| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Point72 Asset Management, L.P. | 0 | 712,104 | +712,104 | 0.00 | 0.01 | +0.01 | buy |
| Ikarian Capital, LLC | 0 | 610,000 | +610,000 | 0.00 | 0.60 | +0.60 | buy |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0 | 278,064 | +278,064 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 253,321 | +253,321 | 0.00 | 0.00 | +0.00 | buy |
| SummitTX Capital, L.P. | 0 | 175,948 | +175,948 | 0.00 | 0.04 | +0.04 | buy |
| MARSHALL WACE, LLP | 0 | 158,133 | +158,133 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 156,331 | +156,331 | 0.00 | 0.03 | +0.03 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 21,400 | 155,766 | +134,366 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 95,756 | 220,024 | +124,268 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 43,186 | +43,186 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 15,000 | 58,050 | +43,050 | 0.00 | 0.00 | +0.00 | buy |
| 1832 Asset Management L.P. | 0 | 32,138 | +32,138 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 33,373 | 52,972 | +19,599 | 0.00 | 0.00 | +0.00 | buy |
| INGALLS & SNYDER LLC | 59,100 | 77,400 | +18,300 | 0.01 | 0.02 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 40,100 | 58,058 | +17,958 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 16,180 | +16,180 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 13,899 | +13,899 | 0.00 | 0.00 | +0.00 | buy |
| Aptus Capital Advisors, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| GUARDIAN WEALTH ADVISORS, LLC / NC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| SCOTIA CAPITAL INC. | 1,277,885 | 1,286,183 | +8,298 | 0.03 | 0.04 | +0.01 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 1,350,000 | 1,350,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| GREAT POINT PARTNERS LLC | 1,200,000 | 1,200,000 | 0 | 2.96 | 2.94 | -0.02 | hold |
| TCI Wealth Advisors, Inc. | 11,000 | 11,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Vivo Capital, LLC | 1,350,000 | 1,350,000 | 0 | 0.64 | 0.66 | +0.02 | hold |
| Affinity Asset Advisors, LLC | 300,000 | 300,000 | 0 | 0.16 | 0.16 | -0.00 | hold |
| Velan Capital Investment Management LP | 352,000 | 352,000 | 0 | 1.95 | 1.55 | -0.40 | hold |
| TD Waterhouse Canada Inc. | 9,600 | 9,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 9,091 | 9,091 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BANK OF MONTREAL /CAN/ | 37,250 | 37,250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 882 | 586 | -296 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 12,000 | 0 | -12,000 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 16,467 | 0 | -16,467 | 0.00 | 0.00 | -0.00 | sell |
| Guardian Partners Inc. | 24,130 | 0 | -24,130 | 0.01 | 0.00 | -0.01 | sell |
| ROYAL BANK OF CANADA | 428,804 | 196,277 | -232,527 | 0.00 | 0.00 | -0.00 | sell |
| Alyeska Investment Group, L.P. | 250,000 | 0 | -250,000 | 0.00 | 0.00 | -0.00 | sell |
| Beutel, Goodman & Co Ltd. | 4,058,899 | 3,709,373 | -349,526 | 0.14 | 0.17 | +0.03 | sell |
| Ally Bridge Group (NY) LLC | 915,000 | 397,895 | -517,105 | 4.52 | 4.77 | +0.25 | sell |
| Logos Global Management LP | 900,000 | 0 | -900,000 | 0.52 | 0.00 | -0.52 | sell |