| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BRAIDWELL LP | 0 | 3,105,209 | +3,105,209 | 0.00 | 0.66 | +0.66 | buy |
| ARMISTICE CAPITAL, LLC | 0 | 976,000 | +976,000 | 0.00 | 0.16 | +0.16 | buy |
| CITADEL ADVISORS LLC | 588,409 | 1,379,131 | +790,722 | 0.00 | 0.01 | +0.00 | buy |
| EcoR1 Capital, LLC | 0 | 675,000 | +675,000 | 0.00 | 0.20 | +0.20 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 71,536 | 564,988 | +493,452 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 265,728 | 730,665 | +464,937 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 428,647 | +428,647 | 0.00 | 0.01 | +0.01 | buy |
| Soviero Asset Management, LP | 330,000 | 655,000 | +325,000 | 1.25 | 2.28 | +1.02 | buy |
| Campbell & CO Investment Adviser LLC | 19,533 | 340,188 | +320,655 | 0.01 | 0.11 | +0.10 | buy |
| MILLENNIUM MANAGEMENT LLC | 1,859,003 | 2,093,037 | +234,034 | 0.01 | 0.01 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,354,395 | 1,541,096 | +186,701 | 0.01 | 0.01 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 626,000 | 799,900 | +173,900 | 0.01 | 0.01 | +0.00 | buy |
| JANE STREET GROUP, LLC | 273,232 | 417,278 | +144,046 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 41,213 | 174,346 | +133,133 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 12,227 | 132,970 | +120,743 | 0.00 | 0.01 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 118,139 | +118,139 | 0.00 | 0.07 | +0.07 | buy |
| PINNACLE ASSOCIATES LTD | 674,875 | 782,365 | +107,490 | 0.05 | 0.07 | +0.01 | buy |
| Knott David M Jr | 0 | 99,338 | +99,338 | 0.00 | 0.31 | +0.31 | buy |
| Stonepine Capital Management, LLC | 1,536,391 | 1,631,588 | +95,197 | 7.67 | 8.58 | +0.91 | buy |
| Nantahala Capital Management, LLC | 5,726,857 | 5,820,649 | +93,792 | 2.17 | 2.31 | +0.14 | buy |
| BANK OF AMERICA CORP /DE/ | 266,115 | 358,046 | +91,931 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 19,769 | 102,094 | +82,325 | 0.00 | 0.00 | +0.00 | buy |
| Brooklyn Investment Group | 0 | 61,735 | +61,735 | 0.00 | 0.02 | +0.02 | buy |
| STATE STREET CORP | 1,515,217 | 1,574,851 | +59,634 | 0.00 | 0.00 | +0.00 | buy |
| Quantinno Capital Management LP | 32,528 | 88,988 | +56,460 | 0.00 | 0.00 | +0.00 | buy |
| GWN SECURITIES INC. | 0 | 48,913 | +48,913 | 0.00 | 0.07 | +0.07 | buy |
| Integrated Quantitative Investments LLC | 0 | 41,972 | +41,972 | 0.00 | 0.06 | +0.06 | buy |
| ADAR1 Capital Management, LLC | 0 | 35,859 | +35,859 | 0.00 | 0.02 | +0.02 | buy |
| Atom Investors LP | 0 | 32,498 | +32,498 | 0.00 | 0.02 | +0.02 | buy |
| Marex Group plc | 46,850 | 76,850 | +30,000 | 0.00 | 0.01 | +0.00 | buy |
| SG Americas Securities, LLC | 0 | 27,827 | +27,827 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 48,157 | 75,968 | +27,811 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 490,303 | 517,129 | +26,826 | 0.00 | 0.00 | +0.00 | buy |
| Versor Investments LP | 0 | 26,700 | +26,700 | 0.00 | 0.03 | +0.03 | buy |
| Alpine Global Management, LLC | 0 | 26,085 | +26,085 | 0.00 | 0.04 | +0.04 | buy |
| BARCLAYS PLC | 105,893 | 130,738 | +24,845 | 0.00 | 0.00 | +0.00 | buy |
| OXFORD ASSET MANAGEMENT LLP | 0 | 22,919 | +22,919 | 0.00 | 0.05 | +0.05 | buy |
| Virtu Financial LLC | 0 | 22,701 | +22,701 | 0.00 | 0.01 | +0.01 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 63,335 | 85,364 | +22,029 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 21,661 | +21,661 | 0.00 | 0.00 | +0.00 | buy |
| Aquatic Capital Management LLC | 7,895 | 28,383 | +20,488 | 0.00 | 0.01 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 5,389 | 24,684 | +19,295 | 0.00 | 0.00 | +0.00 | buy |
| Trexquant Investment LP | 0 | 18,838 | +18,838 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 16,705 | +16,705 | 0.00 | 0.00 | +0.00 | buy |
| Pathstone Holdings, LLC | 27,260 | 41,059 | +13,799 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 21,879 | 35,470 | +13,591 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 0 | 12,085 | +12,085 | 0.00 | 0.00 | +0.00 | buy |
| AIRE ADVISORS, LLC | 0 | 11,441 | +11,441 | 0.00 | 0.01 | +0.01 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 11,292 | +11,292 | 0.00 | 0.01 | +0.01 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 184,310 | 195,160 | +10,850 | 0.00 | 0.00 | +0.00 | buy |
