| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WELLINGTON MANAGEMENT GROUP LLP | 946,846 | 1,665,595 | +718,749 | 0.00 | 0.00 | +0.00 | buy |
| Long Corridor Asset Management Ltd | 0 | 530,000 | +530,000 | 0.00 | 1.13 | +1.13 | buy |
| TWO SIGMA INVESTMENTS, LP | 42,200 | 536,188 | +493,988 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 2,015,063 | 2,437,357 | +422,294 | 0.69 | 0.68 | -0.01 | buy |
| GOLDMAN SACHS GROUP INC | 1,480,621 | 1,698,350 | +217,729 | 0.00 | 0.00 | -0.00 | buy |
| FIL Ltd | 1,633,387 | 1,799,371 | +165,984 | 0.01 | 0.01 | -0.00 | buy |
| SEI INVESTMENTS CO | 418,621 | 584,557 | +165,936 | 0.00 | 0.00 | +0.00 | buy |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 627,978 | 791,297 | +163,319 | 0.04 | 0.03 | -0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 583,893 | 670,093 | +86,200 | 0.01 | 0.01 | -0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 85,319 | +85,319 | 0.00 | 0.00 | +0.00 | buy |
| AIA Group Ltd | 31,420 | 103,579 | +72,159 | 0.00 | 0.01 | +0.01 | buy |
| Vident Advisory, LLC | 23,632 | 95,252 | +71,620 | 0.00 | 0.01 | +0.00 | buy |
| Squarepoint Ops LLC | 0 | 65,175 | +65,175 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 27,377 | 87,882 | +60,505 | 0.00 | 0.01 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 57,162 | +57,162 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 46,695 | +46,695 | 0.00 | 0.00 | +0.00 | buy |
| LVW Advisors, LLC | 0 | 46,123 | +46,123 | 0.00 | 0.04 | +0.04 | buy |
| Verition Fund Management LLC | 13,497 | 52,802 | +39,305 | 0.00 | 0.00 | +0.00 | buy |
| Savant Capital, LLC | 0 | 32,997 | +32,997 | 0.00 | 0.00 | +0.00 | buy |
| Glenorchy Capital Ltd | 38,823 | 68,502 | +29,679 | 0.26 | 0.32 | +0.07 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 25,266 | +25,266 | 0.00 | 0.00 | +0.00 | buy |
| Handelsbanken Fonder AB | 21,731 | 42,140 | +20,409 | 0.00 | 0.00 | +0.00 | buy |
| IMC-Chicago, LLC | 0 | 16,334 | +16,334 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 12,187 | +12,187 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 23,290 | 35,137 | +11,847 | 0.00 | 0.00 | +0.00 | buy |
| Headlands Technologies LLC | 36,048 | 47,743 | +11,695 | 0.03 | 0.05 | +0.02 | buy |
| Invesco Ltd. | 491,951 | 502,931 | +10,980 | 0.00 | 0.00 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 17,202 | 27,645 | +10,443 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 10,164 | +10,164 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 10,057 | +10,057 | 0.00 | 0.01 | +0.01 | buy |
| Russell Investments Group, Ltd. | 450,977 | 458,933 | +7,956 | 0.00 | 0.00 | -0.00 | buy |
| D'Orazio & Associates, Inc. | 19,131 | 26,787 | +7,656 | 0.02 | 0.03 | +0.01 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 557,849 | 563,949 | +6,100 | 0.01 | 0.01 | -0.00 | buy |
| Vontobel Holding Ltd. | 16,158 | 20,457 | +4,299 | 0.00 | 0.00 | +0.00 | buy |
| Vest Financial, LLC | 25,360 | 29,458 | +4,098 | 0.00 | 0.00 | -0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 721,116 | 724,228 | +3,112 | 0.00 | 0.00 | -0.00 | buy |
| EverSource Wealth Advisors, LLC | 886 | 3,876 | +2,990 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 5,589 | 8,535 | +2,946 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 30,207 | 32,414 | +2,207 | 0.00 | 0.00 | -0.00 | buy |
| SBI Securities Co., Ltd. | 1,107 | 3,141 | +2,034 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 400 | 1,406 | +1,006 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 0 | 649 | +649 | 0.00 | 0.00 | +0.00 | buy |
| ASSETMARK, INC | 212 | 620 | +408 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 0 | 246 | +246 | 0.00 | 0.00 | +0.00 | buy |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 4 | 204 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Golden State Equity Partners | 0 | 170 | +170 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 14 | 153 | +139 | 0.00 | 0.00 | +0.00 | buy |
