Stock Transactions — TRIPLEPOINT VENTURE GROWTH B

Total Bought
956,575
46 transactions
Total Sold
407,864
22 transactions
Net
+548,711
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
TWO SIGMA INVESTMENTS, LP386,248612,727+226,4790.000.01+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP0115,924+115,9240.000.00+0.00buy
MARSHALL WACE, LLP529,201636,114+106,9130.000.00-0.00buy
JANE STREET GROUP, LLC72,663139,247+66,5840.000.00+0.00buy
BlackRock, Inc.225,216282,798+57,5820.000.00-0.00buy
Virtus Investment Advisers, LLC237,903280,375+42,4720.560.46-0.10buy
Trexquant Investment LP88,155128,973+40,8180.010.01+0.00buy
D. E. Shaw & Co., Inc.033,426+33,4260.000.00+0.00buy
Meridian Wealth Management, LLC030,000+30,0000.000.01+0.01buy
Aquatic Capital Management LLC11,71041,137+29,4270.000.00+0.00buy
Brevan Howard Capital Management LP028,569+28,5690.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC023,307+23,3070.000.00+0.00buy
Tradition Wealth Management, LLC014,517+14,5170.000.01+0.01buy
SUMMIT WEALTH GROUP LLC / CO014,336+14,3360.000.02+0.02buy
CANADA LIFE ASSURANCE Co38,02551,515+13,4900.000.00+0.00buy
NORDEN GROUP LLC56,84869,598+12,7500.040.04-0.00buy
LPL Financial LLC50,42062,686+12,2660.000.00-0.00buy
TWO SIGMA SECURITIES, LLC011,501+11,5010.000.01+0.01buy
WELLS FARGO & COMPANY/MN64,81475,342+10,5280.000.00-0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC13,57521,231+7,6560.000.00+0.00buy
SUMMIT SECURITIES GROUP LLC06,500+6,5000.000.01+0.01buy
Advisory Services Network, LLC05,707+5,7070.000.00+0.00buy
SIMPLEX TRADING, LLC24,03229,634+5,6020.000.00-0.00buy
GROUP ONE TRADING LLC2,4306,830+4,4000.000.00+0.00buy
Rockefeller Capital Management L.P.04,000+4,0000.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.2,4046,204+3,8000.000.00+0.00buy
Verition Fund Management LLC19,87722,677+2,8000.000.00-0.00buy
U.S. Capital Wealth Advisors, LLC40,38042,980+2,6000.010.01-0.00buy
EASTERN BANK02,500+2,5000.000.00+0.00buy
Cetera Investment Advisers43,12145,580+2,4590.000.00-0.00buy
NOMURA ASSET MANAGEMENT CO LTD3,7206,168+2,4480.000.00+0.00buy
Atlantic Union Bankshares Corp02,400+2,4000.000.00+0.00buy
Kovack Advisors, Inc.50,31952,519+2,2000.030.03-0.01buy
NORTHERN TRUST CORP29,03231,155+2,1230.000.00-0.00buy
PRINCIPAL SECURITIES, INC.01,595+1,5950.000.00+0.00buy
OSAIC HOLDINGS, INC.35,94537,451+1,5060.000.00-0.00buy
Root Financial Partners, LLC01,009+1,0090.000.00+0.00buy
AVENIR CORP10,00011,000+1,0000.010.01-0.00buy
Wealthspire Advisors, LLC01,000+1,0000.000.00+0.00buy
Ethos Financial Group, LLC46,62747,508+8810.030.02-0.01buy
Samalin Investment Counsel, LLC92,63693,292+6560.250.19-0.06buy
Russell Investments Group, Ltd.0300+3000.000.00+0.00buy
Triumph Capital Management0300+3000.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC19,13319,284+1510.000.00-0.00buy
FLAGSHIP WEALTH ADVISORS, LLC091+910.000.00+0.00buy
HARBOUR INVESTMENTS, INC.02+20.000.00+0.00buy
CIBC Private Wealth Group LLC4,4304,43000.000.00-0.00hold
Lido Advisors, LLC83,57083,57000.000.00-0.00hold
McIlrath & Eck, LLC7,2747,27400.010.00-0.00hold
CFO4Life Group, LLC13,61013,61000.010.01-0.00hold
EverSource Wealth Advisors, LLC10,00010,00000.000.00-0.00hold
GPS Wealth Strategies Group, LLC2,3272,32700.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC15,24515,24500.010.01-0.00hold
SOA Wealth Advisors, LLC.3,0003,00000.000.00-0.00hold
Newbridge Financial Services Group, Inc.1,0001,00000.000.00-0.00hold
Financial Network Wealth Advisors LLC84784700.010.01-0.00hold
Accordant Advisory Group Inc1,4001,40000.010.01-0.00hold
ST GERMAIN D J CO INC50050000.000.00-0.00hold
DELTA ASSET MANAGEMENT LLC/TN131300.000.00-0.00hold
COMERICA BANK8,7008,70000.000.00-0.00hold
Sound Income Strategies, LLC1,2791,278-10.000.00-0.00sell
BROWN BROTHERS HARRIMAN & CO1000-1000.000.00-0.00sell
Atlantic Edge Private Wealth Management, LLC2000-2000.000.00-0.00sell
Flaharty Asset Management, LLC3600-3600.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.12,25211,852-4000.000.00-0.00sell
Caitong International Asset Management Co., Ltd9060-9060.000.00-0.00sell
CWM, LLC9790-9790.000.00-0.00sell
MAI Capital Management1,347347-1,0000.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP1,0000-1,0000.000.00-0.00sell
WINNOW WEALTH LLC1,4000-1,4000.010.00-0.01sell
Connor, Clark & Lunn Investment Management Ltd.18,66916,710-1,9590.000.00-0.00sell
Red Tortoise LLC2,3510-2,3510.010.00-0.01sell
FARMERS & MERCHANTS INVESTMENTS INC5,7003,200-2,5000.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS2,7040-2,7040.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC18,29614,435-3,8610.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5,0000-5,0000.000.00-0.00sell
BLUEFIN CAPITAL MANAGEMENT, LLC15,0000-15,0000.080.00-0.08sell
ROYAL BANK OF CANADA22,6270-22,6270.000.00-0.00sell
CITADEL ADVISORS LLC30,5580-30,5580.000.00-0.00sell
Legal & General Group Plc276,451235,071-41,3800.000.00-0.00sell
TWO SIGMA ADVISERS, LP567,874492,192-75,6820.010.01-0.00sell
AMERIPRISE FINANCIAL INC223,48325,587-197,8960.000.00-0.00sell
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