Stock Transactions — ALIBABA GROUP HLDG LTD

Total Bought
46,397,636
446 transactions
Total Sold
56,422,957
494 transactions
Net
-10,025,321
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
HHLR ADVISORS, LTD.143,9005,379,448+5,235,5480.239.55+9.33buy
HSBC HOLDINGS PLC6,679,4619,683,447+3,003,9860.340.45+0.11buy
JPMORGAN CHASE & CO8,738,94511,588,197+2,849,2520.060.07+0.02buy
Sanders Capital, LLC16,223,28818,399,767+2,176,4791.962.03+0.07buy
CITIGROUP INC1,165,0163,164,194+1,999,1780.090.22+0.13buy
MORGAN STANLEY8,939,31410,766,943+1,827,6290.050.06+0.01buy
UBS Group AG2,372,0483,815,338+1,443,2900.060.08+0.03buy
Fisher Asset Management, LLC3,711,4455,048,958+1,337,5130.130.16+0.03buy
Alyeska Investment Group, L.P.708,0001,914,573+1,206,5730.320.80+0.48buy
AMF Tjanstepension AB1,454,4052,610,884+1,156,4790.801.40+0.61buy
RENAISSANCE TECHNOLOGIES LLC214,1001,335,600+1,121,5000.020.16+0.14buy
Russell Investments Group, Ltd.531,105,675+1,105,6220.000.13+0.13buy
MARSHALL WACE, LLP339,9011,424,944+1,085,0430.040.15+0.10buy
PRIMECAP MANAGEMENT CO/CA/20,796,81221,870,987+1,074,1751.121.14+0.02buy
BARCLAYS PLC510,1971,551,097+1,040,9000.020.05+0.03buy
SOROS FUND MANAGEMENT LLC01,025,000+1,025,0000.001.66+1.66buy
Slate Path Capital LP208,8001,166,500+957,7000.301.70+1.40buy
Carrhae Capital LLP162,3961,001,048+838,6522.3011.79+9.49buy
GOLDMAN SACHS GROUP INC8,623,6409,411,220+787,5800.130.13+0.00buy
BNP PARIBAS FINANCIAL MARKETS515,2851,210,543+695,2580.050.09+0.05buy
MILLENNIUM MANAGEMENT LLC1,407,1962,081,767+674,5710.090.12+0.04buy
JANUS HENDERSON GROUP PLC0590,494+590,4940.000.02+0.02buy
Point72 Asset Management, L.P.656,9901,229,309+572,3190.140.29+0.15buy
Varma Mutual Pension Insurance Co219,100781,832+562,7320.140.45+0.32buy
Qube Research & Technologies Ltd71,516624,503+552,9870.010.08+0.07buy
Capital World Investors0520,101+520,1010.000.01+0.01buy
H&H International Investment, LLC5,845,3306,306,830+461,5002.982.73-0.25buy
Man Group plc1,683,6412,106,637+422,9960.330.40+0.07buy
Assenagon Asset Management S.A.0410,387+410,3870.000.07+0.07buy
Cerity Partners LLC86,044473,108+387,0640.020.09+0.08buy
D. E. Shaw & Co., Inc.78,844416,157+337,3130.010.04+0.03buy
ARGA Investment Management, LP3,582,0053,911,332+329,3278.689.89+1.21buy
ExodusPoint Capital Management, LP0303,018+303,0180.000.24+0.24buy
ANTIPODES PARTNERS Ltd740,1131,015,170+275,0571.692.66+0.96buy
PRICE T ROWE ASSOCIATES INC /MD/8,355,1288,624,007+268,8790.070.07+0.00buy
Pictet Asset Management Holding SA229,411480,729+251,3180.020.04+0.02buy
GTS SECURITIES LLC263,021488,699+225,6780.510.73+0.22buy
XY Capital Ltd0218,119+218,1190.0017.89+17.89buy
Greenwoods Asset Management Hong Kong Ltd.57,106241,402+184,2960.130.46+0.33buy
THORNBURG INVESTMENT MANAGEMENT INC300,719475,205+174,4860.300.48+0.18buy
SIMPLEX TRADING, LLC630,426799,246+168,8201.331.85+0.52buy
LMR Partners LLP0165,831+165,8310.000.26+0.26buy
Trexquant Investment LP0162,033+162,0330.000.18+0.18buy
EMINENCE CAPITAL, LP1,679,8991,830,387+150,4882.232.13-0.10buy
Woodline Partners LP92,210235,807+143,5970.060.16+0.10buy
GenTrust, LLC0141,196+141,1960.000.56+0.56buy
Polymer Capital Management (HK) LTD91,500227,700+136,2001.673.32+1.66buy
SEI INVESTMENTS CO570,853700,727+129,8740.060.07+0.01buy
CANTOR FITZGERALD, L. P.126,588256,067+129,4792.183.70+1.53buy
