AXSOME THERAPEUTICS INC.
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 367,578 | 737,578 | +370,000 | 0.10 | 0.19 | +0.09 | buy |
| Sofinnova Investments, Inc. | 12,266 | 212,747 | +200,481 | 0.10 | 1.80 | +1.70 | buy |
| 1832 Asset Management L.P. | 13,700 | 143,800 | +130,100 | 0.00 | 0.03 | +0.03 | buy |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 220,518 | 292,370 | +71,852 | 0.27 | 0.36 | +0.09 | buy |
| Aberdeen Group plc | 97,413 | 149,688 | +52,275 | 0.03 | 0.04 | +0.01 | buy |
| FRONTIER CAPITAL MANAGEMENT CO LLC | 157,691 | 203,066 | +45,375 | 0.31 | 0.35 | +0.05 | buy |
| Voleon Capital Management LP | 110,179 | 147,867 | +37,688 | 0.43 | 0.54 | +0.11 | buy |
| Arrowpoint Investment Partners (Singapore) Pte. Ltd. | 2,110 | 16,401 | +14,291 | 0.06 | 4.03 | +3.97 | buy |
| PFM Health Sciences, LP | 251,562 | 264,304 | +12,742 | 4.65 | 4.70 | +0.05 | buy |
| Bridgewater Associates, LP | 47,444 | 56,951 | +9,507 | 0.03 | 0.04 | +0.01 | buy |
| HighVista Strategies LLC | 11,131 | 20,437 | +9,306 | 0.52 | 0.95 | +0.43 | buy |
| Legato Capital Management LLC | 9,627 | 15,538 | +5,911 | 0.15 | 0.24 | +0.09 | buy |
| Hood River Capital Management LLC | 366,176 | 371,503 | +5,327 | 0.73 | 0.63 | -0.10 | buy |
| MARTINGALE ASSET MANAGEMENT L P | 7,406 | 12,512 | +5,106 | 0.03 | 0.05 | +0.02 | buy |
| OAK RIDGE INVESTMENTS LLC | 11,741 | 14,212 | +2,471 | 0.13 | 0.16 | +0.03 | buy |
| WESBANCO BANK INC | 8,800 | 10,800 | +2,000 | 0.04 | 0.05 | +0.01 | buy |
| Entropy Technologies, LP | 8,192 | 10,171 | +1,979 | 0.08 | 0.08 | -0.00 | buy |
| Yorktown Management & Research Co Inc | 1,700 | 3,600 | +1,900 | 0.25 | 0.51 | +0.26 | buy |
| Perbak Capital Partners LLP | 1,202 | 3,058 | +1,856 | 0.07 | 0.13 | +0.06 | buy |
| Privium Fund Management B.V. | 56,878 | 58,729 | +1,851 | 1.91 | 2.07 | +0.15 | buy |
| Stanley-Laman Group, Ltd. | 17,918 | 19,260 | +1,342 | 0.42 | 0.40 | -0.02 | buy |
| Virtus Investment Advisers, LLC | 4,611 | 5,698 | +1,087 | 0.23 | 0.27 | +0.04 | buy |
| PERCEPTIVE ADVISORS LLC | 148,900 | 149,950 | +1,050 | 0.50 | 0.50 | +0.00 | buy |
| M&G Plc | 90,328 | 91,339 | +1,011 | 0.08 | 0.08 | -0.01 | buy |
| China Universal Asset Management Co., Ltd. | 8,215 | 9,078 | +863 | 0.12 | 0.12 | +0.00 | buy |
| PEREGRINE CAPITAL MANAGEMENT LLC | 46,633 | 47,296 | +663 | 0.26 | 0.30 | +0.04 | buy |
| 1492 Capital Management LLC | 18,063 | 18,594 | +531 | 1.26 | 1.20 | -0.07 | buy |
| Bayforest Capital Ltd | 478 | 963 | +485 | 0.07 | 0.18 | +0.12 | buy |
| INTRUST BANK NA | 4,052 | 4,508 | +456 | 0.06 | 0.06 | +0.00 | buy |
