Stock Transactions — TRIPLEPOINT VENTURE GROWTH B

Total Bought
762,731
35 transactions
Total Sold
1,609,447
32 transactions
Net
-846,716
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
UBS Group AG0207,617+207,6170.000.00+0.00buy
Schonfeld Strategic Advisors LLC0137,464+137,4640.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP758,262850,939+92,6770.010.00-0.00buy
MILLENNIUM MANAGEMENT LLC28,03683,133+55,0970.000.00+0.00buy
WELLS FARGO & COMPANY/MN69,280112,196+42,9160.000.00+0.00buy
Prospera Financial Services Inc034,809+34,8090.000.00+0.00buy
OXFORD ASSET MANAGEMENT LLP11,35039,043+27,6930.030.08+0.05buy
Legal & General Group Plc284,878311,530+26,6520.000.00-0.00buy
Dynamic Technology Lab Private Ltd026,379+26,3790.000.02+0.02buy
EAGLE GLOBAL ADVISORS LLC27,87544,360+16,4850.010.01+0.00buy
IMC-Chicago, LLC013,529+13,5290.000.00+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors012,224+12,2240.000.01+0.01buy
HUB Investment Partners, LLC010,782+10,7820.000.00+0.00buy
Wilmington Savings Fund Society, FSB08,000+8,0000.000.00+0.00buy
Cetera Investment Advisers46,94454,299+7,3550.000.00-0.00buy
Samalin Investment Counsel, LLC92,37599,593+7,2180.210.18-0.04buy
Kovack Advisors, Inc.59,38366,369+6,9860.020.02-0.00buy
MARSHALL WACE, LLP390,848396,789+5,9410.000.00-0.00buy
SUMMIT SECURITIES GROUP LLC1,4005,000+3,6000.000.01+0.01buy
U.S. Capital Wealth Advisors, LLC33,30035,800+2,5000.010.00-0.00buy
Allworth Financial LP02,472+2,4720.000.00+0.00buy
NewEdge Advisors, LLC02,000+2,0000.000.00+0.00buy
CENTRAL TRUST Co02,000+2,0000.000.00+0.00buy
Burk Holdings LLC01,910+1,9100.000.00+0.00buy
Advisory Services Network, LLC01,722+1,7220.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC14,52916,010+1,4810.000.00-0.00buy
Cresset Asset Management, LLC29,91531,360+1,4450.000.00-0.00buy
NOMURA ASSET MANAGEMENT CO LTD2781,598+1,3200.000.00+0.00buy
GROUP ONE TRADING LLC4,0625,307+1,2450.000.00+0.00buy
SIMPLEX TRADING, LLC0364+3640.000.00+0.00buy
HARBOUR INVESTMENTS, INC.8278+2700.000.00+0.00buy
AMERIPRISE FINANCIAL INC17,34517,566+2210.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC10,97211,126+1540.000.00-0.00buy
MAI Capital Management347459+1120.000.00-0.00buy
Caitong International Asset Management Co., Ltd091+910.000.00+0.00buy
AVENIR CORP11,00011,00000.010.01-0.00hold
FARMERS & MERCHANTS INVESTMENTS INC10,29310,29300.000.00-0.00hold
Lido Advisors, LLC83,57083,57000.000.00-0.00hold
Russell Investments Group, Ltd.12612600.000.00-0.00hold
Meridian Wealth Management, LLC30,00030,00000.010.01-0.00hold
Triumph Capital Management30030000.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC7,1857,18500.000.00-0.00hold
SOA Wealth Advisors, LLC.3,0003,00000.000.00-0.00hold
Newbridge Financial Services Group, Inc.40040000.000.00-0.00hold
Ethos Financial Group, LLC43,56043,56000.020.02-0.00hold
Root Financial Partners, LLC9900.000.00-0.00hold
Farther Finance Advisors, LLC95195100.000.00-0.00hold
Financial Network Wealth Advisors LLC84784700.010.00-0.00hold
Accordant Advisory Group Inc1,4001,40000.010.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.6,2046,20400.000.00-0.00hold
Clearstead Advisors, LLC63063000.000.00-0.00hold
DELTA ASSET MANAGEMENT LLC/TN131300.000.00-0.00hold
Atlantic Union Bankshares Corp2,4002,40000.000.00-0.00hold
CITIGROUP INC70-70.000.00-0.00sell
Sound Income Strategies, LLC2,5602,371-1890.000.00-0.00sell
FMR LLC4980-4980.000.00-0.00sell
CWM, LLC6280-6280.000.00-0.00sell
LPL Financial LLC68,26067,379-8810.000.00-0.00sell
Virtus Investment Advisers, LLC69,58268,513-1,0690.120.09-0.03sell
FLAGSHIP HARBOR ADVISORS, LLC1,7880-1,7880.000.00-0.00sell
McIlrath & Eck, LLC2,9170-2,9170.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,0000-3,0000.000.00-0.00sell
OSAIC HOLDINGS, INC.24,40020,950-3,4500.000.00-0.00sell
Tradition Wealth Management, LLC14,82510,911-3,9140.010.00-0.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC24,15220,084-4,0680.000.00-0.00sell
Rockefeller Capital Management L.P.7,0001,000-6,0000.000.00-0.00sell
CANADA LIFE ASSURANCE Co53,79344,055-9,7380.000.00-0.00sell
ROYAL BANK OF CANADA23,19612,707-10,4890.000.00-0.00sell
AXQ CAPITAL, LP10,9810-10,9810.020.00-0.02sell
CFO4Life Group, LLC13,6100-13,6100.010.00-0.01sell
NORTHERN TRUST CORP28,68311,170-17,5130.000.00-0.00sell
Squarepoint Ops LLC18,4280-18,4280.000.00-0.00sell
Verition Fund Management LLC20,4770-20,4770.000.00-0.00sell
Brevan Howard Capital Management LP28,1700-28,1700.000.00-0.00sell
D. E. Shaw & Co., Inc.30,2210-30,2210.000.00-0.00sell
NORDEN GROUP LLC174,090129,736-44,3540.110.06-0.05sell
HRT FINANCIAL LP45,4460-45,4460.000.00-0.00sell
XTX Topco Ltd54,1370-54,1370.010.00-0.01sell
BANK OF AMERICA CORP /DE/71,6130-71,6130.000.00-0.00sell
Trexquant Investment LP190,99683,323-107,6730.010.00-0.01sell
BlackRock, Inc.282,768156,546-126,2220.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP141,3030-141,3030.000.00-0.00sell
JANE STREET GROUP, LLC162,3870-162,3870.000.00-0.00sell
CITADEL ADVISORS LLC188,0840-188,0840.000.00-0.00sell
TWO SIGMA ADVISERS, LP480,1920-480,1920.010.00-0.01sell
Page 1 of 1