Stock Transactions — Axsome Therapeutics

Total Bought
4,568,117
191 transactions
Total Sold
5,263,280
142 transactions
Net
-695,163
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
WELLINGTON MANAGEMENT GROUP LLP725,0441,334,560+609,5160.010.03+0.01buy
PRICE T ROWE ASSOCIATES INC /MD/612,7431,037,448+424,7050.010.01+0.01buy
Invesco Ltd.571,549990,557+419,0080.010.02+0.01buy
MARSHALL WACE, LLP56,716378,024+321,3080.010.05+0.04buy
Sofinnova Investments, Inc.93,610393,499+299,8890.662.93+2.27buy
VANGUARD GROUP INC3,945,0204,180,646+235,6260.010.01+0.00buy
Vestal Point Capital, LP0150,000+150,0000.000.83+0.83buy
CITADEL ADVISORS LLC13,618158,406+144,7880.000.02+0.01buy
Tri Locum Partners LP157,861292,137+134,2765.008.16+3.15buy
JANE STREET GROUP, LLC0130,845+130,8450.000.02+0.02buy
Assenagon Asset Management S.A.180,960294,771+113,8110.030.05+0.02buy
ORBIMED ADVISORS LLC427,900531,800+103,9001.121.55+0.43buy
Deep Track Capital, LP801,371900,000+98,6292.693.05+0.36buy
FRONTIER CAPITAL MANAGEMENT CO LLC28,842126,382+97,5400.030.14+0.11buy
D. E. Shaw & Co., Inc.200,764296,287+95,5230.020.03+0.01buy
Rhenman & Partners Asset Management AB90,800172,800+82,0001.202.32+1.12buy
Summit Financial, LLC077,540+77,5400.000.14+0.14buy
JPMORGAN CHASE & CO187,728250,513+62,7850.000.00+0.00buy
CITIGROUP INC85,011142,013+57,0020.010.01+0.01buy
LOOMIS SAYLES & CO L P277,465330,125+52,6600.040.05+0.01buy
Bank of New York Mellon Corp203,632253,263+49,6310.000.01+0.00buy
PFM Health Sciences, LP483,105530,332+47,2274.375.49+1.12buy
HighTower Advisors, LLC10,96257,115+46,1530.000.01+0.01buy
AMERIPRISE FINANCIAL INC70,084108,236+38,1520.000.00+0.00buy
ROYCE & ASSOCIATES LP25,75756,036+30,2790.030.07+0.04buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC356,651382,047+25,3960.010.01+0.00buy
DnB Asset Management AS76,642101,981+25,3390.030.05+0.01buy
T. Rowe Price Investment Management, Inc.248,726274,014+25,2880.020.02+0.00buy
TD ASSET MANAGEMENT INC21,27844,192+22,9140.000.00+0.00buy
AXIOM INVESTORS LLC /DE27,10649,253+22,1470.020.04+0.02buy
EVENTIDE ASSET MANAGEMENT, LLC725,672746,398+20,7261.331.49+0.16buy
Neuberger Berman Group LLC70,63291,178+20,5460.010.01+0.00buy
Stanley-Laman Group, Ltd.017,501+17,5010.000.30+0.30buy
ALLIANCEBERNSTEIN L.P.45,98263,065+17,0830.000.00+0.00buy
Voleon Capital Management LP016,734+16,7340.000.05+0.05buy
Universal- Beteiligungs- und Servicegesellschaft mbH51,96867,902+15,9340.010.01+0.00buy
Nuveen, LLC282,971298,341+15,3700.010.01+0.00buy
HB Wealth Management, LLC24,94040,206+15,2660.020.03+0.01buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.5,70919,288+13,5790.050.15+0.10buy
MetLife Investment Management, LLC184,164197,318+13,1540.110.12+0.00buy
PRINCIPAL FINANCIAL GROUP INC355,511368,434+12,9230.020.02+0.00buy
Aberdeen Group plc81,91694,648+12,7320.010.02+0.00buy
SummitTX Capital, L.P.2,70915,350+12,6410.010.08+0.07buy
DIMENSIONAL FUND ADVISORS LP7,34319,192+11,8490.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC138,700150,000+11,3000.020.02+0.00buy
KENNEDY CAPITAL MANAGEMENT LLC27,95538,774+10,8190.070.10+0.03buy
