| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 3,451,329 | 4,139,025 | +687,696 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 503,616 | +503,616 | 0.00 | 0.00 | +0.00 | buy |
| Jefferies Financial Group Inc. | 21,432 | 276,887 | +255,455 | 0.00 | 0.05 | +0.05 | buy |
| Newtyn Management, LLC | 4,757,403 | 4,950,000 | +192,597 | 6.72 | 8.27 | +1.55 | buy |
| MORGAN STANLEY | 384,987 | 550,607 | +165,620 | 0.00 | 0.00 | +0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 174,594 | 308,652 | +134,058 | 0.00 | 0.01 | +0.00 | buy |
| Qube Research & Technologies Ltd | 113,939 | 205,280 | +91,341 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 296,172 | 387,472 | +91,300 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 46,972 | 135,656 | +88,684 | 0.01 | 0.02 | +0.01 | buy |
| MARSHALL WACE, LLP | 14,911 | 100,778 | +85,867 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 920,302 | 1,001,766 | +81,464 | 0.01 | 0.01 | +0.00 | buy |
| BARCLAYS PLC | 52,033 | 131,802 | +79,769 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 79,074 | +79,074 | 0.00 | 0.01 | +0.01 | buy |
| DIMENSIONAL FUND ADVISORS LP | 643,838 | 722,070 | +78,232 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 2,080,463 | 2,157,430 | +76,967 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 463,228 | 539,645 | +76,417 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 0 | 57,214 | +57,214 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 56,613 | +56,613 | 0.00 | 0.00 | +0.00 | buy |
| Militia Capital Partners, LP | 0 | 54,200 | +54,200 | 0.00 | 0.28 | +0.28 | buy |
| Campbell & CO Investment Adviser LLC | 0 | 50,392 | +50,392 | 0.00 | 0.04 | +0.04 | buy |
| CITADEL ADVISORS LLC | 438,709 | 485,331 | +46,622 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 17,490 | 58,830 | +41,340 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 40,943 | +40,943 | 0.00 | 0.01 | +0.01 | buy |
| Walleye Capital LLC | 0 | 34,659 | +34,659 | 0.00 | 0.00 | +0.00 | buy |
| Rangeley Capital, LLC | 0 | 33,729 | +33,729 | 0.00 | 0.47 | +0.47 | buy |
| PDT Partners, LLC | 88,577 | 120,327 | +31,750 | 0.06 | 0.08 | +0.02 | buy |
| EntryPoint Capital, LLC | 0 | 27,904 | +27,904 | 0.00 | 0.15 | +0.15 | buy |
| Assenagon Asset Management S.A. | 0 | 23,980 | +23,980 | 0.00 | 0.00 | +0.00 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 0 | 19,850 | +19,850 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 17,792 | +17,792 | 0.00 | 0.00 | +0.00 | buy |
| Aquatic Capital Management LLC | 19,858 | 36,244 | +16,386 | 0.00 | 0.01 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 287,716 | 303,887 | +16,171 | 0.00 | 0.00 | +0.00 | buy |
| OXFORD ASSET MANAGEMENT LLP | 0 | 14,429 | +14,429 | 0.00 | 0.05 | +0.05 | buy |
| Engineers Gate Manager LP | 0 | 13,657 | +13,657 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 12,692 | +12,692 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 0 | 12,608 | +12,608 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 155,429 | 167,429 | +12,000 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 0 | 10,100 | +10,100 | 0.00 | 0.00 | +0.00 | buy |
| MARTINGALE ASSET MANAGEMENT L P | 61,330 | 68,841 | +7,511 | 0.01 | 0.02 | +0.00 | buy |
| R Squared Ltd | 12,522 | 19,976 | +7,454 | 0.12 | 0.12 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 85,707 | 91,501 | +5,794 | 0.00 | 0.00 | +0.00 | buy |
| Virtus Investment Advisers, LLC | 36,379 | 41,884 | +5,505 | 0.09 | 0.16 | +0.07 | buy |
| TWO SIGMA ADVISERS, LP | 24,700 | 29,100 | +4,400 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 890,567 | 893,983 | +3,416 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 349,417 | 352,225 | +2,808 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 22,535 | 25,324 | +2,789 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 2,391 | 4,913 | +2,522 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 60,844 | 62,432 | +1,588 | 0.00 | 0.00 | +0.00 | buy |
| TANG CAPITAL MANAGEMENT LLC | 262,896 | 264,308 | +1,412 | 0.13 | 0.15 | +0.02 | buy |
