Stock Transactions — ARROWMARK FINANCIAL CORP

Total Bought
138,090
11 transactions
Total Sold
270,406
18 transactions
Net
-132,316
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
AlphaCore Capital LLC040,258+40,2580.000.01+0.01buy
MARSHALL WACE, LLP032,626+32,6260.000.00+0.00buy
OSAIC HOLDINGS, INC.113,837131,069+17,2320.000.00-0.00buy
Mariner, LLC014,974+14,9740.000.00+0.00buy
Everstar Asset Management, LLC47,34559,632+12,2870.480.56+0.08buy
Belpointe Asset Management LLC010,300+10,3000.000.01+0.01buy
Integrated Wealth Concepts LLC09,042+9,0420.000.00+0.00buy
SIMPLEX TRADING, LLC0924+9240.000.00+0.00buy
OPPENHEIMER & CO INC23,70024,037+3370.010.01-0.00buy
STIFEL FINANCIAL CORP138,963139,071+1080.000.00-0.00buy
Caitong International Asset Management Co., Ltd02+20.000.00+0.00buy
TRUST CO OF VERMONT1,7501,75000.000.00-0.00hold
ArrowMark Colorado Holdings LLC884,834884,83400.450.72+0.27hold
Allworth Financial LP20020000.000.00+0.00hold
Rockefeller Capital Management L.P.14,76214,76200.000.00-0.00hold
Falcon Wealth Planning16,17916,17900.020.02-0.00hold
Newbridge Financial Services Group, Inc.20020000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC13513500.000.00-0.00hold
Russell Investments Group, Ltd.40-40.000.00-0.00sell
SBI Securities Co., Ltd.73-40.000.00-0.00sell
BARD ASSOCIATES INC820-820.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP1000-1000.000.00-0.00sell
Wilmington Savings Fund Society, FSB700500-2000.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2,1041,903-2010.010.00-0.00sell
Sound Income Strategies, LLC4530-4530.000.00-0.00sell
CREATIVE FINANCIAL DESIGNS INC /ADV8270-8270.000.00-0.00sell
Private Advisor Group, LLC12,26811,054-1,2140.000.00-0.00sell
Capital Investment Advisors, LLC24,24622,846-1,4000.010.01-0.00sell
Accurate Wealth Management, LLC13,30511,388-1,9170.030.02-0.01sell
FNY Investment Advisers, LLC4,7000-4,7000.040.00-0.04sell
CSS LLC/IL31,64226,821-4,8210.030.02-0.01sell
MAI Capital Management5,2500-5,2500.000.00-0.00sell
Almitas Capital LLC73,25250,843-22,4090.320.24-0.08sell
CALDWELL SUTTER CAPITAL, INC.25,693693-25,0000.200.01-0.19sell
Hudson Bay Capital Management LP56,66618,222-38,4440.010.00-0.00sell
RAYMOND JAMES FINANCIAL INC194,85331,473-163,3800.000.00-0.00sell
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