Stock Transactions — C3 AI INC

Total Bought
5,196,508
142 transactions
Total Sold
7,294,667
126 transactions
Net
-2,098,159
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Global Assets Advisory, LLC33,865896,676+862,8111.261.55+0.28buy
CITADEL ADVISORS LLC388,0941,181,082+792,9880.010.03+0.02buy
SIMPLEX TRADING, LLC52,536497,130+444,5940.050.39+0.35buy
D. E. Shaw & Co., Inc.16,245403,941+387,6960.000.01+0.01buy
VANGUARD GROUP INC10,330,13210,647,900+317,7680.010.01-0.00buy
VOYA INVESTMENT MANAGEMENT LLC5,785,1646,043,929+258,7650.170.16-0.01buy
CAPITAL FUND MANAGEMENT S.A.0216,577+216,5770.000.07+0.07buy
Walleye Capital LLC0155,143+155,1430.000.05+0.05buy
Walleye Trading LLC0120,879+120,8790.000.05+0.05buy
Carnegie Investment Counsel0101,450+101,4500.000.09+0.09buy
Optiver Holding B.V.117,441217,416+99,9750.100.24+0.14buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP50,372146,953+96,5810.000.01+0.00buy
Virtu Financial LLC16,946108,720+91,7740.040.22+0.19buy
GEODE CAPITAL MANAGEMENT, LLC1,864,2701,955,164+90,8940.010.00-0.00buy
BARCLAYS PLC142,491232,919+90,4280.000.00+0.00buy
Legal & General Group Plc313,006384,648+71,6420.000.00+0.00buy
HUB Investment Partners, LLC070,000+70,0000.000.10+0.10buy
STATE STREET CORP2,093,9982,153,984+59,9860.000.00-0.00buy
Bank of New York Mellon Corp719,830769,611+49,7810.000.00-0.00buy
IMC-Chicago, LLC16,76961,727+44,9580.020.06+0.04buy
ROYCE & ASSOCIATES LP044,000+44,0000.000.01+0.01buy
DIMENSIONAL FUND ADVISORS LP184,156226,684+42,5280.000.00+0.00buy
GSA CAPITAL PARTNERS LLP038,984+38,9840.000.08+0.08buy
AMERIPRISE FINANCIAL INC54,66891,494+36,8260.000.00+0.00buy
Cetera Investment Advisers14,33249,247+34,9150.000.00-0.00buy
EverSource Wealth Advisors, LLC64431,946+31,3020.000.06+0.05buy
UBS Group AG196,294225,235+28,9410.000.00-0.00buy
CANADA PENSION PLAN INVESTMENT BOARD025,700+25,7000.000.00+0.00buy
KG&L Capital Management,LLC025,385+25,3850.000.27+0.27buy
OPPENHEIMER & CO INC32,68157,736+25,0550.020.03+0.01buy
AXQ CAPITAL, LP7,30331,803+24,5000.060.21+0.15buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC706,677730,881+24,2040.010.00-0.00buy
Pearl River Capital, LLC022,659+22,6590.000.10+0.10buy
EXCHANGE TRADED CONCEPTS, LLC52,02673,472+21,4460.040.05+0.01buy
WELLS FARGO & COMPANY/MN135,777156,021+20,2440.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL019,188+19,1880.000.01+0.01buy
Woodline Partners LP019,171+19,1710.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.019,077+19,0770.000.00+0.00buy
Teza Capital Management LLC018,409+18,4090.000.07+0.07buy
ALLIANCEBERNSTEIN L.P.83,87698,578+14,7020.000.00+0.00buy
HAP Trading, LLC013,513+13,5130.000.11+0.11buy
Zuckerman Investment Group, LLC013,300+13,3000.000.04+0.04buy
PFG Investments, LLC012,173+12,1730.000.02+0.02buy
State of New Jersey Common Pension Fund D84,34596,474+12,1290.010.01-0.00buy
STRATEGIC PLANNING GROUP, LLC32,73743,001+10,2640.310.29-0.02buy
KINGSWOOD WEALTH ADVISORS, LLC010,176+10,1760.000.03+0.03buy
COMMONWEALTH EQUITY SERVICES, LLC52,28862,200+9,9120.000.00+0.00buy
CIBC WORLD MARKET INC.09,871+9,8710.000.00+0.00buy