| Meridian Wealth Management, LLC | 21,724 | 22,024 | +300 | 0.14 | 0.13 | -0.01 | buy |
| Values First Advisors, Inc. | 4,402 | 4,587 | +185 | 0.42 | 0.40 | -0.01 | buy |
| GF FUND MANAGEMENT CO. LTD. | 990 | 1,133 | +143 | 0.00 | 0.00 | +0.00 | buy |
| Meeder Advisory Services, Inc. | 1,145 | 1,273 | +128 | 0.01 | 0.01 | +0.00 | buy |
| INCEPTIONR LLC | 3,934 | 4,060 | +126 | 0.20 | 0.17 | -0.03 | buy |
| PRAXIS INVESTMENT MANAGEMENT INC | 1,150 | 1,265 | +115 | 0.01 | 0.01 | +0.00 | buy |
| Abel Hall, LLC | 1,169 | 1,203 | +34 | 0.05 | 0.04 | -0.01 | buy |
| WealthPlan Investment Management, LLC | 1,693 | 1,705 | +12 | 0.02 | 0.02 | -0.00 | buy |
| Tortoise Investment Management, LLC | 1,870 | 1,879 | +9 | 0.03 | 0.03 | -0.00 | buy |
| T. Rowe Price Investment Management, Inc. | 13,645 | 13,643 | -2 | 0.00 | 0.00 | +0.00 | sell |
| Rakuten Securities, Inc. | 10 | 5 | -5 | 0.00 | 0.00 | -0.00 | sell |
| INTEGRITY ALLIANCE, LLC. | 9,605 | 9,585 | -20 | 0.06 | 0.06 | -0.00 | sell |
| TORRAY INVESTMENT PARTNERS LLC | 14,794 | 14,774 | -20 | 0.39 | 0.37 | -0.02 | sell |
| MONECO Advisors, LLC | 7,505 | 7,472 | -33 | 0.11 | 0.10 | -0.01 | sell |
| GREAT LAKES ADVISORS, LLC | 6,765 | 6,730 | -35 | 0.01 | 0.01 | -0.00 | sell |
| Birchview Capital, LP | 6,061 | 6,000 | -61 | 0.65 | 0.58 | -0.07 | sell |
| Moors & Cabot, Inc. | 2,430 | 2,330 | -100 | 0.02 | 0.02 | -0.00 | sell |
| Knights of Columbus Asset Advisors LLC | 19,806 | 19,677 | -129 | 0.21 | 0.19 | -0.02 | sell |
| McAdam, LLC | 2,274 | 2,135 | -139 | 0.02 | 0.02 | -0.00 | sell |
| GRIMES & COMPANY, INC. | 1,460 | 1,285 | -175 | 0.01 | 0.01 | -0.00 | sell |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 4,400 | 4,200 | -200 | 0.01 | 0.01 | -0.00 | sell |
| SECTORAL ASSET MANAGEMENT INC | 1,740 | 1,500 | -240 | 0.25 | 0.24 | -0.01 | sell |
| EMERALD ADVISERS, LLC | 108,082 | 107,610 | -472 | 0.61 | 0.58 | -0.03 | sell |
| Quantitative Investment Management, LLC | 2,524 | 2,040 | -484 | 0.04 | 0.04 | -0.01 | sell |
| EMERALD MUTUAL FUND ADVISERS TRUST | 67,608 | 67,054 | -554 | 0.60 | 0.55 | -0.05 | sell |
| FIDUCIARY FAMILY OFFICE, LLC | 2,283 | 1,669 | -614 | 0.12 | 0.08 | -0.04 | sell |
| Petix & Botte Co | 1,430 | 715 | -715 | 0.06 | 0.05 | -0.01 | sell |
| Cynosure Group, LLC | 3,475 | 2,617 | -858 | 0.06 | 0.06 | -0.01 | sell |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 17,381 | 16,328 | -1,053 | 0.48 | 0.44 | -0.05 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,305 | 14,129 | -1,176 | 0.19 | 0.15 | -0.04 | sell |
| Csenge Advisory Group | 3,996 | 2,807 | -1,189 | 0.03 | 0.02 | -0.01 | sell |
