Stock Transactions — AURINIA PHARMACEUTICALS INC

Total Bought
4,628,131
75 transactions
Total Sold
4,646,821
74 transactions
Net
-18,690
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
TANG CAPITAL MANAGEMENT LLC2,050,0002,779,500+729,5001.071.62+0.55buy
CITADEL ADVISORS LLC268,403937,792+669,3890.000.01+0.00buy
SEGALL BRYANT & HAMILL, LLC0553,744+553,7440.000.06+0.06buy
Stonepine Capital Management, LLC0300,000+300,0000.001.56+1.56buy
AQR CAPITAL MANAGEMENT LLC0202,241+202,2410.000.00+0.00buy
JPMORGAN CHASE & CO307,931507,034+199,1030.000.00+0.00buy
PDT Partners, LLC0171,349+171,3490.000.09+0.09buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC160,148325,882+165,7340.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,603,0801,763,602+160,5220.000.00+0.00buy
JANE STREET GROUP, LLC109,816247,228+137,4120.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC538,958654,110+115,1520.000.00+0.00buy
Woodline Partners LP500,555614,066+113,5110.020.03+0.01buy
STATE STREET CORP2,770,8642,880,111+109,2470.000.00+0.00buy
GOLDMAN SACHS GROUP INC2,152,1542,254,657+102,5030.000.00+0.00buy
ALGERT GLOBAL LLC93,700193,804+100,1040.020.04+0.02buy
Virtus Investment Advisers, LLC082,828+82,8280.000.40+0.40buy
Bank of New York Mellon Corp411,211488,721+77,5100.000.00+0.00buy
Hudson Bay Capital Management LP290,400339,900+49,5000.010.01+0.00buy
NORDEA INVESTMENT MANAGEMENT AB308,500349,900+41,4000.000.00+0.00buy
Gotham Asset Management, LLC040,292+40,2920.000.00+0.00buy
Compagnie Lombard Odier SCmA25,00065,000+40,0000.000.01+0.00buy
Virtu Financial LLC15,59154,102+38,5110.010.02+0.02buy
BANK OF AMERICA CORP /DE/116,405152,374+35,9690.000.00+0.00buy
Rock Springs Capital Management LP1,150,3471,179,740+29,3930.150.20+0.06buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP337,757363,767+26,0100.000.00+0.00buy
RHUMBLINE ADVISERS183,892208,263+24,3710.000.00+0.00buy
Handelsbanken Fonder AB33,50053,600+20,1000.000.00+0.00buy
VIRTUS ADVISERS, LLC42,19561,561+19,3660.110.17+0.06buy
Verition Fund Management LLC018,935+18,9350.000.00+0.00buy
LAZARD ASSET MANAGEMENT LLC018,866+18,8660.000.00+0.00buy
Tower Research Capital LLC (TRC)8,99026,707+17,7170.000.00+0.00buy
HighMark Wealth Management LLC75,19691,196+16,0000.230.31+0.08buy
PATTEN & PATTEN INC/TN77,11592,544+15,4290.030.04+0.01buy
Creative Planning015,345+15,3450.000.00+0.00buy
B. Riley Wealth Advisors, Inc.014,746+14,7460.000.00+0.00buy
FRANKLIN RESOURCES INC83,02095,277+12,2570.000.00+0.00buy
MetLife Investment Management, LLC71,20182,762+11,5610.000.00+0.00buy
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM27,86038,750+10,8900.000.00-0.00buy
AMERIPRISE FINANCIAL INC010,685+10,6850.000.00+0.00buy
ALPS ADVISORS INC102,006111,560+9,5540.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC66,13474,429+8,2950.000.00+0.00buy
PFG Investments, LLC20,85028,750+7,9000.010.01+0.01buy
VANGUARD GROUP INC1,531,6171,539,112+7,4950.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/38,95245,707+6,7550.000.00+0.00buy
STRS OHIO57,50064,000+6,5000.000.00+0.00buy
