Stock Transactions — ALIBABA GROUP HLDG LTD

Total Bought
54,248,266
546 transactions
Total Sold
51,268,328
471 transactions
Net
+2,979,938
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Appaloosa LP4,350,00011,250,000+6,900,0005.9612.17+6.21buy
BANK OF MONTREAL /CAN/202,9286,173,938+5,971,0100.020.58+0.56buy
BANK OF AMERICA CORP /DE/4,025,7829,886,189+5,860,4070.040.07+0.04buy
FIL Ltd10,630,70114,346,121+3,715,4200.871.03+0.16buy
PRIMECAP MANAGEMENT CO/CA/18,224,98220,796,812+2,571,8301.121.12+0.00buy
NORGES BANK4,249,3486,315,617+2,066,2690.060.07+0.01buy
RWC ASSET ADVISORS (US) LLC01,137,013+1,137,0130.006.46+6.46buy
ARGA Investment Management, LP2,572,6083,582,005+1,009,3976.918.68+1.77buy
Russell Investments Group, Ltd.161997,251+997,0900.000.11+0.11buy
CITADEL ADVISORS LLC3,565,1984,523,097+957,8990.280.32+0.04buy
H&H International Investment, LLC4,959,2305,845,330+886,1002.662.98+0.32buy
DODGE & COX17,194,57018,074,270+879,7000.850.76-0.09buy
NATIONAL BANK OF CANADA /FI/573,0271,425,143+852,1160.080.20+0.12buy
UBS Group AG1,525,1272,372,048+846,9210.050.06+0.01buy
GROUP ONE TRADING LLC571,2371,363,533+792,2961.393.51+2.11buy
Hudson Bay Capital Management LP60,000750,000+690,0000.040.48+0.43buy
AMF Tjanstepension AB809,0351,454,405+645,3700.540.80+0.26buy
Point72 Hong Kong Ltd0617,164+617,1640.002.25+2.25buy
NOMURA HOLDINGS INC144,217675,517+531,3000.100.40+0.30buy
Discerene Group LP2,492,1383,021,375+529,23724.1631.71+7.55buy
Alyeska Investment Group, L.P.200,000708,000+508,0000.100.32+0.21buy
Ardmore Road Asset Management LP0500,000+500,0000.006.37+6.37buy
RWWM, Inc.3,185,4113,644,273+458,86228.6328.45-0.18buy
JANE STREET GROUP, LLC8,800,9689,239,592+438,6240.830.86+0.04buy
SG Americas Securities, LLC423,511825,979+402,4680.360.30-0.06buy
MILLENNIUM MANAGEMENT LLC1,015,1261,407,196+392,0700.070.09+0.01buy
Sanders Capital, LLC15,848,25716,223,288+375,0312.271.96-0.31buy
CONTINENTAL GENERAL INSURANCE CO0368,042+368,0420.006.94+6.94buy
CTC LLC1,164,0971,531,614+367,5170.891.83+0.94buy
Verition Fund Management LLC361,612716,367+354,7550.290.50+0.21buy
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.709,9621,040,646+330,6840.650.86+0.20buy
Clearline Capital LP58,500370,949+312,4490.512.65+2.14buy
BALYASNY ASSET MANAGEMENT L.P.586,325896,691+310,3660.130.17+0.04buy
Compass Rose Asset Management, LP0300,000+300,0000.0025.18+25.18buy
RWC Asset Management LLP0281,101+281,1010.001.28+1.28buy
UG Investment Advisers Ltd.306,378582,638+276,2607.4913.97+6.48buy
Phoenix Financial Ltd.92,101356,672+264,5710.130.36+0.23buy
NEW YORK STATE COMMON RETIREMENT FUND318,731572,497+253,7660.030.05+0.02buy
Stonehage Fleming Financial Services Holdings Ltd281251,851+251,5700.001.64+1.64buy
Grantham, Mayo, Van Otterloo & Co. LLC971219,453+218,4820.000.06+0.06buy
Slate Path Capital LP0208,800+208,8000.000.30+0.30buy
ARMISTICE CAPITAL, LLC0200,000+200,0000.000.39+0.39buy
MERITAGE PORTFOLIO MANAGEMENT0195,266+195,2660.000.90+0.90buy
HARBER ASSET MANAGEMENT LLC0190,535+190,5350.003.36+3.36buy
CIBC WORLD MARKET INC.276,963445,921+168,9580.060.08+0.02buy
683 Capital Management, LLC0165,200+165,2000.001.22+1.22buy
WELLINGTON MANAGEMENT GROUP LLP2,181,4982,346,119+164,6210.030.03-0.00buy
EMINENCE CAPITAL, LP1,519,5721,679,899+160,3272.302.23-0.07buy
