 | +32,444 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 31,448 | 62,748 | +31,300 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 19,114 | 45,588 | +26,474 | 0.00 | 0.00 | +0.00 | buy |
| Caligan Partners LP | 2,167,790 | 2,193,488 | +25,698 | 5.50 | 11.26 | +5.77 | buy |
| Squarepoint Ops LLC | 70,498 | 90,359 | +19,861 | 0.00 | 0.00 | +0.00 | buy |
| SEI INVESTMENTS CO | 33,802 | 48,786 | +14,984 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 0 | 14,171 | +14,171 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 14,061 | +14,061 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 0 | 13,113 | +13,113 | 0.00 | 0.00 | +0.00 | buy |
| Dynamic Technology Lab Private Ltd | 0 | 11,783 | +11,783 | 0.00 | 0.02 | +0.02 | buy |
| WELLS FARGO & COMPANY/MN | 23,480 | 34,841 | +11,361 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 40,700 | 51,999 | +11,299 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 11,060 | +11,060 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,199,594 | 1,210,621 | +11,027 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 63,951 | 74,787 | +10,836 | 0.01 | 0.02 | +0.01 | buy |
| STRS OHIO | 19,600 | 29,300 | +9,700 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 21,151 | 30,357 | +9,206 | 0.00 | 0.00 | +0.00 | buy |
| Assenagon Asset Management S.A. | 947,103 | 955,555 | +8,452 | 0.03 | 0.03 | +0.01 | buy |
| Point72 Asset Management, L.P. | 0 | 8,127 | +8,127 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 15,016 | 21,337 | +6,321 | 0.00 | 0.00 | +0.00 | buy |
| Caption Management, LLC | 0 | 6,300 | +6,300 | 0.00 | 0.01 | +0.01 | buy |
| CANADA PENSION PLAN INVESTMENT BOARD | 0 | 5,900 | +5,900 | 0.00 | 0.00 | +0.00 | buy |
| ALGERT GLOBAL LLC | 19,368 | 24,570 | +5,202 | 0.01 | 0.01 | +0.00 | buy |
| China Universal Asset Management Co., Ltd. | 7,355 | 12,135 | +4,780 | 0.01 | 0.02 | +0.01 | buy |
| Creative Planning | 12,488 | 15,451 | +2,963 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 0 | 2,487 | +2,487 | 0.00 | 0.00 | +0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 2,359 | +2,359 | 0.00 | 0.00 | +0.00 | buy |
| BOKF, NA | 0 | 1,500 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 829 | 2,253 | +1,424 | 0.00 | 0.00 | +0.00 | buy |
| Coppell Advisory Solutions LLC | 0 | 1,421 | +1,421 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 50,011 | 51,416 | +1,405 | 0.00 | 0.00 | +0.00 | buy |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 294,442 | 295,553 | +1,111 | 0.60 | 0.83 | +0.24 | buy |
| Aquatic Capital Management LLC | 3,000 | 3,900 | +900 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 660 | +660 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 45,614 | 46,261 | +647 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 487 | 1,084 | +597 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 1,869 | 2,282 | +413 | 0.00 | 0.00 | +0.00 | buy |
| TEACHER RETIREMENT SYSTEM OF TEXAS | 11,448 | 11,782 | +334 | 0.00 | 0.00 | +0.00 | buy |
| Legato Capital Management LLC | 108,219 | 108,547 | +328 | 0.16 | 0.22 | +0.06 | buy |
| STIFEL FINANCIAL CORP | 143,822 | 144,024 | +202 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 0 | 145 | +145 | 0.00 | 0.00 | +0.00 | buy |
| EARNED WEALTH ADVISORS, LLC | 0 | 142 | +142 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 5,811 | 5,939 | +128 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 0 | 102 | +102 | 0.00 | 0.00 | +0.00 | buy |
| Daiwa Securities Group Inc. | 162 | 262 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 40,813 | 40,908 | +95 | 0.02 | 0.04 | +0.02 | buy |
| Russell Investments Group, Ltd. | 111,819 | 111,892 | +73 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 36 | +36 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 20 | 50 | +30 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| SOROS FUND MANAGEMENT LLC | 850,000 | 850,000 | 0 | 0.21 | 0.27 | +0.07 | hold |
| CANADA LIFE ASSURANCE Co | 7,749 | 7,749 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ameritas Investment Partners, Inc. | 5,415 | 5,415 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WASHINGTON TRUST Co | 5,000 | 5,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 62,440 | 62,440 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TANG CAPITAL MANAGEMENT LLC | 4,847,399 | 4,847,399 | 0 | 5.36 | 5.61 | +0.25 | hold |
| JANUS HENDERSON GROUP PLC | 17,642 | 17,642 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PRIVATE TRUST CO NA | 6,558 | 6,558 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CIBC Private Wealth Group LLC | 750 | 750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GHP Investment Advisors, Inc. | 80 | 80 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Plante Moran Financial Advisors, LLC | 1,220 | 1,220 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MetLife Investment Management, LLC | 32,228 | 32,228 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Arax Advisory Partners | 88 | 88 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Avior Wealth Management, LLC | 400 | 400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARMISTICE CAPITAL, LLC | 360,000 | 360,000 | 0 | 0.10 | 0.15 | +0.05 | hold |
| IFP Advisors, Inc | 27 | 27 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Larson Financial Group LLC | 678 | 678 | 0 | 0.00 | 0.00 | +0.00 | hold |