| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ACADIAN ASSET MANAGEMENT LLC | 799,279 | 2,433,509 | +1,634,230 | 0.03 | 0.06 | +0.03 | buy |
| MORGAN STANLEY | 2,256,778 | 3,884,939 | +1,628,161 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 986,809 | 2,361,271 | +1,374,462 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 1,280,120 | 2,250,709 | +970,589 | 0.26 | 0.38 | +0.12 | buy |
| Krane Funds Advisors LLC | 3,239,684 | 3,803,752 | +564,068 | 1.27 | 1.23 | -0.03 | buy |
| CANADA PENSION PLAN INVESTMENT BOARD | 798,137 | 1,309,385 | +511,248 | 0.01 | 0.01 | +0.00 | buy |
| NORGES BANK | 793,071 | 1,112,252 | +319,181 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 1,663,049 | 1,970,421 | +307,372 | 0.04 | 0.04 | -0.00 | buy |
| Trexquant Investment LP | 144,856 | 450,284 | +305,428 | 0.03 | 0.05 | +0.03 | buy |
| MILLENNIUM MANAGEMENT LLC | 465,760 | 726,940 | +261,180 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 898,688 | 1,133,888 | +235,200 | 0.02 | 0.02 | +0.00 | buy |
| Numerai GP LLC | 0 | 202,264 | +202,264 | 0.00 | 0.56 | +0.56 | buy |
| Headlands Technologies LLC | 0 | 182,013 | +182,013 | 0.00 | 0.15 | +0.15 | buy |
| UBS Group AG | 101,698 | 236,104 | +134,406 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 94,861 | +94,861 | 0.00 | 0.00 | +0.00 | buy |
| CAUSEWAY CAPITAL MANAGEMENT LLC | 1,807,944 | 1,900,400 | +92,456 | 0.43 | 0.40 | -0.03 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 91,672 | +91,672 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 89,476 | +89,476 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 95,833 | 176,419 | +80,586 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 16,803 | 76,956 | +60,153 | 0.00 | 0.02 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 913,007 | 965,619 | +52,612 | 0.00 | 0.00 | -0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 50,383 | +50,383 | 0.00 | 0.03 | +0.03 | buy |
| Campbell & CO Investment Adviser LLC | 0 | 47,130 | +47,130 | 0.00 | 0.03 | +0.03 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 905,963 | 946,633 | +40,670 | 0.01 | 0.01 | +0.00 | buy |
| VANGUARD GROUP INC | 2,730,879 | 2,765,905 | +35,026 | 0.00 | 0.00 | -0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 35,006 | +35,006 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 67,262 | 98,864 | +31,602 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 10,722 | 41,969 | +31,247 | 0.00 | 0.00 | +0.00 | buy |
| IMC-Chicago, LLC | 0 | 29,888 | +29,888 | 0.00 | 0.01 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 61,798 | 91,535 | +29,737 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 158,039 | 187,169 | +29,130 | 0.00 | 0.00 | +0.00 | buy |
| BAROMETER CAPITAL MANAGEMENT INC. | 0 | 24,000 | +24,000 | 0.00 | 0.07 | +0.07 | buy |
| Invesco Ltd. | 1,274,298 | 1,297,795 | +23,497 | 0.00 | 0.00 | -0.00 | buy |
| Harbour Capital Advisors, LLC | 0 | 21,715 | +21,715 | 0.00 | 0.04 | +0.04 | buy |
| Legacy Wealth Asset Management, LLC | 68,019 | 89,026 | +21,007 | 0.17 | 0.19 | +0.02 | buy |
| Legal & General Group Plc | 145,698 | 165,934 | +20,236 | 0.00 | 0.00 | -0.00 | buy |
| HSBC HOLDINGS PLC | 42,141 | 59,890 | +17,749 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 76,049 | 93,550 | +17,501 | 0.00 | 0.00 | -0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 11,291 | +11,291 | 0.00 | 0.00 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 10,911 | +10,911 | 0.00 | 0.00 | +0.00 | buy |
| DELTEC ASSET MANAGEMENT LLC | 0 | 10,616 | +10,616 | 0.00 | 0.02 | +0.02 | buy |
| SG Americas Securities, LLC | 42,518 | 51,661 | +9,143 | 0.00 | 0.00 | +0.00 | buy |
| EntryPoint Capital, LLC | 0 | 8,361 | +8,361 | 0.00 | 0.03 | +0.03 | buy |
| GTS SECURITIES LLC | 12,398 | 18,709 | +6,311 | 0.00 | 0.00 | -0.00 | buy |
| Vontobel Holding Ltd. | 10,478 | 15,770 | +5,292 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 26,231 | 31,229 | +4,998 | 0.01 | 0.01 | -0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 207,646 | 212,248 | +4,602 | 0.00 | 0.00 | -0.00 | buy |
