Stock Transactions — TRIPLEPOINT VENTURE GROWTH B

Total Bought
596,685
45 transactions
Total Sold
373,958
35 transactions
Net
+222,727
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
LPL Financial LLC78,163159,763+81,6000.000.00+0.00buy
VAN ECK ASSOCIATES CORP661,530727,532+66,0020.010.01-0.00buy
Invesco Ltd.1,010,4041,053,363+42,9590.000.00-0.00buy
JANE STREET GROUP, LLC035,122+35,1220.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC129,677160,382+30,7050.000.00-0.00buy
Cetera Investment Advisers12,34442,781+30,4370.000.00-0.00buy
CITADEL ADVISORS LLC69,78494,446+24,6620.000.00+0.00buy
Paloma Partners Management Co019,382+19,3820.000.03+0.03buy
MIRABELLA FINANCIAL SERVICES LLP019,382+19,3820.000.01+0.01buy
Qube Research & Technologies Ltd018,264+18,2640.000.00+0.00buy
VIRTUS ADVISERS, LLC65,20682,919+17,7130.450.42-0.03buy
U.S. Capital Wealth Advisors, LLC015,964+15,9640.000.01+0.01buy
AMERIPRISE FINANCIAL INC173,885189,671+15,7860.000.00-0.00buy
UBS Group AG38,48252,880+14,3980.000.00-0.00buy
Steward Partners Investment Advisory, LLC27,30341,268+13,9650.000.00+0.00buy
Dynamic Technology Lab Private Ltd12,27125,891+13,6200.010.03+0.01buy
Brevan Howard Capital Management LP013,466+13,4660.000.01+0.01buy
XTX Topco Ltd012,796+12,7960.000.02+0.02buy
DUDLEY CAPITAL MANAGEMENT, LLC010,600+10,6000.000.06+0.06buy
Legal & General Group Plc268,472278,880+10,4080.000.00-0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors010,381+10,3810.000.02+0.02buy
HARTLINE INVESTMENT CORP/010,381+10,3810.000.02+0.02buy
TWO SIGMA ADVISERS, LP209,192216,792+7,6000.010.00-0.00buy
MORGAN STANLEY139,908146,387+6,4790.000.00-0.00buy
GROUP ONE TRADING LLC2,6808,032+5,3520.000.00+0.00buy
FARMERS & MERCHANTS INVESTMENTS INC4,5339,833+5,3000.000.00+0.00buy
Prime Capital Investment Advisors, LLC13,27518,275+5,0000.000.00+0.00buy
FNY Investment Advisers, LLC05,000+5,0000.000.03+0.03buy
B. Riley Wealth Advisors, Inc.44,34048,852+4,5120.010.01+0.00buy
Cambridge Investment Research Advisors, Inc.26,07430,207+4,1330.000.00-0.00buy
CIBC Private Wealth Group LLC03,450+3,4500.000.00+0.00buy
Aquatic Capital Management LLC03,000+3,0000.000.00+0.00buy
NORDEN GROUP LLC14,88817,860+2,9720.030.01-0.01buy
OSAIC HOLDINGS, INC.28,72431,580+2,8560.000.00+0.00buy
SIMPLEX TRADING, LLC02,847+2,8470.000.00+0.00buy
Kestra Advisory Services, LLC12,62014,685+2,0650.000.00-0.00buy
Samalin Investment Counsel, LLC44,32946,077+1,7480.240.21-0.04buy
Tradition Wealth Management, LLC9,81611,345+1,5290.010.01-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC28,25929,786+1,5270.000.00-0.00buy
TOWNSQUARE CAPITAL LLC53,88955,090+1,2010.010.01-0.00buy
Lido Advisors, LLC121,240122,355+1,1150.010.01-0.00buy
LINCOLN NATIONAL CORP14,78715,422+6350.000.00-0.00buy
US BANCORP \DE\6,3786,558+1800.000.00-0.00buy
CANADA LIFE ASSURANCE Co30,72430,893+1690.000.00-0.00buy
Venturi Wealth Management, LLC620642+220.000.00-0.00buy
TOMPKINS FINANCIAL CORP1,4501,45000.000.00-0.00hold
SUMMITRY LLC10,00010,00000.010.00-0.00hold
Baird Financial Group, Inc.12,33112,33100.000.00-0.00hold
CFO4Life Group, LLC10,00010,00000.020.02-0.00hold
GPS Wealth Strategies Group, LLC2,3272,32700.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC116,495116,49500.160.11-0.05hold
SOA Wealth Advisors, LLC.3,0003,00000.010.01-0.00hold
Spire Wealth Management50050000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.3,6043,60400.000.00-0.00hold
HARBOUR INVESTMENTS, INC.29329300.000.00-0.00hold
DELTA ASSET MANAGEMENT LLC/TN11311300.000.00-0.00hold
ESSEX INVESTMENT MANAGEMENT CO LLC126108-180.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS13817-1210.000.00-0.00sell
Kovack Advisors, Inc.33,08832,900-1880.040.04-0.00sell
Community Bank, N.A.2500-2500.000.00-0.00sell
Archer Investment Corp5730-5730.000.00-0.00sell
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC14,21613,626-5900.080.06-0.02sell
IHT Wealth Management, LLC21,22820,571-6570.010.01-0.00sell
WELLS FARGO & COMPANY/MN124,064123,372-6920.000.00-0.00sell
Advisory Services Network, LLC12,32311,494-8290.000.00-0.00sell
Sound Income Strategies, LLC4,2603,427-8330.000.00-0.00sell
Geneos Wealth Management Inc.1,765815-9500.000.00-0.00sell
COMERICA BANK19,12618,126-1,0000.000.00-0.00sell
Global Retirement Partners, LLC1,656120-1,5360.000.00-0.00sell
Advisors Asset Management, Inc.132,864131,102-1,7620.030.02-0.01sell
CWM, LLC2,275285-1,9900.000.00-0.00sell
ROYAL BANK OF CANADA31,91129,696-2,2150.000.00-0.00sell
L.M. KOHN & COMPANY15,10112,130-2,9710.050.03-0.02sell
Quarry LP3,1430-3,1430.020.00-0.02sell
HighTower Advisors, LLC15,45011,501-3,9490.000.00-0.00sell
Cape Investment Advisory, Inc.7,2870-7,2870.040.00-0.04sell
TWO SIGMA INVESTMENTS, LP202,660194,171-8,4890.010.00-0.00sell
&PARTNERS10,4760-10,4760.030.00-0.03sell
STIFEL FINANCIAL CORP10,9780-10,9780.000.00-0.00sell
NORTHERN TRUST CORP11,2810-11,2810.000.00-0.00sell
Quantbot Technologies LP19,0426,835-12,2070.010.00-0.01sell
CALTON & ASSOCIATES, INC.12,3470-12,3470.050.00-0.05sell
JPMORGAN CHASE & CO14,7700-14,7700.000.00-0.00sell
HRT FINANCIAL LP15,1850-15,1850.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC21,0160-21,0160.000.00-0.00sell
Schonfeld Strategic Advisors LLC25,4000-25,4000.000.00-0.00sell
D. E. Shaw & Co., Inc.48,45617,317-31,1390.000.00-0.00sell
Sigma Planning Corp37,4400-37,4400.030.00-0.03sell
Neuberger Berman Group LLC43,2900-43,2900.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP43,7510-43,7510.000.00-0.00sell
Quadrature Capital Ltd60,42015,785-44,6350.010.00-0.01sell
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