AXSOME THERAPEUTICS INC.
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| PRICE T ROWE ASSOCIATES INC /MD/ | 612,743 | 1,037,448 | +424,705 | 0.01 | 0.01 | +0.01 | buy |
| Sofinnova Investments, Inc. | 93,610 | 393,499 | +299,889 | 0.66 | 2.93 | +2.27 | buy |
| Tri Locum Partners LP | 157,861 | 292,137 | +134,276 | 5.00 | 8.16 | +3.15 | buy |
| ORBIMED ADVISORS LLC | 427,900 | 531,800 | +103,900 | 1.12 | 1.55 | +0.43 | buy |
| Deep Track Capital, LP | 801,371 | 900,000 | +98,629 | 2.69 | 3.05 | +0.36 | buy |
| FRONTIER CAPITAL MANAGEMENT CO LLC | 28,842 | 126,382 | +97,540 | 0.03 | 0.14 | +0.11 | buy |
| Rhenman & Partners Asset Management AB | 90,800 | 172,800 | +82,000 | 1.20 | 2.32 | +1.12 | buy |
| Qube Research & Technologies Ltd | 391,617 | 325,626 | +65,991 | 0.06 | 0.06 | 0.00 | sell |
| LOOMIS SAYLES & CO L P | 277,465 | 330,125 | +52,660 | 0.04 | 0.05 | +0.01 | buy |
| PFM Health Sciences, LP | 483,105 | 530,332 | +47,227 | 4.37 | 5.49 | +1.12 | buy |
| ROYCE & ASSOCIATES LP | 25,757 | 56,036 | +30,279 | 0.03 | 0.07 | +0.04 | buy |
| DnB Asset Management AS | 76,642 | 101,981 | +25,339 | 0.03 | 0.05 | +0.01 | buy |
| T. Rowe Price Investment Management, Inc. | 248,726 | 274,014 | +25,288 | 0.02 | 0.02 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 21,278 | 44,192 | +22,914 | 0.00 | 0.00 | +0.00 | buy |
| AXIOM INVESTORS LLC /DE | 27,106 | 49,253 | +22,147 | 0.02 | 0.04 | +0.02 | buy |
| EVENTIDE ASSET MANAGEMENT, LLC | 725,672 | 746,398 | +20,726 | 1.33 | 1.49 | +0.16 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 224,721 | 209,069 | +15,652 | 0.08 | 0.08 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 5,709 | 19,288 | +13,579 | 0.05 | 0.15 | +0.10 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 355,511 | 368,434 | +12,923 | 0.02 | 0.02 | 0.00 | buy |
| Aberdeen Group plc | 81,916 | 94,648 | +12,732 | 0.01 | 0.02 | +0.00 | buy |
| SummitTX Capital, L.P. | 2,709 | 15,350 | +12,641 | 0.01 | 0.08 | +0.07 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 138,700 | 150,000 | +11,300 | 0.02 | 0.03 | +0.01 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 27,955 | 38,774 | +10,819 | 0.07 | 0.10 | +0.03 | buy |
| Dana Investment Advisors, Inc. | 24,073 | 33,612 | +9,539 | 0.08 | 0.12 | +0.04 | buy |
| AQR CAPITAL MANAGEMENT LLC | 127,817 | 118,656 | +9,161 | 0.01 | 0.01 | 0.00 | sell |
| First Turn Management, LLC | 144,400 | 152,614 | +8,214 | 2.81 | 2.78 | -0.03 | buy |
| CANADA PENSION PLAN INVESTMENT BOARD | 72,300 | 64,400 | +7,900 | 0.01 | 0.01 | 0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 29,293 | 21,837 | +7,456 | 0.00 | 0.00 | 0.00 | sell |
| F/m Investments LLC | 32,216 | 39,495 | +7,279 | 0.12 | 0.18 | +0.06 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 22,956 | 16,049 | +6,907 | 0.02 | 0.02 | -0.01 | sell |