Maple Rock Capital Partners Inc.953,4001,077,500+124,1004.375.31+0.94buy
Shay Capital LLC103,500227,300+123,8002.204.56+2.36buy
NORTHERN TRUST CORP808,676930,082+121,4060.010.01+0.00buy
WOLVERINE TRADING, LLC384,395501,965+117,5700.280.59+0.31buy
Strategic Financial Concepts, LLC2,822120,125+117,3030.050.00-0.05buy
CANADA PENSION PLAN INVESTMENT BOARD49,100160,400+111,3000.000.01+0.01buy
CIBC WORLD MARKET INC.445,921550,199+104,2780.080.10+0.02buy
ArrowMark Colorado Holdings LLC369,700472,600+102,9000.300.41+0.11buy
FLOSSBACH VON STORCH SE145,243245,243+100,0000.050.07+0.03buy
Liontrust Investment Partners LLP099,787+99,7870.000.10+0.10buy
WELLS FARGO & COMPANY/MN639,358734,510+95,1520.010.01+0.00buy
Patient Capital Management, LLC633,201726,526+93,3252.232.78+0.55buy
Gladstone Capital Management LLP11,800103,141+91,3410.080.66+0.57buy
WESTERLY CAPITAL MANAGEMENT, LLC090,000+90,0000.003.52+3.52buy
Parallax Volatility Advisers, L.P.30,551119,590+89,0390.060.22+0.16buy
TORONTO DOMINION BANK1,41189,247+87,8360.000.01+0.01buy
EDMOND DE ROTHSCHILD HOLDING S.A.879,377965,941+86,5641.061.18+0.12buy
Walleye Trading LLC780,507866,750+86,2430.931.23+0.30buy
Ancient Art, L.P.111,629196,629+85,0001.633.63+1.99buy
Hel Ved Capital Management Ltd082,000+82,0000.002.05+2.05buy
DISCOVERY CAPITAL MANAGEMENT, LLC / CT079,700+79,7000.000.76+0.76buy
Grantham, Mayo, Van Otterloo & Co. LLC219,453298,911+79,4580.060.07+0.01buy
Granite Bay Wealth Management, LLC079,104+79,1040.000.21+0.21buy
GMT CAPITAL CORP1,182,6001,258,500+75,9003.373.35-0.02buy
EVERGREEN CAPITAL MANAGEMENT LLC5,38178,081+72,7000.010.21+0.19buy
Schonfeld Strategic Advisors LLC29,876101,399+71,5230.020.06+0.04buy
Warther Private Wealth, LLC57,250128,180+70,9301.853.61+1.76buy
Allianz Asset Management GmbH165,387234,306+68,9190.020.03+0.01buy
IMC-Chicago, LLC691,954760,190+68,2361.741.75+0.01buy
STATE OF MICHIGAN RETIREMENT SYSTEM189,250257,000+67,7500.070.10+0.02buy
CANADA LIFE ASSURANCE Co169,220231,910+62,6900.020.03+0.01buy
China Universal Asset Management Co., Ltd.157,976+57,9750.000.60+0.60buy
Point72 Hong Kong Ltd617,164673,900+56,7362.252.95+0.70buy
ROYAL BANK OF CANADA1,916,6151,969,297+52,6820.030.03+0.00buy
Cubist Systematic Strategies, LLC142,978195,107+52,1290.120.24+0.13buy
CenterBook Partners LP35,72686,832+51,1060.180.39+0.21buy
O'Keefe Stevens Advisory, Inc.050,045+50,0450.001.20+1.20buy
Itau Unibanco Holding S.A.048,624+48,6240.000.14+0.14buy
GREENWOOD CAPITAL ASSOCIATES LLC047,838+47,8380.000.45+0.45buy
Neuberger Berman Group LLC815,901863,126+47,2250.050.05+0.00buy
M&T BANK CORP12,63158,585+45,9540.000.01+0.01buy
AlphaStar Capital Management, LLC043,898+43,8980.000.30+0.30buy
Headlands Technologies LLC040,776+40,7760.000.31+0.31buy
STIFEL FINANCIAL CORP149,928190,442+40,5140.010.02+0.00buy
Cullen Capital Management, LLC038,749+38,7490.000.00+0.00buy
Vontobel Holding Ltd.334,323371,468+37,1450.190.09-0.11buy
Brandywine Global Investment Management, LLC182,908218,718+35,8100.100.12+0.02buy
Kovack Advisors, Inc.035,013+35,0130.000.28+0.28buy
ALLIANZ SE14,05547,367+33,3120.030.10+0.07buy
BRANDES INVESTMENT PARTNERS, LP678,821711,054+32,2330.630.63+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC65,67097,461+31,7910.050.07+0.02buy
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