Dana Investment Advisors, Inc.24,07333,612+9,5390.080.12+0.04buy
Trexquant Investment LP09,521+9,5210.000.01+0.01buy
COMERICA BANK3,39612,758+9,3620.000.01+0.00buy
Jain Global LLC09,007+9,0070.000.01+0.01buy
INCEPTIONR LLC08,659+8,6590.000.25+0.25buy
GEODE CAPITAL MANAGEMENT, LLC989,453997,700+8,2470.010.01+0.00buy
First Turn Management, LLC144,400152,614+8,2142.812.78-0.03buy
TWO SIGMA INVESTMENTS, LP08,207+8,2070.000.00+0.00buy
Russell Investments Group, Ltd.17,80425,602+7,7980.000.00+0.00buy
F/m Investments LLC32,21639,495+7,2790.120.18+0.06buy
FRANKLIN RESOURCES INC278,510285,598+7,0880.010.01+0.00buy
ALGERT GLOBAL LLC37,43044,150+6,7200.080.09+0.01buy
CAPSTONE INVESTMENT ADVISORS, LLC06,552+6,5520.000.01+0.01buy
Nicholas Investment Partners, LP42,15448,657+6,5030.390.45+0.06buy
1492 Capital Management LLC11,84318,063+6,2200.570.89+0.32buy
Rockefeller Capital Management L.P.05,737+5,7370.000.00+0.00buy
Lion Street Advisors, LLC9,05814,677+5,6190.290.20-0.09buy
CABOT WEALTH MANAGEMENT INC05,560+5,5600.000.07+0.07buy
SG Americas Securities, LLC6,72912,097+5,3680.000.01+0.00buy
Creative Planning16,08021,278+5,1980.000.00+0.00buy
TFG Asset Management GP Ltd41,53146,456+4,9250.780.82+0.04buy
GSA CAPITAL PARTNERS LLP04,767+4,7670.000.05+0.05buy
STATE OF WISCONSIN INVESTMENT BOARD25,84730,325+4,4780.010.01+0.00buy
SEI INVESTMENTS CO43,94948,127+4,1780.010.01+0.00buy
DEUTSCHE BANK AG\92,89096,692+3,8020.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS186,437190,106+3,6690.020.02+0.00buy
ALETHEA CAPITAL MANAGEMENT, LLC667,368670,883+3,51552.7252.44-0.28buy
ROYAL BANK OF CANADA7,64111,055+3,4140.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC28,13731,342+3,2050.000.00+0.00buy
Point72 Hong Kong Ltd03,203+3,2030.000.02+0.02buy
OSAIC HOLDINGS, INC.3,2156,404+3,1890.000.00+0.00buy
GUGGENHEIM CAPITAL LLC9,45212,517+3,0650.010.01+0.00buy
IEQ CAPITAL, LLC7,84810,820+2,9720.010.00-0.00buy
HSBC HOLDINGS PLC98,118101,001+2,8830.010.01+0.00buy
Atika Capital Management LLC46,12149,000+2,8790.500.51+0.00buy
FIDUCIARY FAMILY OFFICE, LLC02,670+2,6700.000.09+0.09buy
Arax Advisory Partners672,707+2,6400.000.00+0.00buy
Freestone Grove Partners LP02,494+2,4940.000.00+0.00buy
Headlands Technologies LLC982,574+2,4760.000.02+0.02buy
Cetera Investment Advisers7,2209,668+2,4480.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC02,330+2,3300.000.00+0.00buy
HRT FINANCIAL LP02,281+2,2810.000.00+0.00buy
LPL Financial LLC24,24626,457+2,2110.000.00+0.00buy
CWM, LLC3,0055,151+2,1460.000.00+0.00buy
Baader Bank Aktiengesellschaft02,115+2,1150.000.02+0.02buy
Quantitative Investment Management, LLC02,095+2,0950.000.04+0.04buy
Verition Fund Management LLC01,989+1,9890.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV01,962+1,9620.000.00+0.00buy
Vident Advisory, LLC01,957+1,9570.000.00+0.00buy
TRUIST FINANCIAL CORP01,955+1,9550.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey9,26811,202+1,9340.010.01+0.00buy
DAVENPORT & Co LLC01,867+1,8670.000.00+0.00buy
M&T BANK CORP01,864+1,8640.000.00+0.00buy
XTX Topco Ltd01,839+1,8390.000.01+0.01buy
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