Stock Transactions — TRIPLEPOINT VENTURE GROWTH B

Total Bought
350,133
25 transactions
Total Sold
1,258,578
37 transactions
Net
-908,445
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
BANK OF AMERICA CORP /DE/0126,269+126,2690.000.00+0.00buy
Arax Advisory Partners040,300+40,3000.000.00+0.00buy
&PARTNERS023,860+23,8600.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC021,865+21,8650.000.00+0.00buy
SMH CAPITAL ADVISORS INC019,494+19,4940.000.38+0.38buy
Catalyst Capital Advisors LLC019,494+19,4940.000.00+0.00buy
Legal & General Group Plc311,530325,584+14,0540.000.00-0.00buy
Attessa Capital LLC013,610+13,6100.000.03+0.03buy
Kovack Advisors, Inc.66,36979,219+12,8500.020.02+0.00buy
Private Advisor Group, LLC012,256+12,2560.000.00+0.00buy
OSAIC HOLDINGS, INC.20,95032,014+11,0640.000.00+0.00buy
IMC-Chicago, LLC13,52921,431+7,9020.000.00-0.00buy
CANADA LIFE ASSURANCE Co44,05549,091+5,0360.000.00-0.00buy
Prospera Financial Services Inc34,80939,760+4,9510.000.00+0.00buy
WELLS FARGO & COMPANY/MN112,196115,985+3,7890.000.00-0.00buy
Cetera Investment Advisers54,29958,077+3,7780.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV03,108+3,1080.000.00+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors12,22414,659+2,4350.010.01+0.00buy
Cresset Asset Management, LLC31,36032,814+1,4540.000.00-0.00buy
SIMPLEX TRADING, LLC3641,416+1,0520.000.00+0.00buy
Elequin Capital, LP01,034+1,0340.000.00+0.00buy
Tradition Wealth Management, LLC10,91111,341+4300.000.00-0.00buy
HARBOUR INVESTMENTS, INC.278307+290.000.00-0.00buy
Caitong International Asset Management Co., Ltd91104+130.000.00-0.00buy
CITIGROUP INC06+60.000.00+0.00buy
AVENIR CORP11,00011,00000.010.01-0.00hold
FARMERS & MERCHANTS INVESTMENTS INC10,29310,29300.000.00-0.00hold
SUMMIT SECURITIES GROUP LLC5,0005,00000.010.00-0.01hold
NewEdge Advisors, LLC2,0002,00000.000.00-0.00hold
Meridian Wealth Management, LLC30,00030,00000.010.00-0.00hold
Triumph Capital Management30030000.000.00-0.00hold
Rockefeller Capital Management L.P.1,0001,00000.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC7,1857,18500.000.00-0.00hold
HUB Investment Partners, LLC10,78210,78200.000.00-0.00hold
SOA Wealth Advisors, LLC.3,0003,00000.000.00-0.00hold
Newbridge Financial Services Group, Inc.40040000.000.00-0.00hold
Financial Network Wealth Advisors LLC84784700.000.00-0.00hold
Accordant Advisory Group Inc1,4001,40000.000.00+0.00hold
Atlantic Union Bankshares Corp2,4002,40000.000.00-0.00hold
Root Financial Partners, LLC90-90.000.00-0.00sell
DELTA ASSET MANAGEMENT LLC/TN130-130.000.00-0.00sell
Farther Finance Advisors, LLC951929-220.000.00-0.00sell
Russell Investments Group, Ltd.1260-1260.000.00-0.00sell
NOMURA ASSET MANAGEMENT CO LTD1,5981,236-3620.000.00-0.00sell
MAI Capital Management4590-4590.000.00-0.00sell
Clearstead Advisors, LLC6300-6300.000.00-0.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC20,08419,062-1,0220.000.00-0.00sell
Advisory Services Network, LLC1,7220-1,7220.000.00-0.00sell
Burk Holdings LLC1,9100-1,9100.000.00-0.00sell
CENTRAL TRUST Co2,0000-2,0000.000.00-0.00sell
Sound Income Strategies, LLC2,3710-2,3710.000.00-0.00sell
Allworth Financial LP2,4720-2,4720.000.00-0.00sell
GROUP ONE TRADING LLC5,3072,457-2,8500.000.00-0.00sell
BlackRock, Inc.156,546153,663-2,8830.000.00-0.00sell
Ethos Financial Group, LLC43,56040,360-3,2000.020.01-0.01sell
EAGLE GLOBAL ADVISORS LLC44,36040,695-3,6650.010.01-0.00sell
AMERIPRISE FINANCIAL INC17,56613,258-4,3080.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.6,2040-6,2040.000.00-0.00sell
Wilmington Savings Fund Society, FSB8,0000-8,0000.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC11,1260-11,1260.000.00-0.00sell
NORTHERN TRUST CORP11,1700-11,1700.000.00-0.00sell
ROYAL BANK OF CANADA12,7070-12,7070.000.00-0.00sell
Virtus Investment Advisers, LLC68,51353,323-15,1900.090.06-0.03sell
RAYMOND JAMES FINANCIAL INC16,0100-16,0100.000.00-0.00sell
Dynamic Technology Lab Private Ltd26,3790-26,3790.020.00-0.02sell
Samalin Investment Counsel, LLC99,59361,743-37,8500.180.10-0.08sell
OXFORD ASSET MANAGEMENT LLP39,0430-39,0430.080.00-0.08sell
MARSHALL WACE, LLP396,789337,655-59,1340.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC83,13316,434-66,6990.000.00-0.00sell
LPL Financial LLC67,3790-67,3790.000.00-0.00sell
Trexquant Investment LP83,3230-83,3230.000.00-0.00sell
Lido Advisors, LLC83,5700-83,5700.000.00-0.00sell
NORDEN GROUP LLC129,73622,985-106,7510.060.01-0.05sell
Schonfeld Strategic Advisors LLC137,4640-137,4640.010.00-0.01sell
UBS Group AG207,6170-207,6170.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP850,939618,001-232,9380.000.00-0.00sell
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