Stock Transactions — ARROWMARK FINANCIAL CORP

Total Bought
60,996
9 transactions
Total Sold
79,028
13 transactions
Net
-18,032
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MARSHALL WACE, LLP018,423+18,4230.000.00+0.00buy
Everstar Asset Management, LLC23,96540,422+16,4570.240.52+0.27buy
Round Rock Advisors, LLC163,933174,809+10,8760.640.63-0.01buy
Catalina Capital Group, LLC10,32415,678+5,3540.140.22+0.08buy
OSAIC HOLDINGS, INC.17,95922,721+4,7620.000.00+0.00buy
CITADEL ADVISORS LLC11,76915,939+4,1700.000.00+0.00buy
ArrowMark Colorado Holdings LLC196,145196,889+7440.070.07+0.01buy
Newbridge Financial Services Group, Inc.0200+2000.000.00+0.00buy
Creekmur Asset Management LLC010+100.000.00+0.00buy
MAI Capital Management5,2505,25000.000.00-0.00hold
Allworth Financial LP20020000.000.00-0.00hold
Oxbow Advisors, LLC10,99010,99000.020.03+0.00hold
Sound Income Strategies, LLC44944900.000.00-0.00hold
Falcon Wealth Planning18,86218,86200.040.04-0.00hold
CALDWELL SUTTER CAPITAL, INC.69369300.010.01-0.00hold
Wilmington Savings Fund Society, FSB50050000.000.00-0.00hold
UMB Bank, n.a.2,7002,70000.000.00-0.00hold
Farther Finance Advisors, LLC10-10.000.00-0.00sell
SBI Securities Co., Ltd.14911-1380.000.00-0.00sell
BARD ASSOCIATES INC41,43541,035-4000.330.28-0.05sell
TRUST CO OF VERMONT2,7502,325-4250.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.10,4789,977-5010.000.00-0.00sell
Calydon Capital11,85510,940-9150.050.02-0.02sell
Capital Investment Advisors, LLC28,49627,496-1,0000.010.01-0.00sell
ROYAL BANK OF CANADA4,7310-4,7310.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC185,749177,656-8,0930.000.00-0.00sell
OPPENHEIMER & CO INC24,82816,009-8,8190.010.00-0.00sell
MILLENNIUM MANAGEMENT LLC14,4420-14,4420.000.00-0.00sell
HRT FINANCIAL LP15,0000-15,0000.000.00-0.00sell
STIFEL FINANCIAL CORP179,233154,670-24,5630.000.00-0.00sell
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