ROYAL BANK OF CANADA36,13342,290+6,1570.000.00+0.00buy
Caption Management, LLC06,076+6,0760.000.00+0.00buy
Banque Cantonale Vaudoise4,2749,684+5,4100.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE47,93952,747+4,8080.000.00+0.00buy
Russell Investments Group, Ltd.3525,030+4,6780.000.00+0.00buy
WELLS FARGO & COMPANY/MN62,19666,805+4,6090.000.00+0.00buy
Frazier Financial Advisors, LLC5005,097+4,5970.000.02+0.02buy
D. E. Shaw & Co., Inc.81,74285,894+4,1520.000.00+0.00buy
LPL Financial LLC33,00736,182+3,1750.000.00+0.00buy
Activest Wealth Management03,000+3,0000.000.01+0.01buy
US BANCORP \DE\8,82011,578+2,7580.000.00+0.00buy
Invesco Ltd.141,055143,668+2,6130.000.00+0.00buy
CWM, LLC8253,303+2,4780.000.00+0.00buy
FMR LLC6,8828,754+1,8720.000.00+0.00buy
Optiver Holding B.V.01,785+1,7850.000.00+0.00buy
FOX RUN MANAGEMENT, L.L.C.27,25228,797+1,5450.030.03+0.00buy
Cetera Investment Advisers61,38562,488+1,1030.000.00+0.00buy
Arizona State Retirement System37,49438,462+9680.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC1,2161,946+7300.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0700+7000.000.00+0.00buy
Cornerstone Planning Group LLC307780+4730.000.00+0.00buy
CVA Family Office, LLC0194+1940.000.00+0.00buy
SIGNATUREFD, LLC0179+1790.000.00+0.00buy
Rockefeller Capital Management L.P.79,16579,324+1590.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC075+750.000.00+0.00buy
Farther Finance Advisors, LLC1583+680.000.00+0.00buy
EverSource Wealth Advisors, LLC99126+270.000.00+0.00buy
TD Waterhouse Canada Inc.020+200.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND45,52645,542+160.000.00+0.00buy
SALEM INVESTMENT COUNSELORS INC3,4943,509+150.000.00+0.00buy
PITTENGER & ANDERSON INC1,0001,00000.000.00+0.00hold
CANADA LIFE ASSURANCE Co53,51453,51400.000.00+0.00hold
Ameritas Investment Partners, Inc.13,45413,45400.000.00+0.00hold
FEDERATED HERMES, INC.1100.000.00+0.00hold
ALLIANCEBERNSTEIN L.P.135,500135,50000.000.00+0.00hold
TRUST CO OF VERMONT1,0001,00000.000.00+0.00hold
DIAMOND HILL CAPITAL MANAGEMENT INC70,09970,09900.000.00+0.00hold
JANUS HENDERSON GROUP PLC49,33149,33100.000.00+0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)28,63428,63400.000.00+0.00hold
NORGES BANK114,045114,04500.000.00+0.00hold
MACQUARIE GROUP LTD21,94321,94300.000.00+0.00hold
Ensign Peak Advisors, Inc63,73563,73500.000.00+0.00hold
Daiwa Securities Group Inc.52852800.000.00-0.00hold
SRH ADVISORS, LLC50050000.000.00+0.00hold
NEA Management Company, LLC3,969,8343,969,83401.231.71+0.47hold
Utah Retirement Systems25,27225,27200.000.00+0.00hold
Swiss National Bank268,500268,50000.000.00+0.00hold
Capital Investment Advisors, LLC39,86539,86500.000.01+0.00hold
Vontobel Holding Ltd.80,00080,00000.000.00-0.00hold
First Horizon Advisors, Inc.171700.000.00+0.00hold
EDMOND DE ROTHSCHILD HOLDING S.A.20,00020,00000.000.00+0.00hold
Almanack Investment Partners, LLC.13,82313,82300.010.01+0.00hold
Legacy Advisors, LLC42,50042,50000.030.03+0.00hold
Global Retirement Partners, LLC2,4302,43000.000.00-0.00hold
Your Advocates Ltd., LLP20020000.000.00+0.00hold
Page 1 of 2