Stock Transactions — AURINIA PHARMACEUTICALS INC

Total Bought
8,353,916
130 transactions
Total Sold
5,491,824
94 transactions
Net
+2,862,092
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
TWO SIGMA INVESTMENTS, LP1,962,7423,428,705+1,465,9630.050.04-0.00buy
TANG CAPITAL MANAGEMENT LLC11,329,50012,229,500+900,0008.939.20+0.28buy
AQR CAPITAL MANAGEMENT LLC481,336948,810+467,4740.000.01+0.00buy
GOLDMAN SACHS GROUP INC1,006,3331,433,508+427,1750.000.00+0.00buy
LSV ASSET MANAGEMENT656,8471,039,576+382,7290.020.03+0.01buy
MARSHALL WACE, LLP1,574,9571,874,597+299,6400.020.03+0.01buy
Walleye Capital LLC22,905321,567+298,6620.000.03+0.03buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND0275,300+275,3000.000.01+0.01buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC490233,256+232,7660.000.00+0.00buy
PRUDENTIAL FINANCIAL INC372,560590,610+218,0500.010.01+0.00buy
Hillsdale Investment Management Inc.0209,900+209,9000.000.08+0.08buy
XTX Topco Ltd0177,381+177,3810.000.05+0.05buy
STIFEL FINANCIAL CORP0165,401+165,4010.000.00+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC123,486274,218+150,7320.010.02+0.01buy
UBS Group AG254,672385,856+131,1840.000.00+0.00buy
HRT FINANCIAL LP82,234211,025+128,7910.000.01+0.00buy
BNP PARIBAS FINANCIAL MARKETS625,684748,765+123,0810.010.01+0.00buy
COOKSON PEIRCE & CO INC0122,483+122,4830.000.08+0.08buy
Aquatic Capital Management LLC0113,623+113,6230.000.05+0.05buy
Man Group plc852,671951,412+98,7410.030.03+0.00buy
OMERS ADMINISTRATION Corp090,400+90,4000.000.01+0.01buy
Freestone Grove Partners LP13,62287,989+74,3670.000.01+0.01buy
RENAISSANCE TECHNOLOGIES LLC1,590,1351,663,835+73,7000.040.04-0.00buy
Y-Intercept (Hong Kong) Ltd071,458+71,4580.000.02+0.02buy
CVFG LLC067,450+67,4500.000.12+0.12buy
JANUS HENDERSON GROUP PLC690,629757,435+66,8060.000.01+0.00buy
Invesco Ltd.87,433154,112+66,6790.000.00+0.00buy
CENTAURUS FINANCIAL, INC.061,020+61,0200.000.04+0.04buy
SIERRA SUMMIT ADVISORS LLC060,813+60,8130.000.13+0.13buy
CWA Asset Management Group, LLC129,201186,333+57,1320.070.09+0.02buy
Qube Research & Technologies Ltd874,345930,631+56,2860.020.02-0.00buy
RITHOLTZ WEALTH MANAGEMENT258,816314,426+55,6100.080.08+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC32,50286,571+54,0690.000.00+0.00buy
IFP Advisors, Inc274,686327,791+53,1050.100.10+0.00buy
Magnetar Financial LLC15,48567,626+52,1410.000.01+0.01buy
FMR LLC268,302318,778+50,4760.000.00+0.00buy
SG Americas Securities, LLC136,224180,960+44,7360.000.00+0.00buy
DEUTSCHE BANK AG\151,158193,498+42,3400.000.00+0.00buy
Gotham Asset Management, LLC127,387168,598+41,2110.010.01+0.00buy
D. E. Shaw & Co., Inc.1,532,2731,572,983+40,7100.020.02-0.00buy
Mariner, LLC20,53754,435+33,8980.000.00+0.00buy
AMERIPRISE FINANCIAL INC10,60344,448+33,8450.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC232,415265,757+33,3420.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC432,468461,866+29,3980.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,507,8691,536,009+28,1400.000.00-0.00buy
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main587,356615,091+27,7350.010.01+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC386,844414,019+27,1750.030.03-0.00buy
Andina Capital Management, LLC026,851+26,8510.000.35+0.35buy
