| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Beutel, Goodman & Co Ltd. | 0 | 4,058,899 | +4,058,899 | 0.00 | 0.14 | +0.14 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 1,350,000 | +1,350,000 | 0.00 | 0.02 | +0.02 | buy |
| Vivo Capital, LLC | 0 | 1,350,000 | +1,350,000 | 0.00 | 0.64 | +0.64 | buy |
| GREAT POINT PARTNERS LLC | 0 | 1,200,000 | +1,200,000 | 0.00 | 2.96 | +2.96 | buy |
| Ally Bridge Group (NY) LLC | 0 | 915,000 | +915,000 | 0.00 | 4.52 | +4.52 | buy |
| Logos Global Management LP | 0 | 900,000 | +900,000 | 0.00 | 0.52 | +0.52 | buy |
| Velan Capital Investment Management LP | 0 | 352,000 | +352,000 | 0.00 | 1.95 | +1.95 | buy |
| Affinity Asset Advisors, LLC | 0 | 300,000 | +300,000 | 0.00 | 0.16 | +0.16 | buy |
| Alyeska Investment Group, L.P. | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 0 | 95,756 | +95,756 | 0.00 | 0.00 | +0.00 | buy |
| Guardian Partners Inc. | 0 | 24,130 | +24,130 | 0.00 | 0.01 | +0.01 | buy |
| INGALLS & SNYDER LLC | 37,200 | 59,100 | +21,900 | 0.01 | 0.01 | +0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 21,400 | +21,400 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 12,212 | 33,373 | +21,161 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 0 | 12,000 | +12,000 | 0.00 | 0.00 | +0.00 | buy |
| TCI Wealth Advisors, Inc. | 0 | 11,000 | +11,000 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 0 | 9,091 | +9,091 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 39,800 | 40,100 | +300 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 428,584 | 428,804 | +220 | 0.00 | 0.00 | -0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 730 | 882 | +152 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 9,600 | 9,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF MONTREAL /CAN/ | 37,250 | 37,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 18,717 | 16,467 | -2,250 | 0.00 | 0.00 | -0.00 | sell |
| Quadrature Capital Ltd | 10,700 | 0 | -10,700 | 0.00 | 0.00 | -0.00 | sell |
| SCOTIA CAPITAL INC. | 1,291,989 | 1,277,885 | -14,104 | 0.03 | 0.03 | -0.00 | sell |