Stock Transactions — ARROWMARK FINANCIAL CORP

Total Bought
78,977
13 transactions
Total Sold
276,953
9 transactions
Net
-197,976
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Rockefeller Capital Management L.P.014,762+14,7620.000.00+0.00buy
Accurate Wealth Management, LLC014,374+14,3740.000.04+0.04buy
OSAIC HOLDINGS, INC.22,72134,208+11,4870.000.00+0.00buy
Private Advisor Group, LLC09,350+9,3500.000.00+0.00buy
Belpointe Asset Management LLC09,300+9,3000.000.01+0.01buy
MARSHALL WACE, LLP18,42325,821+7,3980.000.00+0.00buy
OPPENHEIMER & CO INC16,00922,293+6,2840.000.01+0.00buy
Everstar Asset Management, LLC40,42244,188+3,7660.520.55+0.03buy
RAYMOND JAMES FINANCIAL INC177,656179,070+1,4140.000.00-0.00buy
Pathway Financial Advisers, LLC0557+5570.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.9,97710,137+1600.000.00-0.00buy
SIMPLEX TRADING, LLC0120+1200.000.00+0.00buy
Russell Investments Group, Ltd.05+50.000.00+0.00buy
MAI Capital Management5,2505,25000.000.00-0.00hold
Allworth Financial LP20020000.000.00-0.00hold
Capital Investment Advisors, LLC27,49627,49600.010.01-0.00hold
Sound Income Strategies, LLC44944900.000.00-0.00hold
Falcon Wealth Planning18,86218,86200.040.04-0.00hold
Newbridge Financial Services Group, Inc.20020000.000.00-0.00hold
Creekmur Asset Management LLC101000.000.00+0.00hold
Catalina Capital Group, LLC15,67815,67800.220.21-0.01hold
CALDWELL SUTTER CAPITAL, INC.69369300.010.01-0.00hold
Wilmington Savings Fund Society, FSB50050000.000.00+0.00hold
UMB Bank, n.a.2,7002,70000.000.00-0.00hold
SBI Securities Co., Ltd.1110-10.000.00-0.00sell
Oxbow Advisors, LLC10,99010,890-1000.030.02-0.00sell
TRUST CO OF VERMONT2,3251,750-5750.000.00-0.00sell
STIFEL FINANCIAL CORP154,670153,523-1,1470.000.00-0.00sell
Calydon Capital10,9400-10,9400.020.00-0.02sell
BARD ASSOCIATES INC41,03527,155-13,8800.280.16-0.12sell
CITADEL ADVISORS LLC15,9390-15,9390.000.00-0.00sell
ArrowMark Colorado Holdings LLC196,889137,327-59,5620.070.06-0.02sell
Round Rock Advisors, LLC174,8090-174,8090.630.00-0.63sell
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