TWINBEECH CAPITAL LP026,300+26,3000.000.04+0.04buy
Marex Group plc24,80050,000+25,2000.000.01+0.00buy
STATE STREET CORP2,501,9922,527,099+25,1070.000.00-0.00buy
NORTHERN TRUST CORP800,144824,105+23,9610.000.00-0.00buy
HighTower Advisors, LLC022,916+22,9160.000.00+0.00buy
GROUP ONE TRADING LLC019,219+19,2190.000.01+0.01buy
PRICE T ROWE ASSOCIATES INC /MD/67,40686,222+18,8160.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV016,599+16,5990.000.00+0.00buy
Vinva Investment Management Ltd015,958+15,9580.000.00+0.00buy
MORGAN STANLEY2,216,9152,232,548+15,6330.000.00-0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP25,38440,537+15,1530.000.00+0.00buy
Cerity Partners LLC11,44526,395+14,9500.000.00+0.00buy
KINGSWOOD WEALTH ADVISORS, LLC014,500+14,5000.000.01+0.01buy
CWM, LLC16,54330,974+14,4310.000.00+0.00buy
Creative Planning24,84238,644+13,8020.000.00+0.00buy
Brevan Howard Capital Management LP11,88823,859+11,9710.000.00-0.00buy
Connor, Clark & Lunn Investment Management Ltd.383,623395,405+11,7820.020.01-0.00buy
TWO SIGMA SECURITIES, LLC011,703+11,7030.000.02+0.02buy
Kathmere Capital Management, LLC011,243+11,2430.000.01+0.01buy
XPONANCE, INC.010,947+10,9470.000.00+0.00buy
WELLS FARGO & COMPANY/MN264,234275,154+10,9200.000.00-0.00buy
PFG Investments, LLC34,44044,890+10,4500.030.03+0.01buy
Virtus Investment Advisers, LLC43,11753,267+10,1500.190.22+0.03buy
JUNCTURE WEALTH STRATEGIES, LLC010,140+10,1400.000.05+0.05buy
Tower Research Capital LLC (TRC)3,45113,314+9,8630.000.01+0.00buy
Vestcor Inc53,06462,259+9,1950.020.03+0.00buy
Financiere des Professionnels - Fonds d,investissement inc.17,93326,717+8,7840.020.02+0.01buy
IEQ CAPITAL, LLC13,88222,088+8,2060.000.00+0.00buy
CITIGROUP INC7,63215,604+7,9720.000.00+0.00buy
PRINCIPAL FINANCIAL GROUP INC115,215123,179+7,9640.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)46,68154,430+7,7490.000.00+0.00buy
Stone House Investment Management, LLC06,620+6,6200.000.02+0.02buy
Bank of New York Mellon Corp329,353335,775+6,4220.000.00-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC14,25220,599+6,3470.000.00+0.00buy
MAI Capital Management4,92411,141+6,2170.000.00+0.00buy
Optiver Holding B.V.6156,815+6,2000.000.00+0.00buy
MML INVESTORS SERVICES, LLC15,64321,641+5,9980.000.00+0.00buy
Quantinno Capital Management LP82,32987,614+5,2850.000.00-0.00buy
Vanguard Personalized Indexing Management, LLC12,87117,624+4,7530.000.00+0.00buy
BANK OF AMERICA CORP /DE/367,636371,781+4,1450.000.00-0.00buy
ALLIANCEBERNSTEIN L.P.124,820128,326+3,5060.000.00+0.00buy
Bank Julius Baer & Co. Ltd, Zurich03,340+3,3400.000.00+0.00buy
Cornerstone Investment Partners, LLC11,17114,497+3,3260.010.01+0.00buy
NAVELLIER & ASSOCIATES INC111,686114,936+3,2500.200.18-0.02buy
Russell Investments Group, Ltd.118,165120,963+2,7980.000.00-0.00buy
Frazier Financial Advisors, LLC6783,471+2,7930.010.03+0.02buy
Police & Firemen's Retirement System of New Jersey30,78233,465+2,6830.000.00+0.00buy
SALEM INVESTMENT COUNSELORS INC02,675+2,6750.000.00+0.00buy
STRS OHIO54,00056,500+2,5000.000.00+0.00buy
KLP KAPITALFORVALTNING AS41,70044,000+2,3000.000.00-0.00buy
China Universal Asset Management Co., Ltd.21,48323,597+2,1140.030.03+0.00buy
FIRST TRUST ADVISORS LP12,18214,065+1,8830.000.00+0.00buy
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