| FRANKLIN RESOURCES INC | 21,074 | 23,580 | +2,506 | 0.00 | 0.00 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 14,222 | 16,342 | +2,120 | 0.00 | 0.00 | -0.00 | buy |
| TRUIST FINANCIAL CORP | 10,696 | 11,295 | +599 | 0.00 | 0.00 | -0.00 | buy |
| EverSource Wealth Advisors, LLC | 89 | 616 | +527 | 0.00 | 0.00 | +0.00 | buy |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 0 | 400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 14,266 | 14,422 | +156 | 0.00 | 0.00 | -0.00 | buy |
| Blue Trust, Inc. | 0 | 106 | +106 | 0.00 | 0.00 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 0 | 10 | +10 | 0.00 | 0.00 | +0.00 | buy |
| BOK Financial Private Wealth, Inc. | 106 | 114 | +8 | 0.00 | 0.00 | -0.00 | buy |
| Gradient Investments LLC | 0 | 6 | +6 | 0.00 | 0.00 | +0.00 | buy |
| PRINCIPAL SECURITIES, INC. | 21 | 21 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIXIS | 16 | 16 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 94,140 | 94,140 | 0 | 0.02 | 0.01 | -0.00 | hold |
| North Star Investment Management Corp. | 1,900 | 1,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Handelsbanken Fonder AB | 13,460 | 13,460 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AdvisorNet Financial, Inc | 68 | 68 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Robeco Institutional Asset Management B.V. | 286,228 | 286,228 | 0 | 0.01 | 0.00 | -0.00 | hold |
| HARBOR INVESTMENT ADVISORY, LLC | 24 | 24 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MATHER GROUP, LLC. | 63 | 63 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kerrisdale Advisers, LLC | 34,826 | 34,826 | 0 | 0.10 | 0.08 | -0.02 | hold |
| Alibaba Group Holding Ltd | 9,000,000 | 9,000,000 | 0 | 53.07 | 53.05 | -0.02 | hold |
| LMR Partners LLP | 20,274 | 20,274 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Point72 Asset Management, L.P. | 51,612 | 51,612 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quinn Opportunity Partners LLC | 742,626 | 742,626 | 0 | 0.76 | 0.66 | -0.10 | hold |
| CastleKnight Management LP | 12,900 | 12,900 | 0 | 0.02 | 0.01 | -0.00 | hold |
| E Fund Management Co., Ltd. | 41,516 | 41,516 | 0 | 0.02 | 0.02 | -0.01 | hold |
| SITTNER & NELSON, LLC | 20 | 20 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SJS Investment Consulting Inc. | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pictet Asset Management Holding SA | 96,500 | 96,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 550 | 550 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS | 2,431 | 2,431 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bear Mountain Capital, Inc. | 3 | 0 | -3 | 0.00 | 0.00 | -0.00 | sell |
| CENTRAL TRUST Co | 4 | 0 | -4 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 51 | 1 | -50 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 189 | 92 | -97 | 0.00 | 0.00 | -0.00 | sell |
| Allworth Financial LP | 224 | 0 | -224 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 320,336 | 320,051 | -285 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 512 | 0 | -512 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 972 | 383 | -589 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN INTERNATIONAL GROUP, INC. | 688 | 0 | -688 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 97,042 | 96,258 | -784 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 1,170 | 219 | -951 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 1,224 | 0 | -1,224 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 20,601 | 19,167 | -1,434 | 0.00 | 0.00 | -0.00 | sell |
| Parallel Advisors, LLC | 1,559 | 33 | -1,526 | 0.00 | 0.00 | -0.00 | sell |
| Harvest Fund Management Co., Ltd | 51,982 | 50,243 | -1,739 | 0.04 | 0.03 | -0.01 | sell |
| WealthCollab, LLC | 2,476 | 564 | -1,912 | 0.02 | 0.00 | -0.01 | sell |
| US BANCORP \DE\ | 3,910 | 1,569 | -2,341 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 2,902 | 0 | -2,902 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 17,393 | 14,478 | -2,915 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 3,440 | 0 | -3,440 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 473,049 | 468,591 | -4,458 | 0.29 | 0.30 | +0.01 | sell |