Banque Cantonale Vaudoise3,17712,183+9,0060.000.01+0.01buy
Advisory Services Network, LLC59,60667,782+8,1760.040.04-0.00buy
Centiva Capital, LP227,738+7,7160.000.01+0.01buy
Qube Research & Technologies Ltd07,542+7,5420.000.00+0.00buy
Creative Planning35,35942,875+7,5160.000.00-0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC12,19319,585+7,3920.000.00+0.00buy
OPTIMUM INVESTMENT ADVISORS2,9688,568+5,6000.040.11+0.06buy
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC84,93789,529+4,5920.030.03-0.00buy
Harvest Investment Services, LLC80,45084,703+4,2531.060.92-0.14buy
CoreCap Advisors, LLC04,035+4,0350.000.01+0.01buy
Ensign Peak Advisors, Inc35,50039,145+3,6450.000.00-0.00buy
Beacon Pointe Advisors, LLC15,26018,709+3,4490.010.01+0.00buy
Moors & Cabot, Inc.9,18812,463+3,2750.020.02+0.00buy
HSBC HOLDINGS PLC7,91111,169+3,2580.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.3,6806,796+3,1160.000.00+0.00buy
Transcendent Capital Group LLC03,075+3,0750.000.05+0.05buy
NATIONAL BANK OF CANADA /FI/2,8275,835+3,0080.000.00+0.00buy
Swiss National Bank192,200195,200+3,0000.000.00-0.00buy
FMR LLC4,1657,018+2,8530.000.00+0.00buy
DEUTSCHE BANK AG\42,89245,587+2,6950.000.00-0.00buy
Arkadios Wealth Advisors20,74423,173+2,4290.050.05-0.00buy
CIBC Private Wealth Group LLC02,155+2,1550.000.00+0.00buy
WealthCollab, LLC02,000+2,0000.000.04+0.04buy
WEDBUSH SECURITIES INC32,12234,072+1,9500.040.03-0.01buy
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM21,14422,964+1,8200.000.00+0.00buy
Pictet Asset Management Holding SA10,69512,451+1,7560.000.00+0.00buy
Cavalier Investments, LLC29,30831,045+1,7370.310.31-0.00buy
PFG Advisors7,9709,612+1,6420.020.02+0.00buy
GREAT VALLEY ADVISOR GROUP, INC.12,93714,487+1,5500.010.01-0.00buy
FORTEM FINANCIAL GROUP, LLC35,40136,901+1,5000.510.44-0.07buy
CONCOURSE FINANCIAL GROUP SECURITIES, INC.7642,239+1,4750.000.00+0.00buy
Steward Partners Investment Advisory, LLC2,3013,707+1,4060.000.00+0.00buy
ProShare Advisors LLC15,49016,790+1,3000.000.00-0.00buy
Integrated Wealth Concepts LLC7,8409,126+1,2860.000.00-0.00buy
Lesa Sroufe & Co9,10910,234+1,1250.270.26-0.01buy
PRINCIPAL FINANCIAL GROUP INC9,58410,703+1,1190.000.00-0.00buy
Newbridge Financial Services Group, Inc.17,07218,168+1,0960.240.21-0.02buy
Sigma Planning Corp12,82813,906+1,0780.030.01-0.02buy
Atria Wealth Solutions, Inc.7,0428,087+1,0450.000.00-0.00buy
SUMMIT SECURITIES GROUP LLC01,000+1,0000.000.01+0.01buy
Allworth Financial LP33,52734,456+9290.010.01-0.00buy
Mariner, LLC13,29214,220+9280.000.00-0.00buy
COMERICA BANK2971,203+9060.000.00+0.00buy
TOTH FINANCIAL ADVISORY CORP1001,000+9000.000.00+0.00buy
FIRST TRUST ADVISORS LP273,641274,370+7290.010.01-0.00buy
Avior Wealth Management, LLC0699+6990.000.00+0.00buy
GPS Wealth Strategies Group, LLC1,3512,026+6750.010.01+0.00buy
EWG Elevate Inc.8,8769,538+6620.110.10-0.01buy
EP Wealth Advisors, LLC9,63910,239+6000.000.00-0.00buy
Baird Financial Group, Inc.33,70034,300+6000.000.00-0.00buy
KBC Group NV2,0342,622+5880.000.00+0.00buy
Quintet Private Bank (Europe) S.A.0489+4890.000.00+0.00buy
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