Stock Transactions — TRIPLEPOINT VENTURE GROWTH B

Total Bought
444,305
29 transactions
Total Sold
1,202,798
38 transactions
Net
-758,493
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MARSHALL WACE, LLP365,285529,201+163,9160.000.00+0.00buy
BlackRock, Inc.167,914225,216+57,3020.000.00+0.00buy
SIMPLEX TRADING, LLC024,032+24,0320.000.00+0.00buy
Ethos Financial Group, LLC25,21646,627+21,4110.020.03+0.01buy
Verition Fund Management LLC019,877+19,8770.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.018,669+18,6690.000.00+0.00buy
OSAIC HOLDINGS, INC.20,46735,945+15,4780.000.00+0.00buy
NORDEN GROUP LLC41,68856,848+15,1600.030.04+0.01buy
BLUEFIN CAPITAL MANAGEMENT, LLC015,000+15,0000.000.08+0.08buy
NORTHERN TRUST CORP15,11829,032+13,9140.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC013,575+13,5750.000.00+0.00buy
Legal & General Group Plc264,486276,451+11,9650.000.00-0.00buy
Samalin Investment Counsel, LLC81,90692,636+10,7300.230.25+0.02buy
U.S. Capital Wealth Advisors, LLC32,78040,380+7,6000.010.01+0.00buy
ROYAL BANK OF CANADA15,27922,627+7,3480.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO05,000+5,0000.000.00+0.00buy
JANE STREET GROUP, LLC67,69372,663+4,9700.000.00-0.00buy
Kovack Advisors, Inc.45,51950,319+4,8000.030.03+0.00buy
NOMURA ASSET MANAGEMENT CO LTD03,720+3,7200.000.00+0.00buy
Red Tortoise LLC02,351+2,3510.000.01+0.01buy
LPL Financial LLC48,74950,420+1,6710.000.00-0.00buy
WINNOW WEALTH LLC01,400+1,4000.000.01+0.01buy
FARMERS & MERCHANTS INVESTMENTS INC4,7005,700+1,0000.000.00+0.00buy
Newbridge Financial Services Group, Inc.01,000+1,0000.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP01,000+1,0000.000.00+0.00buy
Caitong International Asset Management Co., Ltd160906+7460.000.00+0.00buy
MAI Capital Management8721,347+4750.000.00+0.00buy
BROWN BROTHERS HARRIMAN & CO0100+1000.000.00+0.00buy
CWM, LLC884979+950.000.00+0.00buy
AVENIR CORP10,00010,00000.010.01-0.00hold
CANADA LIFE ASSURANCE Co38,02538,02500.000.00-0.00hold
Flaharty Asset Management, LLC36036000.000.00-0.00hold
McIlrath & Eck, LLC7,2747,27400.010.01-0.00hold
CFO4Life Group, LLC13,61013,61000.020.01-0.00hold
EverSource Wealth Advisors, LLC10,00010,00000.000.00-0.00hold
GPS Wealth Strategies Group, LLC2,3272,32700.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC15,24515,24500.010.01-0.00hold
SOA Wealth Advisors, LLC.3,0003,00000.000.00-0.00hold
Financial Network Wealth Advisors LLC84784700.010.01-0.00hold
Accordant Advisory Group Inc1,4001,40000.010.01-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.2,4042,40400.000.00+0.00hold
ST GERMAIN D J CO INC50050000.000.00-0.00hold
DELTA ASSET MANAGEMENT LLC/TN131300.000.00-0.00hold
CIBC Private Wealth Group LLC4,4314,430-10.000.00+0.00sell
Hexagon Capital Partners LLC330-330.000.00-0.00sell
Sound Income Strategies, LLC1,3531,279-740.000.00-0.00sell
Virtus Investment Advisers, LLC238,040237,903-1370.450.56+0.11sell
Tower Research Capital LLC (TRC)1570-1570.000.00-0.00sell
Atlantic Edge Private Wealth Management, LLC400200-2000.000.00-0.00sell
HARBOUR INVESTMENTS, INC.2930-2930.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC18,66018,296-3640.000.00-0.00sell
GROUP ONE TRADING LLC2,9012,430-4710.000.00-0.00sell
Spire Wealth Management5000-5000.000.00-0.00sell
COMERICA BANK9,3418,700-6410.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.13,13212,252-8800.000.00-0.00sell
Lido Advisors, LLC84,99983,570-1,4290.000.00-0.00sell
WELLS FARGO & COMPANY/MN66,52664,814-1,7120.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC20,92219,133-1,7890.000.00-0.00sell
Cetera Investment Advisers44,92743,121-1,8060.000.00-0.00sell
US BANCORP \DE\3,0000-3,0000.000.00-0.00sell
SUMMIT SECURITIES GROUP LLC4,6000-4,6000.020.00-0.02sell
Quarry LP4,6690-4,6690.010.00-0.01sell
HighTower Advisors, LLC10,3310-10,3310.000.00-0.00sell
Private Advisor Group, LLC10,3860-10,3860.000.00-0.00sell
Qube Research & Technologies Ltd11,4360-11,4360.000.00-0.00sell
Aquatic Capital Management LLC23,37611,710-11,6660.000.00-0.00sell
PharVision Advisers, LLC13,1930-13,1930.130.00-0.13sell
Y-Intercept (Hong Kong) Ltd15,6230-15,6230.010.00-0.01sell
Brevan Howard Capital Management LP16,3030-16,3030.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS22,0452,704-19,3410.000.00-0.00sell
JPMORGAN CHASE & CO22,0730-22,0730.000.00-0.00sell
Trexquant Investment LP140,06888,155-51,9130.010.01-0.00sell
AMERIPRISE FINANCIAL INC281,609223,483-58,1260.000.00-0.00sell
Neuberger Berman Group LLC66,6560-66,6560.000.00-0.00sell
D. E. Shaw & Co., Inc.68,1530-68,1530.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC70,4680-70,4680.000.00-0.00sell
TOWNSQUARE CAPITAL LLC102,3180-102,3180.010.00-0.01sell
CITADEL ADVISORS LLC134,07230,558-103,5140.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP543,095386,248-156,8470.010.00-0.00sell
TWO SIGMA ADVISERS, LP749,592567,874-181,7180.010.01-0.00sell
MORGAN STANLEY189,9770-189,9770.000.00-0.00sell
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