| Aaron Wealth Advisors LLC | 0 | 10,260 | +10,260 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 0 | 10,260 | +10,260 | 0.00 | 0.00 | +0.00 | buy |
| State of Wyoming | 0 | 9,497 | +9,497 | 0.00 | 0.01 | +0.01 | buy |
| Rafferty Asset Management, LLC | 12,502 | 18,181 | +5,679 | 0.00 | 0.00 | +0.00 | buy |
| FOX RUN MANAGEMENT, L.L.C. | 27,205 | 32,664 | +5,459 | 0.03 | 0.03 | +0.01 | buy |
| MEEDER ASSET MANAGEMENT INC | 0 | 5,064 | +5,064 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 13,927 | 18,095 | +4,168 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 35,267 | 39,303 | +4,036 | 0.02 | 0.02 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 76,828 | 80,151 | +3,323 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 42 | 3,248 | +3,206 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 2,077 | 4,914 | +2,837 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 30,390 | 32,689 | +2,299 | 0.00 | 0.00 | +0.00 | buy |
| PROFUND ADVISORS LLC | 18,121 | 20,418 | +2,297 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 26,132 | 28,388 | +2,256 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 0 | 2,062 | +2,062 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 22,549 | 24,060 | +1,511 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 515 | 1,918 | +1,403 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 4,900 | 6,197 | +1,297 | 0.00 | 0.00 | +0.00 | buy |
| Legato Capital Management LLC | 13,891 | 15,130 | +1,239 | 0.01 | 0.01 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 5,782 | 6,823 | +1,041 | 0.00 | 0.00 | +0.00 | buy |
| Global Retirement Partners, LLC | 15,200 | 16,200 | +1,000 | 0.00 | 0.00 | -0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 2,501 | 3,150 | +649 | 0.00 | 0.00 | +0.00 | buy |
| Versant Capital Management, Inc | 0 | 539 | +539 | 0.00 | 0.00 | +0.00 | buy |
| Tradition Wealth Management, LLC | 12,000 | 12,500 | +500 | 0.01 | 0.01 | +0.00 | buy |
| SUMMIT SECURITIES GROUP LLC | 0 | 455 | +455 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 33,668 | 34,119 | +451 | 0.00 | 0.00 | -0.00 | buy |
| Olistico Wealth, LLC | 0 | 400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| Smartleaf Asset Management LLC | 0 | 348 | +348 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 436,414 | 436,747 | +333 | 0.00 | 0.00 | +0.00 | buy |
| MassMutual Private Wealth & Trust, FSB | 154 | 471 | +317 | 0.00 | 0.00 | +0.00 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 0 | 316 | +316 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 5 | 305 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 142 | 381 | +239 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 0 | 238 | +238 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 0 | 124 | +124 | 0.00 | 0.00 | +0.00 | buy |
| TD PRIVATE CLIENT WEALTH LLC | 0 | 101 | +101 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 84 | +84 | 0.00 | 0.00 | +0.00 | buy |
| Clearstead Advisors, LLC | 0 | 34 | +34 | 0.00 | 0.00 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 19 | +19 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 259 | 262 | +3 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 3,200 | 3,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ameritas Investment Partners, Inc. | 5,415 | 5,415 | 0 | 0.00 | 0.00 | +0.00 | hold |
| VOYA INVESTMENT MANAGEMENT LLC | 10,007 | 10,007 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 62,340 | 62,340 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PRIVATE TRUST CO NA | 6,558 | 6,558 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CIBC Private Wealth Group LLC | 750 | 750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| State of Alaska, Department of Revenue | 4,330 | 4,330 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GHP Investment Advisors, Inc. | 80 | 80 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Plante Moran Financial Advisors, LLC | 1,220 | 1,220 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Daiwa Securities Group Inc. | 262 | 262 | 0 | 0.00 | 0.00 | -0.00 | hold |