| ALGERT GLOBAL LLC | 37,430 | 44,150 | +6,720 | 0.08 | 0.09 | 0.00 | buy |
| Nicholas Investment Partners, LP | 42,154 | 48,657 | +6,503 | 0.39 | 0.45 | +0.06 | buy |
| 1492 Capital Management LLC | 11,843 | 18,063 | +6,220 | 0.57 | 0.89 | +0.32 | buy |
| Lion Street Advisors, LLC | 9,058 | 14,677 | +5,619 | 0.29 | 0.20 | -0.09 | buy |
| TFG Asset Management GP Ltd | 41,531 | 46,456 | +4,925 | 0.78 | 0.82 | +0.04 | buy |
| Y-Intercept (Hong Kong) Ltd | 30,640 | 27,027 | +3,613 | 0.08 | 0.08 | 0.00 | sell |
| ALETHEA CAPITAL MANAGEMENT, LLC | 667,368 | 670,883 | +3,515 | 52.72 | 52.44 | -0.28 | buy |
| GUGGENHEIM CAPITAL LLC | 9,452 | 12,517 | +3,065 | 0.01 | 0.01 | 0.00 | buy |
| Atika Capital Management LLC | 46,121 | 49,000 | +2,879 | 0.50 | 0.51 | +0.00 | buy |
| Headlands Technologies LLC | 98 | 2,574 | +2,476 | 0.00 | 0.02 | +0.02 | buy |
| ALPS ADVISORS INC | 26,532 | 24,437 | +2,095 | 0.02 | 0.02 | 0.00 | sell |
| Pallas Capital Advisors LLC | 37,772 | 39,444 | +1,672 | 0.15 | 0.18 | +0.03 | buy |
| Perbak Capital Partners LLP | 4,728 | 6,313 | +1,585 | 0.11 | 0.13 | +0.02 | buy |
| EMERALD MUTUAL FUND ADVISERS TRUST | 63,935 | 65,505 | +1,570 | 0.41 | 0.41 | +0.00 | buy |
| ProShare Advisors LLC | 10,138 | 8,698 | +1,440 | 0.00 | 0.00 | 0.00 | sell |
| Clearbridge Investments, LLC | 56,316 | 57,667 | +1,351 | 0.00 | 0.01 | +0.00 | buy |
| Quarry LP | 2,500 | 1,250 | +1,250 | 0.06 | 0.04 | 0.00 | sell |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 4,424 | 5,555 | +1,131 | 0.00 | 0.00 | 0.00 | buy |
| PROFUND ADVISORS LLC | 4,063 | 3,122 | +941 | 0.02 | 0.01 | 0.00 | sell |
| INTRUST BANK NA | 2,875 | 3,764 | +889 | 0.03 | 0.04 | +0.01 | buy |
| Legato Capital Management LLC | 4,301 | 5,051 | +750 | 0.05 | 0.07 | +0.01 | buy |
| Woodline Partners LP | 331,131 | 331,864 | +733 | 0.18 | 0.19 | +0.01 | buy |
| CIBC Private Wealth Group LLC | 13,689 | 14,375 | +686 | 0.00 | 0.00 | 0.00 | buy |
| Knights of Columbus Asset Advisors LLC | 19,912 | 20,426 | +514 | 0.13 | 0.14 | +0.02 | buy |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 5,200 | 5,650 | +450 | 0.01 | 0.01 | +0.00 | buy |
| TORRAY INVESTMENT PARTNERS LLC | 17,065 | 17,419 | +354 | 0.26 | 0.29 | +0.03 | buy |
| GREAT LAKES ADVISORS, LLC | 6,370 | 6,676 | +306 | 0.01 | 0.01 | +0.00 | buy |
| EntryPoint Capital, LLC | 2,087 | 2,263 | +176 | 0.11 | 0.11 | -0.00 | buy |
| Optiver Holding B.V. | 158 | 288 | +130 | 0.00 | 0.00 | 0.00 | buy |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 223,280 | 223,408 | +128 | 0.19 | 0.19 | +0.01 | buy |
| Meridian Wealth Management, LLC | 22,021 | 22,124 | +103 | 0.10 | 0.10 | +0.00 | buy |
| NBC SECURITIES, INC. | 2,610 | 2,670 | +60 | 0.02 | 0.03 | +0.00 | buy |
