Stock Transactions — TRIPLEPOINT VENTURE GROWTH B

Total Bought
2,284,360
48 transactions
Total Sold
592,761
35 transactions
Net
+1,691,599
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
TWO SIGMA ADVISERS, LP216,792695,292+478,5000.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP194,171562,561+368,3900.000.01+0.01buy
MILLENNIUM MANAGEMENT LLC160,382432,206+271,8240.000.00+0.00buy
MARSHALL WACE, LLP0185,011+185,0110.000.00+0.00buy
Qube Research & Technologies Ltd18,264161,969+143,7050.000.00+0.00buy
Trexquant Investment LP0131,039+131,0390.000.02+0.02buy
VAN ECK ASSOCIATES CORP727,532846,716+119,1840.010.01-0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP075,317+75,3170.000.00+0.00buy
VIRTUS ADVISERS, LLC82,919158,045+75,1260.420.62+0.20buy
Schonfeld Strategic Advisors LLC069,900+69,9000.000.00+0.00buy
Strategic Financial Concepts, LLC053,580+53,5800.000.00+0.00buy
AMERIPRISE FINANCIAL INC189,671230,008+40,3370.000.00+0.00buy
Magnetar Financial LLC036,963+36,9630.000.01+0.01buy
UBS Group AG52,88083,821+30,9410.000.00+0.00buy
Legal & General Group Plc278,880304,292+25,4120.000.00-0.00buy
Clearstead Advisors, LLC022,000+22,0000.000.00+0.00buy
SIMPLEX TRADING, LLC2,84723,969+21,1220.000.01+0.01buy
Brevan Howard Capital Management LP13,46628,719+15,2530.010.02+0.00buy
HRT FINANCIAL LP013,679+13,6790.000.00+0.00buy
TOWNSQUARE CAPITAL LLC55,09067,534+12,4440.010.01-0.00buy
Tower Research Capital LLC (TRC)012,415+12,4150.000.00+0.00buy
Aquatic Capital Management LLC3,00014,700+11,7000.000.00+0.00buy
Samalin Investment Counsel, LLC46,07756,051+9,9740.210.21+0.00buy
GROUP ONE TRADING LLC8,03215,132+7,1000.000.00+0.00buy
EverSource Wealth Advisors, LLC07,000+7,0000.000.00+0.00buy
Invesco Ltd.1,053,3631,059,686+6,3230.000.00-0.00buy
OSAIC HOLDINGS, INC.31,58036,705+5,1250.000.00+0.00buy
MORGAN STANLEY146,387150,986+4,5990.000.00-0.00buy
Quarry LP04,349+4,3490.000.01+0.01buy
BNP PARIBAS FINANCIAL MARKETS174,200+4,1830.000.00+0.00buy
NORDEN GROUP LLC17,86021,678+3,8180.010.04+0.02buy
U.S. Capital Wealth Advisors, LLC15,96419,064+3,1000.010.01-0.00buy
Quantbot Technologies LP6,8359,346+2,5110.000.00-0.00buy
CFO4Life Group, LLC10,00011,500+1,5000.020.02+0.00buy
Kovack Advisors, Inc.32,90034,400+1,5000.040.03-0.01buy
DUDLEY CAPITAL MANAGEMENT, LLC10,60012,100+1,5000.060.05-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC29,78631,132+1,3460.000.00-0.00buy
CANADA LIFE ASSURANCE Co30,89332,111+1,2180.000.00-0.00buy
CoreCap Advisors, LLC01,200+1,2000.000.00+0.00buy
Financial Network Wealth Advisors LLC01,027+1,0270.000.01+0.01buy
CWM, LLC2851,266+9810.000.00+0.00buy
Redwood Wealth Management Group, LLC0600+6000.000.00+0.00buy
Cetera Investment Advisers42,78143,323+5420.000.00-0.00buy
Atlantic Edge Private Wealth Management, LLC0400+4000.000.00+0.00buy
Kestra Advisory Services, LLC14,68514,957+2720.000.00-0.00buy
Venturi Wealth Management, LLC642807+1650.000.00-0.00buy