| Frazier Financial Advisors, LLC | 0 | 76 | +76 | 0.00 | 0.00 | +0.00 | buy |
| Stone House Investment Management, LLC | 0 | 68 | +68 | 0.00 | 0.00 | +0.00 | buy |
| Physician Wealth Advisors, Inc. | 0 | 52 | +52 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 19 | 62 | +43 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 33 | 76 | +43 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 3,448 | 3,480 | +32 | 0.00 | 0.00 | -0.00 | buy |
| Blue Trust, Inc. | 13 | 18 | +5 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 0 | 4 | +4 | 0.00 | 0.00 | +0.00 | buy |
| CANADA LIFE ASSURANCE Co | 18,674 | 18,674 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 52,930 | 52,930 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NOMURA ASSET MANAGEMENT CO LTD | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 300,807 | 300,807 | 0 | 0.02 | 0.01 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 0 | 0 | 0.01 | 0.01 | -0.00 | hold |
| AQR Arbitrage LLC | 0 | 0 | 0 | 0.55 | 0.39 | -0.15 | hold |
| TWO SIGMA INVESTMENTS, LP | 0 | 0 | 0 | 0.00 | 0.02 | +0.02 | hold |
| MILLENNIUM MANAGEMENT LLC | 0 | 0 | 0 | 0.02 | 0.02 | +0.00 | hold |
| NATIXIS | 16 | 16 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 0 | 0 | 0 | 0.50 | 0.05 | -0.45 | hold |
| SG Americas Securities, LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 0 | 0 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Weiss Asset Management LP | 0 | 0 | 0 | 0.77 | 0.93 | +0.16 | hold |
| CIBC WORLD MARKET INC. | 34,013 | 34,013 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIGNATUREFD, LLC | 88 | 88 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOR INVESTMENT ADVISORY, LLC | 3 | 3 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARGA Investment Management, LP | 52,156 | 52,156 | 0 | 0.01 | 0.01 | +0.00 | hold |
| JFS WEALTH ADVISORS, LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alibaba Group Holding Ltd | 9,000,000 | 9,000,000 | 0 | 11.91 | 12.07 | +0.15 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 0 | 0 | 0 | 0.74 | 1.12 | +0.38 | hold |
| Quinn Opportunity Partners LLC | 638,745 | 638,745 | 0 | 0.28 | 0.29 | +0.01 | hold |
| EDMOND DE ROTHSCHILD HOLDING S.A. | 94,673 | 94,673 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Vise Technologies, Inc. | 20,358 | 20,358 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Jump Financial, LLC | 0 | 0 | 0 | 0.00 | 0.08 | +0.08 | hold |
| Nuveen, LLC | 0 | 0 | 0 | 0.00 | 0.01 | +0.01 | hold |
| JPMORGAN CHASE & CO | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quarry LP | 0 | 0 | 0 | 0.25 | 0.28 | +0.03 | hold |
| Smartleaf Asset Management LLC | 223 | 223 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WELLS FARGO & COMPANY/MN | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 755 | 755 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 0 | 0 | 0 | 0.00 | 0.01 | +0.00 | hold |
| BNP PARIBAS | 2,431 | 2,431 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Jefferies Financial Group Inc. | 0 | 0 | 0 | 0.00 | 0.02 | +0.02 | hold |
| NATIONAL BANK OF CANADA /FI/ | 16 | 14 | -2 | 0.00 | 0.00 | -0.00 | sell |
| QUADRANT CAPITAL GROUP LLC | 1,590 | 1,567 | -23 | 0.00 | 0.00 | -0.00 | sell |
| AdvisorNet Financial, Inc | 31 | 0 | -31 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 50 | 0 | -50 | 0.00 | 0.00 | -0.00 | sell |
| IMA Advisory Services, Inc. | 118 | 39 | -79 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 1,136 | 1,056 | -80 | 0.00 | 0.00 | -0.00 | sell |
| Bell Investment Advisors, Inc | 633 | 549 | -84 | 0.00 | 0.00 | -0.00 | sell |
| Pinnacle Wealth Planning Services, Inc. | 96 | 0 | -96 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 10,506 | 10,408 | -98 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 69,500 | 69,363 | -137 | 0.00 | 0.00 | -0.00 | sell |