| Moors & Cabot, Inc. | 2,330 | 2,380 | +50 | 0.01 | 0.01 | +0.00 | buy |
| WCM INVESTMENT MANAGEMENT, LLC | 119,666 | 119,696 | +30 | 0.03 | 0.03 | +0.00 | buy |
| Rakuten Securities, Inc. | 26 | 30 | +4 | 0.00 | 0.00 | +0.00 | buy |
| McAdam, LLC | 2,196 | 2,198 | +2 | 0.01 | 0.01 | +0.00 | buy |
| MARTINGALE ASSET MANAGEMENT L P | 3,801 | 3,800 | -1 | 0.01 | 0.01 | +0.00 | sell |
| Lombard Odier Asset Management (USA) Corp | 2,406 | 2,379 | -27 | 0.06 | 0.07 | +0.00 | sell |
| GF FUND MANAGEMENT CO. LTD. | 1,241 | 1,074 | -167 | 0.00 | 0.00 | -0.00 | sell |
| SYNOVUS FINANCIAL CORP | 22,326 | 22,156 | -170 | 0.03 | 0.03 | +0.00 | sell |
| STRS OHIO | 12,100 | 11,900 | -200 | 0.00 | 0.01 | +0.00 | sell |
| Values First Advisors, Inc. | 5,109 | 4,882 | -227 | 0.29 | 0.32 | +0.03 | sell |
| OAK RIDGE INVESTMENTS LLC | 12,306 | 12,065 | -241 | 0.09 | 0.09 | +0.00 | sell |
| D.A. DAVIDSON & CO. | 6,655 | 6,180 | -475 | 0.00 | 0.00 | -0.00 | sell |
| Ameritas Investment Partners, Inc. | 4,132 | 3,381 | -751 | 0.01 | 0.01 | -0.00 | sell |
| China Universal Asset Management Co., Ltd. | 9,889 | 8,747 | -1,142 | 0.10 | 0.09 | -0.01 | sell |
| HighVista Strategies LLC | 10,909 | 9,348 | -1,561 | 0.42 | 0.28 | -0.14 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 447,000 | 445,000 | -2,000 | 0.08 | 0.09 | +0.01 | sell |
| PITCAIRN CO | 8,513 | 6,106 | -2,407 | 0.06 | 0.06 | +0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 49,900 | 46,916 | -2,984 | 0.21 | 0.21 | -0.00 | sell |
| EMERALD ADVISERS, LLC | 112,469 | 108,942 | -3,527 | 0.43 | 0.42 | -0.01 | sell |
| Bellevue Group AG | 56,253 | 52,335 | -3,918 | 0.13 | 0.13 | +0.00 | sell |
| IRIDIAN ASSET MANAGEMENT LLC/CT | 91,761 | 83,553 | -8,208 | 3.32 | 3.99 | +0.68 | sell |
| PEREGRINE CAPITAL MANAGEMENT LLC | 73,468 | 64,521 | -8,947 | 0.23 | 0.24 | +0.00 | sell |
| MOODY ALDRICH PARTNERS LLC | 61,410 | 51,476 | -9,934 | 1.24 | 1.19 | -0.06 | sell |
| J. Safra Sarasin Holding AG | 19,658 | 8,897 | -10,761 | 0.04 | 0.02 | -0.02 | sell |
| Hood River Capital Management LLC | 371,104 | 359,957 | -11,147 | 0.54 | 0.52 | -0.02 | sell |
| CASTLEARK MANAGEMENT LLC | 38,040 | 15,143 | -22,897 | 0.12 | 0.05 | -0.07 | sell |
| J. Goldman & Co LP | 39,655 | 8,401 | -31,254 | 0.13 | 0.04 | -0.09 | sell |
| Granite Investment Partners, LLC | 128,526 | 88,558 | -39,968 | 0.65 | 0.61 | -0.04 | sell |
| PERCEPTIVE ADVISORS LLC | 198,534 | 148,900 | -49,634 | 0.78 | 0.52 | -0.26 | sell |
| Edgestream Partners, L.P. | 69,961 | 18,346 | -51,615 | 0.20 | 0.07 | -0.14 | sell |
| READYSTATE ASSET MANAGEMENT LP | 94,571 | 17,860 | -76,711 | 0.41 | 0.11 | -0.30 | sell |
| RTW INVESTMENTS, LP | 1,516,903 | 1,118,883 | -398,020 | 2.26 | 1.67 | -0.58 | sell |
| BVF INC/IL | 1,690,221 | 486,757 | -1,203,464 | 6.30 | 2.40 | -3.91 | sell |