PUBLIC INVESTMENT FUND1,457,1011,610,654+153,5530.320.65+0.33buy
BARCLAYS PLC360,429510,197+149,7680.010.02+0.00buy
ArrowMark Colorado Holdings LLC221,600369,700+148,1000.190.30+0.11buy
COATUE MANAGEMENT LLC157,774304,358+146,5840.050.09+0.04buy
Kamunting Street Capital Management, L.P.53,052193,861+140,8095.1113.68+8.57buy
CANADA LIFE ASSURANCE Co30,086169,220+139,1340.010.02+0.02buy
Progeny 3, Inc.0138,000+138,0000.001.10+1.10buy
SIH Partners, LLLP31,450168,650+137,2001.958.98+7.04buy
RENAISSANCE TECHNOLOGIES LLC78,390214,100+135,7100.010.02+0.01buy
Rockefeller Capital Management L.P.169,552302,699+133,1470.040.06+0.02buy
Maple Rock Capital Partners Inc.824,600953,400+128,8005.014.37-0.64buy
CANTOR FITZGERALD, L. P.0126,588+126,5880.002.18+2.18buy
WELLS FARGO & COMPANY/MN520,067639,358+119,2910.010.01+0.00buy
AXA S.A.472,813583,028+110,2150.120.13+0.01buy
Quinn Opportunity Partners LLC80,798189,798+109,0000.721.55+0.83buy
Tamar Securities, LLC0105,241+105,2410.001.29+1.29buy
Think Investments LP242,548346,800+104,2524.685.60+0.92buy
Nishkama Capital, LLC49,130143,174+94,0440.991.18+0.19buy
Woodline Partners LP092,210+92,2100.000.06+0.06buy
MARTIN CURRIE LTD1,818,5381,909,022+90,4844.624.25-0.37buy
BRANDES INVESTMENT PARTNERS, LP588,990678,821+89,8310.690.63-0.06buy
FengHe Fund Management Pte. Ltd.087,100+87,1000.000.79+0.79buy
Walleye Capital LLC180,280266,202+85,9220.200.21+0.01buy
GOLDMAN SACHS GROUP INC8,539,8828,623,640+83,7580.140.13-0.01buy
EDMOND DE ROTHSCHILD HOLDING S.A.797,009879,377+82,3681.111.06-0.04buy
Long Focus Capital Management, LLC621,000703,000+82,0006.225.88-0.34buy
Pale Fire Capital SE370,000450,000+80,0004.494.54+0.05buy
Beaumont Financial Advisors, LLC079,985+79,9850.000.48+0.48buy
Ancient Art, L.P.35,000111,629+76,6290.451.63+1.18buy
LPL Financial LLC349,489425,638+76,1490.020.02+0.00buy
Private Wealth Partners, LLC6,51982,366+75,8470.040.48+0.43buy
CITIGROUP INC1,092,6051,165,016+72,4110.110.09-0.02buy
FMR LLC3,453,3683,525,190+71,8220.020.02-0.00buy
Cetera Investment Advisers28,32398,849+70,5260.020.02-0.00buy
PRIVATE MANAGEMENT GROUP INC254,399322,541+68,1420.750.88+0.13buy
DekaBank Deutsche Girozentrale25,24591,906+66,6610.000.01+0.01buy
PARUS FINANCE (UK) Ltd064,225+64,2250.001.75+1.75buy
Legal & General Group Plc719,151779,481+60,3300.020.02-0.00buy
Baker Avenue Asset Management, LP171,671231,688+60,0170.580.66+0.08buy
Yong Rong (HK) Asset Management Ltd060,000+60,0000.001.16+1.16buy
1832 Asset Management L.P.21,32180,488+59,1670.000.01+0.01buy
Warther Private Wealth, LLC057,250+57,2500.001.85+1.85buy
Greenwoods Asset Management Hong Kong Ltd.057,106+57,1060.000.13+0.13buy
Patient Capital Management, LLC576,464633,201+56,7372.372.23-0.14buy
STIFEL FINANCIAL CORP94,856149,928+55,0720.010.01+0.00buy
HOHIMER WEALTH MANAGEMENT, LLC053,557+53,5570.000.91+0.91buy
Varma Mutual Pension Insurance Co167,100219,100+52,0000.150.14-0.01buy
Kestra Advisory Services, LLC31,24283,200+51,9580.020.04+0.02buy
GFS Advisors, LLC138,648189,090+50,4421.572.27+0.70buy
Scion Asset Management, LLC75,000125,000+50,0006.158.74+2.59buy
Banco Santander, S.A.107,858154,504+46,6460.100.13+0.04buy
TRUIST FINANCIAL CORP228,706274,833+46,1270.030.03+0.00buy
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