HORIZON FINANCIAL SERVICES, LLC0134+1340.000.00+0.00buy
US BANCORP \DE\6,5586,609+510.000.00-0.00buy
SUMMITRY LLC10,00010,00000.000.00-0.00hold
CIBC Private Wealth Group LLC3,4503,45000.000.00-0.00hold
GPS Wealth Strategies Group, LLC2,3272,32700.000.00-0.00hold
Geneos Wealth Management Inc.81581500.000.00-0.00hold
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC13,62613,62600.060.05-0.01hold
SOA Wealth Advisors, LLC.3,0003,00000.010.00-0.00hold
Spire Wealth Management50050000.000.00+0.00hold
Accordant Advisory Group Inc1,4001,40000.010.01+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.3,6043,60400.000.00-0.00hold
HARBOUR INVESTMENTS, INC.29329300.000.00-0.00hold
COMERICA BANK18,12618,12600.000.00-0.00hold
DELTA ASSET MANAGEMENT LLC/TN11313-1000.000.00-0.00sell
ESSEX INVESTMENT MANAGEMENT CO LLC1080-1080.000.00-0.00sell
Global Retirement Partners, LLC1200-1200.000.00-0.00sell
HighTower Advisors, LLC11,50111,280-2210.000.00-0.00sell
Sound Income Strategies, LLC3,4272,959-4680.000.00-0.00sell
Baird Financial Group, Inc.12,33111,431-9000.000.00-0.00sell
Advisory Services Network, LLC11,49410,435-1,0590.000.00-0.00sell
TOMPKINS FINANCIAL CORP1,4500-1,4500.000.00-0.00sell
FARMERS & MERCHANTS INVESTMENTS INC9,8338,268-1,5650.000.00-0.00sell
Diversify Advisory Services, LLC13,44810,813-2,6350.010.00-0.00sell
Cambridge Investment Research Advisors, Inc.30,20726,875-3,3320.000.00-0.00sell
IHT Wealth Management, LLC20,57116,117-4,4540.010.00-0.00sell
B. Riley Wealth Advisors, Inc.48,85244,153-4,6990.010.01-0.00sell
FNY Investment Advisers, LLC5,0000-5,0000.030.00-0.03sell
ROYAL BANK OF CANADA29,69623,096-6,6000.000.00-0.00sell
CITADEL ADVISORS LLC94,44684,513-9,9330.000.00-0.00sell
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors10,3810-10,3810.020.00-0.02sell
HARTLINE INVESTMENT CORP/10,3810-10,3810.020.00-0.02sell
Tradition Wealth Management, LLC11,3450-11,3450.010.00-0.01sell
L.M. KOHN & COMPANY12,1300-12,1300.030.00-0.03sell
XTX Topco Ltd12,7960-12,7960.020.00-0.02sell
LINCOLN NATIONAL CORP15,4220-15,4220.000.00-0.00sell
Quadrature Capital Ltd15,7850-15,7850.000.00-0.00sell
D. E. Shaw & Co., Inc.17,3170-17,3170.000.00-0.00sell
Prime Capital Investment Advisors, LLC18,2750-18,2750.000.00-0.00sell
Paloma Partners Management Co19,3820-19,3820.030.00-0.03sell
MIRABELLA FINANCIAL SERVICES LLP19,3820-19,3820.010.00-0.01sell
Dynamic Technology Lab Private Ltd25,8910-25,8910.030.00-0.03sell
JANE STREET GROUP, LLC35,1220-35,1220.000.00-0.00sell
Lido Advisors, LLC122,35583,900-38,4550.010.01-0.00sell
Steward Partners Investment Advisory, LLC41,2680-41,2680.000.00-0.00sell
WELLS FARGO & COMPANY/MN123,37280,902-42,4700.000.00-0.00sell
LPL Financial LLC159,763106,419-53,3440.000.00-0.00sell
Advisors Asset Management, Inc.131,10276,531-54,5710.020.01-0.01sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC116,49520,095-96,4000.110.02-0.10sell
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