| CASTLEARK MANAGEMENT LLC | 24,253 | 22,973 | -1,280 | 0.13 | 0.13 | -0.00 | sell |
| Clearbridge Investments, LLC | 46,326 | 45,020 | -1,306 | 0.01 | 0.01 | -0.00 | sell |
| PDT Partners, LLC | 3,577 | 2,100 | -1,477 | 0.04 | 0.02 | -0.02 | sell |
| Hennion & Walsh Asset Management, Inc. | 38,386 | 36,633 | -1,753 | 0.24 | 0.21 | -0.03 | sell |
| KENNEDY CAPITAL MANAGEMENT LLC | 39,134 | 36,775 | -2,359 | 0.15 | 0.13 | -0.02 | sell |
| J. Safra Sarasin Holding AG | 7,383 | 4,629 | -2,754 | 0.02 | 0.01 | -0.01 | sell |
| Lighthouse Investment Partners, LLC | 4,640 | 1,549 | -3,091 | 0.03 | 0.01 | -0.02 | sell |
| Pallas Capital Advisors LLC | 43,909 | 40,610 | -3,299 | 0.26 | 0.26 | -0.01 | sell |
| WCM INVESTMENT MANAGEMENT, LLC | 112,058 | 107,817 | -4,241 | 0.03 | 0.04 | +0.01 | sell |
| FORA Capital, LLC | 5,714 | 1,450 | -4,264 | 0.09 | 0.02 | -0.07 | sell |
| Granite Investment Partners, LLC | 84,894 | 80,299 | -4,595 | 0.92 | 0.83 | -0.08 | sell |
| IRIDIAN ASSET MANAGEMENT LLC/CT | 73,783 | 67,491 | -6,292 | 4.96 | 4.62 | -0.34 | sell |
| MOODY ALDRICH PARTNERS LLC | 40,273 | 33,973 | -6,300 | 1.37 | 1.04 | -0.34 | sell |
| BALDWIN WEALTH PARTNERS LLC/MA | 48,570 | 42,070 | -6,500 | 0.57 | 0.52 | -0.05 | sell |
| Dana Investment Advisors, Inc. | 33,197 | 26,379 | -6,818 | 0.18 | 0.13 | -0.04 | sell |
| AXIOM INVESTORS LLC /DE | 63,390 | 56,529 | -6,861 | 0.10 | 0.11 | +0.00 | sell |
| TFG Asset Management GP Ltd | 26,934 | 20,059 | -6,875 | 1.04 | 0.67 | -0.37 | sell |
| Nicholas Investment Partners, LP | 91,564 | 81,478 | -10,086 | 1.22 | 0.99 | -0.22 | sell |
| First Turn Management, LLC | 206,921 | 188,772 | -18,149 | 4.32 | 3.56 | -0.75 | sell |
| ALETHEA CAPITAL MANAGEMENT, LLC | 668,710 | 649,114 | -19,596 | 59.30 | 58.94 | -0.36 | sell |
| Bellevue Group AG | 27,600 | 3,181 | -24,419 | 0.10 | 0.01 | -0.08 | sell |
| Cormorant Asset Management, LP | 75,000 | 50,000 | -25,000 | 0.78 | 0.43 | -0.35 | sell |
| SUPERSTRING CAPITAL MANAGEMENT LP | 37,433 | 11,217 | -26,216 | 3.66 | 1.35 | -2.31 | sell |
| F/m Investments LLC | 41,132 | 13,268 | -27,864 | 0.29 | 0.15 | -0.14 | sell |
| ORBIMED ADVISORS LLC | 253,121 | 213,921 | -39,200 | 0.95 | 0.79 | -0.16 | sell |
| Deep Track Capital, LP | 1,150,000 | 1,100,000 | -50,000 | 4.79 | 3.84 | -0.95 | sell |
| Rhenman & Partners Asset Management AB | 114,800 | 63,800 | -51,000 | 1.96 | 1.33 | -0.63 | sell |
| EVENTIDE ASSET MANAGEMENT, LLC | 571,226 | 519,558 | -51,668 | 1.63 | 1.45 | -0.18 | sell |
| LOOMIS SAYLES & CO L P | 315,391 | 256,625 | -58,766 | 0.07 | 0.06 | -0.01 | sell |
| Tri Locum Partners LP | 201,627 | 62,116 | -139,511 | 4.78 | 1.47 | -3.31 | sell |