| Ballentine Partners, LLC | 13,094 | 14,315 | +1,221 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 258 | 1,314 | +1,056 | 0.00 | 0.01 | +0.01 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 14,727 | 15,747 | +1,020 | 0.00 | 0.00 | +0.00 | buy |
| State of Wyoming | 17,909 | 18,928 | +1,019 | 0.02 | 0.03 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 11,270 | 12,249 | +979 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 3,332 | 4,140 | +808 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 4,232 | 5,013 | +781 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 106 | 697 | +591 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 25,253 | 25,651 | +398 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 1,645 | 1,932 | +287 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 476 | 732 | +256 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 42 | 288 | +246 | 0.00 | 0.00 | +0.00 | buy |
| China Universal Asset Management Co., Ltd. | 9,864 | 10,043 | +179 | 0.01 | 0.01 | +0.00 | buy |
| HUNTINGTON NATIONAL BANK | 50 | 228 | +178 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 43 | 163 | +120 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 54 | 170 | +116 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 85 | +85 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 398 | 472 | +74 | 0.00 | 0.00 | +0.00 | buy |
| ASSETMARK, INC | 0 | 51 | +51 | 0.00 | 0.00 | +0.00 | buy |
| MassMutual Private Wealth & Trust, FSB | 0 | 33 | +33 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 110 | 135 | +25 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 0 | 23 | +23 | 0.00 | 0.00 | +0.00 | buy |
| Brookwood Investment Group LLC | 21,060 | 21,077 | +17 | 0.03 | 0.04 | +0.01 | buy |
| FRANKLIN RESOURCES INC | 35,798 | 35,809 | +11 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ameritas Investment Partners, Inc. | 3,598 | 3,598 | 0 | 0.00 | 0.00 | +0.00 | hold |
| VOYA INVESTMENT MANAGEMENT LLC | 11,593 | 11,593 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 2,661 | 2,661 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITTIER TRUST CO | 289 | 289 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Oasis Management Co Ltd. | 1,118,935 | 1,118,935 | 0 | 3.27 | 2.90 | -0.38 | hold |
| Weiss Asset Management LP | 7,457,060 | 7,457,060 | 0 | 1.78 | 1.30 | -0.48 | hold |
| MACQUARIE GROUP LTD | 208,783 | 208,783 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SIGNATUREFD, LLC | 85 | 85 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Daiwa Securities Group Inc. | 215 | 215 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NJ State Employees Deferred Compensation Plan | 58,142 | 58,142 | 0 | 0.07 | 0.08 | +0.01 | hold |
| MetLife Investment Management, LLC | 26,668 | 26,668 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IFP Advisors, Inc | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Pacific Center for Financial Services | 57 | 57 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 1,500 | 1,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Global Retirement Partners, LLC | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Madison Avenue Partners, LP | 9,511,150 | 9,511,150 | 0 | 7.21 | 7.00 | -0.21 | hold |
| Irenic Capital Management LP | 2,760,948 | 2,760,948 | 0 | 3.74 | 6.70 | +2.96 | hold |
| Farther Finance Advisors, LLC | 23 | 23 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 8,040 | 8,040 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Nova Wealth Management, Inc. | 42 | 42 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GF FUND MANAGEMENT CO. LTD. | 1,258 | 1,258 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 10,856 | 10,856 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 6,710 | 6,710 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMALGAMATED BANK | 1,252 | 1,252 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 183 | 183 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 17,681 | 17,681 | 0 | 0.00 | 0.00 | +0.00 | hold |